Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tusk Brokerage, LLC See All Filings	D	2017-03-02 12:35:52 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001699308 Filed Document 0001699308-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:35:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RAVENSWOOD II LP See All Filings	D/A	2017-03-02 12:33:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173435 Filed Document 0001173435-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:33:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Forest, LLC See All Filings	D	2017-03-02 12:32:06 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001699235 Filed Document 0001140361-17-010212 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:32:06 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Deerfield Special Situations Fund, L.P. See All Filings	D/A	2017-03-02 12:25:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354395 Filed Document 0001354395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:25:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Micro Medical Solutions, Inc. See All Filings	D	2017-03-02 12:23:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001618948 Filed Document 0001618948-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:23:36 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ravenswood Investment Co L.P. See All Filings	D/A	2017-03-02 12:22:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robotti & Company, LLC CIK Number 0001527269 Filed Document 0001527269-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:22:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEERFIELD INTERNATIONAL LTD See All Filings	D/A	2017-03-02 12:22:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061970 Filed Document 0001061970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:22:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARAKETT HOLDINGS LP See All Filings	D/A	2017-03-02 12:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349723 Filed Document 0000919574-17-002415 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
B Metro LLC See All Filings	D/A	2017-03-02 12:19:06 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Tripoint Global Equities, LLC CIK Number 0001688877 Filed Document 0001688877-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:19:06 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DEERFIELD PARTNERS, L.P. See All Filings	D/A	2017-03-02 12:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301041 Filed Document 0001301041-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:16:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J3 BIOSCIENCE, INC. See All Filings	D/A	2017-03-02 12:16:22 UTC
Amount To Be Raised $1,520,000 Associated Brokers / Dealers N/A CIK Number 0001408012 Filed Document 0001408012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:16:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
All About Beer, LLC See All Filings	D	2017-03-02 12:12:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595676 Filed Document 0001595676-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:12:18 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Empower Micro Systems Inc. See All Filings	D	2017-03-02 12:07:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001559730 Filed Document 0001559730-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:07:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BOM DIA IMPORTS LLC See All Filings	D/A	2017-03-02 12:06:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556303 Filed Document 0001556303-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:06:09 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2017-03-02 12:02:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001592345 Filed Document 0001393725-17-000060 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:02:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value Trust See All Filings	D/A	2017-03-02 12:01:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001391852 Filed Document 0001393725-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:01:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QC Natural Gas, LLC See All Filings	D/A	2017-03-02 12:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001561902 Filed Document 0001561902-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 12:00:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
PZENA GLOBAL VALUE FUND (GT), a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2017-03-02 11:59:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001391853 Filed Document 0001393725-17-000058 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:59:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PZENA INTERNATIONAL VALUE FUND (GT), a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2017-03-02 11:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001391855 Filed Document 0001393725-17-000057 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:58:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIIAD Systems, LLC See All Filings	D	2017-03-02 11:47:15 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers Petsky Prunier Securities, LLC CIK Number 0001699104 Filed Document 0001699104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:47:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2017-03-02 11:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Bhargava Wealth Management, LLC, Fort Ghent Brokerage LLC, and Alpha Strategies Investment Consulting Inc. CIK Number 0001565758 Filed Document 0000919574-17-002413 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:18:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Akeida Environmental Fund, L.P. See All Filings	D/A	2017-03-02 11:15:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459946 Filed Document 0000919574-17-002411 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:15:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mr. Sheffield Ltd Liability Co See All Filings	D	2017-03-02 11:11:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001695431 Filed Document 0001695431-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:11:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Knopp Biosciences LLC See All Filings	D/A	2017-03-02 10:58:33 UTC
