Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cantone Office Center, LLC See All Filings	D	2017-02-21 16:16:13 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers Anthony J Cantone CIK Number 0001409434 Filed Document 0001409434-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:16:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Alta Community Investment 2017, LLC See All Filings	D	2017-02-21 16:14:57 UTC
Amount To Be Raised $11,772,300 Associated Brokers / Dealers N/A CIK Number 0001697572 Filed Document 0001697572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:14:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Senior Floating Rate & Fixed Income Trust See All Filings	D/A	2017-02-21 16:10:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586607 Filed Document 0001586607-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:10:10 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Kimbell Royalty Partners, LP See All Filings	D	2017-02-21 16:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657788 Filed Document 0001657788-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:05:14 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Stafford HiTIP Fund II, L.P. See All Filings	D	2017-02-21 16:01:39 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001698533 Filed Document 0001507943-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspiriant Holdings S5, LLC See All Filings	D	2017-02-21 16:00:38 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001698385 Filed Document 0001698385-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 16:00:38 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIVINGSTON CAPITAL FUND LP See All Filings	D/A	2017-02-21 15:58:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129676 Filed Document 0001013594-17-000200 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:58:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tinicum Parallel L.P. See All Filings	D	2017-02-21 15:54:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542600 Filed Document 0001542600-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:54:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacuLogix, Inc. See All Filings	D	2017-02-21 15:54:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001554897 Filed Document 0001554897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:54:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Tinicum Tax Exempt L.P. See All Filings	D	2017-02-21 15:53:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542602 Filed Document 0001542602-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:53:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flirtey Holdings, Inc. See All Filings	D	2017-02-21 15:53:04 UTC
Amount To Be Raised $15,843,482 Associated Brokers / Dealers N/A CIK Number 0001698561 Filed Document 0001698561-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:53:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
JMB Hedged Yield Fund LLC See All Filings	D/A	2017-02-21 15:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541224 Filed Document 0001013594-17-000199 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:51:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Greenville, LLC See All Filings	D	2017-02-21 15:50:24 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001697547 Filed Document 0001697547-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:50:24 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
AlphaKeys Total Alternatives Solution 2016, L.L.C. See All Filings	D	2017-02-21 15:50:15 UTC
Amount To Be Raised $257,526,000 Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001698483 Filed Document 0001698483-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:50:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDEA Co-Investment Fund I, LP See All Filings	D	2017-02-21 15:47:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:47:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Faraday Pharmaceuticals, Inc. See All Filings	D/A	2017-02-21 15:47:28 UTC
Amount To Be Raised $32,780,000 Associated Brokers / Dealers N/A CIK Number 0001614107 Filed Document 0001614107-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:47:28 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tinicum Employees L.P. See All Filings	D	2017-02-21 15:42:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542603 Filed Document 0001542603-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:42:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cantone Office Center, LLC See All Filings	D	2017-02-21 15:40:35 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers Anthony J Cantone CIK Number 0001409434 Filed Document 0001409434-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:40:35 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Tinicum L.P. See All Filings	D	2017-02-21 15:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542599 Filed Document 0001542599-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:40:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simplifide, Inc. See All Filings	D	2017-02-21 15:37:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674485 Filed Document 0001674485-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:37:48 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
VirZoom, Inc. See All Filings	D/A	2017-02-21 15:35:30 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001639511 Filed Document 0001140361-17-008310 Exclusions or Exemptions 506c Accepted Date 2017-02-21 15:35:30 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Andurand Commodities Fund LP See All Filings	D/A	2017-02-21 15:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570199 Filed Document 0000902664-17-001289 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Choral Financial Fund, LP See All Filings	D/A	2017-02-21 15:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417442 Filed Document 0000919574-17-002187 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:29:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund VII LLC See All Filings	D/A	2017-02-21 15:23:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001684363 Filed Document 0001691465-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:23:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Court Innovations Incorporated See All Filings	C/A	2017-02-21 15:20:31 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $499,194 CIK Number 0001691881 Filed Document 0001669191-17-000017 Accepted Date 2017-02-21 15:20:31 UTC Type of Offering C/A Security Offered Amount 80,645 Security Offered Type Common Stock State MICHIGAN
Investment Partners, LLC - CLAT Solutions Fund See All Filings	D	2017-02-21 15:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698453 Filed Document 0001698453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:20:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acorn Diversified Fund (US), LLC See All Filings	D	2017-02-21 15:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698469 Filed Document 0001171520-17-000117 Exclusions or Exemptions 506c Accepted Date 2017-02-21 15:18:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND XV FORM ID See All Filings	D	2017-02-21 15:17:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001696577 Filed Document 0001691465-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:17:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DOUGLAS FALCON FUND, L.P. See All Filings	D/A	2017-02-21 15:16:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593297 Filed Document 0001593297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:16:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oaktree Japan Absolute Return Fund Partnership Feeder (Cayman) LP See All Filings	D	2017-02-21 15:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686946 Filed Document 0001686946-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:10:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hill Path Capital Partners LP See All Filings	D/A	2017-02-21 15:05:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BEARTOOTH ADVISORS, A DIVISION OF RIVERSTONE CAPITAL SERVICES LLC CIK Number 0001661914 Filed Document 0001315863-17-000185 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:05:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTCR Onvoy Holdings LLC See All Filings	D	2017-02-21 15:03:37 UTC
Amount To Be Raised $160,056,948 Associated Brokers / Dealers N/A CIK Number 0001671070 Filed Document 0001140361-17-008304 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:03:37 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND XIV LLC See All Filings	D/A	2017-02-21 15:03:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001691466 Filed Document 0001691465-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:03:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Oaktee Japan Absolute Return Fund Corporate Feeder (Cayman) LP See All Filings	D	2017-02-21 15:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686907 Filed Document 0001686907-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 15:01:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G WIZICON Technologies, Inc. See All Filings	C/A	2017-02-21 14:56:39 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $99,999 CIK Number 0001694000 Filed Document 0001669191-17-000016 Accepted Date 2017-02-21 14:56:39 UTC Type of Offering C/A Security Offered Amount 4,008 Security Offered Type Common Stock State MICHIGAN
MVP LS Fund II LLC See All Filings	D/A	2017-02-21 14:49:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001676428 Filed Document 0001691465-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:49:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
dotSport LLC See All Filings	C	2017-02-21 14:48:27 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $100,000 CIK Number 0001691593 Filed Document 0001669191-17-000015 Accepted Date 2017-02-21 14:48:27 UTC Type of Offering C Security Offered Amount 25 Security Offered Type Other State NEW YORK
Boston Fiduciary Realty Partners Fund LLC See All Filings	D	2017-02-21 14:48:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001695962 Filed Document 0001695962-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-02-21 14:48:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
HempAmericana, Inc. See All Filings	1-A/A	2017-02-21 14:48:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001602929 Filed Document 0001549212-17-000002 Accepted Date 2017-02-21 14:48:00 UTC Type of Offering 1-A/A Industry MISCELLANEOUS MANUFACTURING INDUSTRIES Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $720 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Portico Studios, Inc See All Filings	D	2017-02-21 14:45:17 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001698357 Filed Document 0001698357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:45:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Syntax Global I, LP See All Filings	D/A	2017-02-21 14:43:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537376 Filed Document 0001315863-17-000184 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:43:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND X LLC See All Filings	D/A	2017-02-21 14:42:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001696750 Filed Document 0001691465-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:42:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Syntax Index Series LP See All Filings	D/A	2017-02-21 14:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507681 Filed Document 0001315863-17-000183 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:42:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND XIII LLC See All Filings	D/A	2017-02-21 14:33:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenutres Marketplace, Inc. CIK Number 0001691465 Filed Document 0001691465-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:33:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Immedia Semiconductor, Inc. See All Filings	D	2017-02-21 14:32:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595922 Filed Document 0001595922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:32:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ICG Recovery Fund 2008 B Limited Partnership See All Filings	D	2017-02-21 14:30:45 UTC
Amount To Be Raised $680,959,051 Associated Brokers / Dealers N/A CIK Number 0001697734 Filed Document 0001697734-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:30:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aerospace, Transportation & Logistics Fund LP See All Filings	D/A	2017-02-21 14:28:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632437 Filed Document 0000947871-17-000158 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:28:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QQUV INVESTMENTS 2, LLC See All Filings	D	2017-02-21 14:28:09 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001698517 Filed Document 0001698517-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-21 14:28:09 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2017-02-21 14:20:18 UTC
Amount To Be Raised $634,060 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-17-010084 Accepted Date 2017-02-21 14:20:18 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $96,652 State of Jurisdiction GEORGIA Type of Security Other(describe)
MAYFLOWER INVESTMENT GROUP INC See All Filings	1-A POS	2017-02-21 14:12:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673239 Filed Document 0001673239-17-000004 Accepted Date 2017-02-21 14:12:33 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business NEVADA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)