Found 750030 results

Name Type of Offering Accepted Date
Credit Suisse QuEST US Market Neutral Fund, Ltd. See All Filings
D 2009-08-26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001471115
Filed Document 0001471115-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-26
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
St. Louis Equity Fund 2009 L.L.C. See All Filings
D 2009-07-15
Amount To Be Raised $30,000,000
Associated Brokers / Dealers N/A
CIK Number 0001468156
Filed Document 0000891118-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-07-15
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business MISSOURI
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Other
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings
D/A 2009-09-07
Amount To Be Raised $6,824,155
Associated Brokers / Dealers N/A
CIK Number 0001235577
Filed Document 0001235577-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-09-07
Type of Offering D/A
Industry Manufacturing
Offering Tier N/A
Principal Place of Business SWITZERLAND
Revenue or Assets Over $100,000,000
Type of Security Option To Acquire
CHRP Overflow Fund, L.P. See All Filings
D/A 2009-09-22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001471841
Filed Document 0001471841-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-09-22
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Zero Energy Systems, LLC. See All Filings
D/A 2009-10-27
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001467838
Filed Document 0001467838-09-000002
Exclusions or Exemptions 504
Accepted Date 2009-10-27
Type of Offering D/A
Industry Manufacturing
Offering Tier N/A
Principal Place of Business IOWA
Revenue or Assets No Revenues
Type of Security Equity
Draker Laboratories Inc See All Filings
D/A 2009-07-24
Amount To Be Raised $350,000
Associated Brokers / Dealers N/A
CIK Number 0001419518
Filed Document 0001419518-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-07-24
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business VERMONT
Revenue or Assets $1 - $1,000,000
Type of Security Debt
UNILOC Corp PTY LTD See All Filings
D/A 2009-08-19
Amount To Be Raised $6,975,715
Associated Brokers / Dealers N/A
CIK Number 0001458834
Filed Document 0001458834-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-08-19
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Cowen Healthcare Royalty Partners II, L.P. See All Filings
D 2009-12-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001478965
Filed Document 0001462798-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-12-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CORNERSTONE BANCSHARES INC/KS See All Filings
D 2009-12-02
Amount To Be Raised $3,749,995
Associated Brokers / Dealers N/A
CIK Number 0001260478
Filed Document 0001014108-09-000267
Exclusions or Exemptions N/A
Accepted Date 2009-12-02
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business KANSAS
Revenue or Assets Decline to Disclose
Type of Security Equity
FMR LLC See All Filings
D 2009-09-03
Amount To Be Raised $99,055,000
Associated Brokers / Dealers N/A
CIK Number 0000315066
Filed Document 0000315066-09-003508
Exclusions or Exemptions N/A
Accepted Date 2009-09-03
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Other
Utah Business Insurance, Inc. See All Filings
D 2009-12-28
Amount To Be Raised $235,986
Associated Brokers / Dealers N/A
CIK Number 0001479259
Filed Document 0001441557-09-000049
Exclusions or Exemptions N/A
Accepted Date 2009-12-28
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
UPEK INC See All Filings
D 2009-10-12
Amount To Be Raised $12,740,241
Associated Brokers / Dealers N/A
CIK Number 0001284218
Filed Document 0001284218-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-10-12
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
WHC Venture 2009-1, LP See All Filings
D 2009-11-24
Amount To Be Raised $36,100,000
Associated Brokers / Dealers N/A
CIK Number 0001477327
Filed Document 0001477327-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-24
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
Turbulent Energy Inc. See All Filings
D 2009-11-17
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001476890
Filed Document 0001476890-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-17
Type of Offering D
Industry Energy Conservation
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
Texas Energy Holdings, Inc., See All Filings
D 2009-12-29
Amount To Be Raised $200,000
Associated Brokers / Dealers N/A
CIK Number 0001454160
Filed Document 0001454160-09-000015
Exclusions or Exemptions N/A
Accepted Date 2009-12-29
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Other
Triple Diamond No. 6 Joint Venture See All Filings
D 2009-11-19
Amount To Be Raised $1,537,500
Associated Brokers / Dealers N/A
CIK Number 0001477132
Filed Document 0001477132-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-19