Amount To Be Raised $23,283,527 Associated Brokers / Dealers MIP Global, Inc., Stillpoint Capital, LLC, Saturn Capital, Inc., and Pickwick Capital Partners, LLC CIK Number 0001497598 Filed Document 0000898432-17-000317 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:58:33 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Out of Bounds Brewing Co LLC See All Filings	D	2017-03-02 10:57:44 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001698194 Filed Document 0001698194-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:57:44 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brasstown Funding II LLC See All Filings	D/A	2017-03-02 10:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Roberts, Catherine Hicks, Bruce Smith, Thomas Young, John Stanier, and Phillip Nash Roberts CIK Number 0001584940 Filed Document 0001584940-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:57:06 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Xineoh, Inc. See All Filings	D	2017-03-02 10:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699171 Filed Document 0001699171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:52:19 UTC Type of Offering D Industry Computers Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FIRST PHOENIX INVESTMENTS, INC. See All Filings	1-A/A	2017-03-02 10:48:04 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001687306 Filed Document 0001687306-17-000004 Accepted Date 2017-03-02 10:48:04 UTC Type of Offering 1-A/A Industry RETAIL-GROCERY STORES Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Axonic PG Special Opportunities Overseas Fund 2016-1, Ltd. See All Filings	D/A	2017-03-02 10:43:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668459 Filed Document 0000919574-17-002409 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:43:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JK ASIAN INVEST LP See All Filings	D/A	2017-03-02 10:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001460990 Filed Document 0001315863-17-000217 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:43:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNKNOWN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Genesis Emerging Markets, L .P. See All Filings	D/A	2017-03-02 10:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303303 Filed Document 0001315863-17-000216 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:41:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Axonic PG Special Opportunities Fund 2016-1, LP See All Filings	D/A	2017-03-02 10:41:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668298 Filed Document 0000919574-17-002407 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:41:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pretium SFR Real Estate II L.P. See All Filings	D	2017-03-02 10:19:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001699348 Filed Document 0001140361-17-010162 Exclusions or Exemptions 506b Accepted Date 2017-03-02 10:19:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veracity Worldwide LLC See All Filings	D	2017-03-02 09:58:19 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001671747 Filed Document 0001671747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 09:58:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WOLFPRINT 3D INC See All Filings	D/A	2017-03-02 09:43:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Ryan Feit and Ameet Padte CIK Number 0001685751 Filed Document 0001685751-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-02 09:43:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ESTONIA Revenue or Assets Decline to Disclose Type of Security Debt
PSC Marlin LP See All Filings	D	2017-03-02 08:52:49 UTC
Amount To Be Raised $523,513,200 Associated Brokers / Dealers N/A CIK Number 0001699208 Filed Document 0001699208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 08:52:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Mondrian U.S. Equity Fund, L.P. See All Filings	D/A	2017-03-02 07:49:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447881 Filed Document 0001393725-17-000056 Exclusions or Exemptions 506b Accepted Date 2017-03-02 07:49:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAHC Limited Partnership See All Filings	D	2017-03-01 22:00:22 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Key West Investments, LLC CIK Number 0001699362 Filed Document 0001699362-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 22:00:22 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Charron Favreau L.L.C. See All Filings	C	2017-03-01 21:51:49 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001698872 Filed Document 0001670254-17-000027 Accepted Date 2017-03-01 21:51:49 UTC Type of Offering C Security Offered Amount 200,000 Security Offered Type Other State CALIFORNIA
YUR Drivers Network, Inc. See All Filings	D	2017-03-01 21:40:54 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001699085 Filed Document 0001699085-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 21:40:54 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Resonant Inc See All Filings	D	2017-03-01 21:40:31 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001579910 Filed Document 0001579910-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 21:40:31 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NRIA 341 Union Manager, LLC See All Filings	D	2017-03-01 21:03:02 UTC
Amount To Be Raised $276,000 Associated Brokers / Dealers N/A CIK Number 0001699320 Filed Document 0001699320-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-01 21:03:02 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
IMF Bentham Ltd See All Filings	D	2017-03-01 20:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001684212 Filed Document 0001684212-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-01 20:50:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business AUSTRALIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Security To Be Acquired
Union Street Capital 341, LLC See All Filings	D	2017-03-01 20:38:11 UTC
Amount To Be Raised $3,364,064 Associated Brokers / Dealers N/A CIK Number 0001699392 Filed Document 0001699392-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-01 20:38:11 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Wilkinson Properties Fund 14, LLC See All Filings	D	2017-03-01 20:29:38 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001699388 Filed Document 0001699388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 20:29:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBUS GOLD CORP See All Filings	D	2017-03-01 19:48:49 UTC
Amount To Be Raised $93,161 Associated Brokers / Dealers N/A CIK Number 0001321992 Filed Document 0001183740-17-000034 Exclusions or Exemptions 506b Accepted Date 2017-03-01 19:48:49 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2017-03-01 19:40:29 UTC
Amount To Be Raised $9,299,384 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 19:40:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Thai Capital Fund, LP See All Filings	D	2017-03-01 19:27:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697386 Filed Document 0001697386-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 19:27:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walker Capital Partners Fund, LP See All Filings	D	2017-03-01 18:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697380 Filed Document 0001697380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 18:58:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curvo Labs, Inc. See All Filings	D	2017-03-01 18:53:19 UTC
Amount To Be Raised $2,295,306 Associated Brokers / Dealers N/A CIK Number 0001698449 Filed Document 0001698449-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 18:53:19 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity