Found 750030 results

Name Type of Offering Accepted Date
ADDITECH INC See All Filings
D 2009-10-14
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001024661
Filed Document 0001024661-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-10-14
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
Heirloom Sports, Inc. See All Filings
D 2009-12-21
Amount To Be Raised $225,000
Associated Brokers / Dealers N/A
CIK Number 0001464869
Filed Document 0001464869-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-21
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business RHODE ISLAND
Revenue or Assets $1 - $1,000,000
Type of Security Equity
INVESCO FIXED INCOME TRUST See All Filings
D 2009-11-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001459166
Filed Document 0000913849-09-000769
Exclusions or Exemptions N/A
Accepted Date 2009-11-01
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business DELAWARE
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
III Futures Neural Network L.P. See All Filings
D 2009-12-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001478325
Filed Document 0001478325-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Brightridge Partners, L.P. See All Filings
D/A 2009-10-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001473990
Filed Document 0001473990-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-10-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
Wildebeest Fund LP See All Filings
D 2009-10-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001474311
Filed Document 0000914121-09-001170
Exclusions or Exemptions N/A
Accepted Date 2009-10-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CYPRESS DOMESTIC EQUITY LOW VOL, LP See All Filings
D/A 2009-12-07
Amount To Be Raised $1,260,000
Associated Brokers / Dealers N/A
CIK Number 0001465493
Filed Document 0001465548-09-000010
Exclusions or Exemptions N/A
Accepted Date 2009-12-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $5,000,000
Type of Security Equity
Akana Capital Offshore Fund, Ltd. See All Filings
D/A 2009-11-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001389866
Filed Document 0000919574-09-016539
Exclusions or Exemptions N/A
Accepted Date 2009-11-12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
HCF SPE I LLC See All Filings
D 2009-12-02
Amount To Be Raised $100,000,000
Associated Brokers / Dealers N/A
CIK Number 0001477930
Filed Document 0001062993-09-004253
Exclusions or Exemptions N/A
Accepted Date 2009-12-02
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Debt
JOHNSONDIVERSEY INC See All Filings
D 2009-12-04
Amount To Be Raised $400,000,000
Associated Brokers / Dealers N/A
CIK Number 0001175757
Filed Document 0001181431-09-055557
Exclusions or Exemptions N/A
Accepted Date 2009-12-04
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets Over $100,000,000
Type of Security Debt
Inter-Citic Minerals Inc. See All Filings
D 2009-11-10
Amount To Be Raised $4,999,500
Associated Brokers / Dealers N/A
CIK Number 0001359508
Filed Document 0000914760-09-000225
Exclusions or Exemptions N/A
Accepted Date 2009-11-10
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business ONTARIO, CANADA
Revenue or Assets Decline to Disclose
Type of Security Equity
Arborview LRI Investors LP See All Filings
D/A 2009-11-09
Amount To Be Raised $4,500,000
Associated Brokers / Dealers N/A
CIK Number 0001474356
Filed Document 0001474356-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-11-09
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Helen Keller Outpatient Surgery Services, LLC See All Filings
D 2009-09-30
Amount To Be Raised $49,000
Associated Brokers / Dealers N/A
CIK Number 0001473851
Filed Document 0001473851-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-09-30
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business ALABAMA
Revenue or Assets No Revenues
Type of Security Equity
Monterey Devices, Inc. See All Filings
D 2009-12-09
Amount To Be Raised $6,999,999
Associated Brokers / Dealers N/A
CIK Number 0001472974
Filed Document 0001472974-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-12-09
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
LYSTER WATSON U.S. EQUITY BETA, LTD. See All Filings
D/A 2009-10-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001447081
Filed Document 0000919574-09-015745
Exclusions or Exemptions N/A
Accepted Date 2009-10-14
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Hermeneutica Alpha LP See All Filings
D 2009-10-21
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001355188
Filed Document 0001355188-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-10-21
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Billboard Jungle, Inc. See All Filings
D 2009-08-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001470265
Filed Document 0001470265-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-17
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D/A 2009-12-29
Amount To Be Raised $4,361,644
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-09-000144
Exclusions or Exemptions N/A
Accepted Date 2009-12-29
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
Immunet Corp See All Filings
D 2009-11-18
Amount To Be Raised $2,000,389
Associated Brokers / Dealers N/A
CIK Number 0001477052
Filed Document 0001477052-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-18
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Rembrandt Catastrophe Fund Ltd See All Filings
D/A 2009-10-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001370193
Filed Document 0001393725-09-000163
Exclusions or Exemptions N/A
Accepted Date 2009-10-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MIDCOUNTRY FINANCIAL CORP See All Filings
D/A 2009-12-29
Amount To Be Raised $40,000,000
Associated Brokers / Dealers N/A
CIK Number 0001179055
Filed Document 0001179055-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-12-29
Type of Offering D/A
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Over $100,000,000
Type of Security Equity
PAAMCO AK Absolute Return Fund Ltd Partnership See All Filings
D/A 2009-09-24
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001385387
Filed Document 0000898432-09-001225
Exclusions or Exemptions N/A
Accepted Date 2009-09-24
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
INTRANSA, INC See All Filings
D 2009-11-09
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001142800
Filed Document 0001142800-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-11-09
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
Hawthorne Ashford/Springhouse Holdings, LLC See All Filings
D 2009-11-23
Amount To Be Raised $3,600,001
Associated Brokers / Dealers N/A
CIK Number 0001477420
Filed Document 0001477420-09-000003
Exclusions or Exemptions 505
Accepted Date 2009-11-23
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
AMERICAN CENTURY INVESTMENTS VALUE YIELD, LLC See All Filings
D 2009-10-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001474358
Filed Document 0001474358-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-14
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MISSOURI
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
5AM Co-Investors III, L.P. See All Filings
D 2009-12-15
Amount To Be Raised $2,115,000
Associated Brokers / Dealers N/A
CIK Number 0001478660
Filed Document 0001478660-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-15
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
AVIVA PLC See All Filings
D 2009-12-18
Amount To Be Raised $404,107
Associated Brokers / Dealers N/A
CIK Number 0001140022
Filed Document 0001140022-09-000188
Exclusions or Exemptions N/A
Accepted Date 2009-12-18
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business UNITED KINGDOM
Revenue or Assets Over $100,000,000
Type of Security Other
Joho Partners, L.P. See All Filings
D 2009-11-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001037769
Filed Document 0000919574-09-016628
Exclusions or Exemptions N/A
Accepted Date 2009-11-25
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Advaxis, Inc. See All Filings
D 2009-10-05
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001100397
Filed Document 0001448051-09-000007
Exclusions or Exemptions N/A
Accepted Date 2009-10-05
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
MEDICAL CONNECTIONS HOLDINGS, INC. See All Filings
D 2009-10-14
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001140303
Filed Document 0001116502-09-001573
Exclusions or Exemptions N/A
Accepted Date 2009-10-14
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
LS Capital Partners LLC See All Filings
D 2009-12-28
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001479200
Filed Document 0001479200-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-28
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
CONSERT INC See All Filings
D/A 2009-12-18
Amount To Be Raised $3,005,689
Associated Brokers / Dealers N/A
CIK Number 0001454078
Filed Document 0001454078-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-12-18
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Debt
LogicSource, Inc. See All Filings
D 2009-10-28
Amount To Be Raised $10,196,078
Associated Brokers / Dealers N/A
CIK Number 0001475153
Filed Document 0001475153-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-28
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Equity
Haven Real Estate Focus Fund, LP See All Filings
D 2009-10-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001474578
Filed Document 0001474578-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-16
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business DELAWARE
Revenue or Assets No Aggregate Net Asset Value
Type of Security Equity
Latitude Solutions, Inc. See All Filings
D 2009-12-07
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001477961
Filed Document 0001477961-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-07
Type of Offering D
Industry Environmental Services
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Equity
JL FALCON PARTNERS LP See All Filings
D 2009-10-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001474851
Filed Document 0001474851-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-23
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Integrated Workforce Strategies, LLC See All Filings
D 2009-10-22
Amount To Be Raised $473,438
Associated Brokers / Dealers N/A
CIK Number 0001475859
Filed Document 0001475859-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-22
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets $1 - $1,000,000
Type of Security Equity
ITRACS CORP See All Filings
D 2009-11-05
Amount To Be Raised $2,300,000
Associated Brokers / Dealers N/A
CIK Number 0001160392
Filed Document 0001015325-09-000078
Exclusions or Exemptions N/A
Accepted Date 2009-11-05
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
Caritas Energy Growth Fund I, LLC See All Filings
D/A 2009-12-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001467239
Filed Document 0001467239-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-12-17
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Equity
KCVG/Hunt Opportunity Fund I, L.P. See All Filings
D 2009-12-17
Amount To Be Raised $10,250,000
Associated Brokers / Dealers N/A
CIK Number 0001478917
Filed Document 0001478917-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-17
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business KANSAS
Revenue or Assets Decline to Disclose
Type of Security Equity
J.P. Morgan-BlackRock Opportunistic RMBS LLC See All Filings
D/A 2009-12-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001473667
Filed Document 0000950103-09-003370
Exclusions or Exemptions N/A
Accepted Date 2009-12-23
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Prodigy Oil & Gas, LLC See All Filings
D/A 2009-10-01
Amount To Be Raised $1,200,000
Associated Brokers / Dealers N/A
CIK Number 0001466362
Filed Document 0001466362-09-000007
Exclusions or Exemptions N/A
Accepted Date 2009-10-01
Type of Offering D/A
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Mineral Property
RMC Medstone Capital VI, LLC See All Filings
D/A 2009-10-28
Amount To Be Raised $15,000,000
Associated Brokers / Dealers N/A
CIK Number 0001466300
Filed Document 0001008601-09-000017
Exclusions or Exemptions N/A
Accepted Date 2009-10-28
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Debt
MMLISI FINANCIAL ALLIANCES LLC See All Filings
D 2009-11-12
Amount To Be Raised $2,500
Associated Brokers / Dealers N/A
CIK Number 0001456663
Filed Document 0001456663-09-000018
Exclusions or Exemptions N/A
Accepted Date 2009-11-12
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Lawrence Reality Group See All Filings
D 2009-10-05
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001473826
Filed Document 0001473826-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-05
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Beyond Commerce See All Filings
D 2009-10-06
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001386049
Filed Document 0001013762-09-001790
Exclusions or Exemptions N/A
Accepted Date 2009-10-06
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business NEVADA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Debt
NEPHILA CATASTROPHE FUND LTD See All Filings
D/A 2009-10-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001349209
Filed Document 0001393725-09-000175
Exclusions or Exemptions N/A
Accepted Date 2009-10-23
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Jackrabbit Communications LLC See All Filings
D 2009-11-03
Amount To Be Raised $110,000
Associated Brokers / Dealers N/A
CIK Number 0001470107
Filed Document 0001470107-09-000002
Exclusions or Exemptions 504
Accepted Date 2009-11-03
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Equity
ATTARA, LP See All Filings
D/A 2009-12-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001175009
Filed Document 0000895345-09-001056
Exclusions or Exemptions N/A
Accepted Date 2009-12-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Redemptive Films 1,LLC See All Filings
D/A 2009-10-05
Amount To Be Raised $2,800,000
Associated Brokers / Dealers N/A
CIK Number 0001468789
Filed Document 0001468789-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-10-05
Type of Offering D/A
Industry Investing
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Equity