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Other
Wealth Maintenance Organization LLC See All Filings
D 2009-10-30
Amount To Be Raised $200,000
Associated Brokers / Dealers N/A
CIK Number 0001475453
Filed Document 0001475453-09-000001
Exclusions or Exemptions 504 505
Accepted Date 2009-10-30
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets No Revenues
Type of Security Other
Thomson Horstmann & Bryant Small Cap Trust See All Filings
D 2008-12-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001473103
Filed Document 0001140361-09-028959
Exclusions or Exemptions N/A
Accepted Date 2008-12-11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Other
Water Conservation Fund LLC See All Filings
D 2009-10-05
Amount To Be Raised $800,000
Associated Brokers / Dealers N/A
CIK Number 0001470048
Filed Document 0001079973-09-000935
Exclusions or Exemptions N/A
Accepted Date 2009-10-05
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets No Revenues
Type of Security Equity
WIND POWER HOLDINGS INC See All Filings
D 2009-10-21
Amount To Be Raised $45,000,000
Associated Brokers / Dealers N/A
CIK Number 0001453353
Filed Document 0001453353-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-10-21
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business VERMONT
Revenue or Assets Decline to Disclose
Type of Security Equity
Superwinch Holdings LLC See All Filings
D 2009-10-30
Amount To Be Raised $2,500,000
Associated Brokers / Dealers N/A
CIK Number 0001475752
Filed Document 0001475752-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-30
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Uni-Pixel See All Filings
D 2009-12-09
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001171012
Filed Document 0001171012-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-12-09
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Debt
Restaurant-Tech, Inc. See All Filings
D 2009-10-23
Amount To Be Raised $250,000
Associated Brokers / Dealers N/A
CIK Number 0001475469
Filed Document 0001475469-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-10-23
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business OREGON
Revenue or Assets Decline to Disclose
Type of Security Debt
UTOPIAN GLOBAL TECHNOLOGIES INVESTMENT GROUP LLC See All Filings
D/A 2009-12-02
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001455677
Filed Document 0001455677-09-000016
Exclusions or Exemptions 505
Accepted Date 2009-12-02
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEVADA
Revenue or Assets No Revenues
Type of Security Equity
VIPER POWERSPORTS INC See All Filings
D 2009-11-24
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001337213
Filed Document 0001337213-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-11-24
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets No Revenues
Type of Security Equity
Edgewood Partners L P See All Filings
D/A 2009-08-03
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001319760
Filed Document 0001319760-09-000007
Exclusions or Exemptions N/A
Accepted Date 2009-08-03
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
Armadillo Capital Partners, L.P. See All Filings
D 2009-09-22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001471731
Filed Document 0001471731-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-09-22
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
AC HOLDCO LLC See All Filings
D/A 2009-11-12
Amount To Be Raised $75,000,000
Associated Brokers / Dealers N/A
CIK Number 0001426930
Filed Document 0000947871-09-000728
Exclusions or Exemptions N/A
Accepted Date 2009-11-12
Type of Offering D/A
Industry Telecommunications
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Debt
Jpak Group, Inc. See All Filings
D 2009-11-19
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001321559
Filed Document 0001321559-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-19
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CHINA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Jen Bekman Projects, Inc. See All Filings
D 2009-10-29
Amount To Be Raised $850,000
Associated Brokers / Dealers N/A
CIK Number 0001475356
Filed Document 0001475356-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-29
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Vocalocity Inc See All Filings
D 2009-11-10
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001289993
Filed Document 0001289993-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-11-10
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Debt
Verdezyne Inc See All Filings
D 2009-10-29
Amount To Be Raised $15,180,000
Associated Brokers / Dealers N/A
CIK Number 0001331017
Filed Document 0001331017-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-10-29
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Birch B, LLC See All Filings
D/A 2009-11-16
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001450871
Filed Document 0001450871-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-16
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Zinch Inc See All Filings
D 2009-10-15
Amount To Be Raised $4,050,000
Associated Brokers / Dealers N/A
CIK Number 0001409651
Filed Document 0001409651-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-10-15
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets Decline to Disclose
Type of Security Equity
XATA CORP /MN/ See All Filings
D 2009-12-18
Amount To Be Raised $30,199,998
Associated Brokers / Dealers N/A
CIK Number 0000854398
Filed Document 0001209191-09-057882
Exclusions or Exemptions N/A
Accepted Date 2009-12-18
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Debt
ALBEO TECHNOLOGIES INC See All Filings
D 2009-11-02
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001428500
Filed Document 0001428500-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-11-02
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Debt
XANODYNE PHARMACEUTICALS INC See All Filings
D 2009-10-05
Amount To Be Raised $6,022,000
Associated Brokers / Dealers N/A
CIK Number 0001335480
Filed Document 0001335480-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-10-05
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business KENTUCKY
Revenue or Assets Decline to Disclose
Type of Security Other
SMITH BARNEY BRISTOL ENERGY FUND LP See All Filings
D/A 2009-07-01
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001325676
Filed Document 0001325676-09-000010
Exclusions or Exemptions N/A
Accepted Date 2009-07-01
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Arisdyne Systems Inc See All Filings
D 2009-12-08
Amount To Be Raised $1,800,000
Associated Brokers / Dealers N/A
CIK Number 0001423317
Filed Document 0001423317-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-12-08
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Equity
MOUNT KELLETT CAPITAL PARTNERS (CAYMAN), L.P. See All Filings
D/A 2009-08-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001446085
Filed Document 0000902664-09-003383
Exclusions or Exemptions N/A
Accepted Date 2009-08-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
VALIDUS TECHNOLOGIES CORP See All Filings
D/A 2009-09-21
Amount To Be Raised $835,600
Associated Brokers / Dealers N/A
CIK Number 0001375301
Filed Document 0001011438-09-000565
Exclusions or Exemptions 504
Accepted Date 2009-09-21
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
WALTON RIDENOUR STATE CREDIT LLC See All Filings
D 2009-12-04
Amount To Be Raised $489,702
Associated Brokers / Dealers N/A
CIK Number 0001428003
Filed Document 0000914062-09-000512
Exclusions or Exemptions N/A
Accepted Date 2009-12-04
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
gWallet Inc. See All Filings
D 2009-12-10
Amount To Be Raised $10,525,000
Associated Brokers / Dealers N/A
CIK Number 0001478350
Filed Document 0001478350-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-10
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
ZANY DETECTIVE, LLC See All Filings
D 2009-10-07
Amount To Be Raised $800,000
Associated Brokers / Dealers N/A
CIK Number 0001473992
Filed Document 0001473992-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-07
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
LARCH LANE ABSOLUTE RETURN OFFSHORE LTD See All Filings
D/A 2009-09-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001445292
Filed Document 0001445292-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-09-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MARINER MATADOR FUND LLC See All Filings
D/A 2009-08-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001442798
Filed Document 0001442798-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-08-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Jet Set Games, Inc. See All Filings
D 2009-10-30
Amount To Be Raised $9,000,000
Associated Brokers / Dealers N/A
CIK Number 0001476442
Filed Document 0001476442-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-30
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEVADA
Revenue or Assets Decline to Disclose
Type of Security Equity
ADCARE HEALTH SYSTEMS INC See All Filings
D 2009-12-11
Amount To Be Raised $2,800,000
Associated Brokers / Dealers N/A
CIK Number 0001004724
Filed Document 0001004724-09-000030
Exclusions or Exemptions N/A
Accepted Date 2009-12-11
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
DOCUSYS INC See All Filings
D 2009-08-24
Amount To Be Raised $10,640,000
Associated Brokers / Dealers N/A
CIK Number 0001132983
Filed Document 0001132983-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-08-24
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Titan Spine, LLC See All Filings
D/A 2009-11-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001476536
Filed Document 0001476536-09-000003
Exclusions or Exemptions 505
Accepted Date 2009-11-12
Type of Offering D/A
Industry Other Health Care
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity