Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Weather Analytics, LLC See All Filings	D	2017-03-09 14:03:24 UTC
Amount To Be Raised $16,999,999 Associated Brokers / Dealers N/A CIK Number 0001584752 Filed Document 0001584752-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:03:24 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Socotra Fund LLC See All Filings	D/A	2017-03-09 14:00:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001573807 Filed Document 0001573807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:00:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRELLUS PARTNERS LP See All Filings	D/A	2017-03-09 13:59:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133880 Filed Document 0001133880-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:59:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
S.C. Pooler, LLC See All Filings	D	2017-03-09 13:59:36 UTC
Amount To Be Raised $9,533,000 Associated Brokers / Dealers N/A CIK Number 0001697355 Filed Document 0001697355-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:59:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jarvis 15, LLC See All Filings	D	2017-03-09 13:51:49 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001699357 Filed Document 0001699357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:51:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAC Holdings I Corp. See All Filings	D	2017-03-09 13:49:24 UTC
Amount To Be Raised $20,131,266 Associated Brokers / Dealers N/A CIK Number 0001682469 Filed Document 0000895345-17-000127 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:49:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prana Current Yield Fund V, L.P. See All Filings	D	2017-03-09 13:39:13 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001699731 Filed Document 0000935836-17-000152 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:39:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brad Flora & Jenny 8. Lee Demo Day Fund W17, LP See All Filings	D	2017-03-09 13:37:51 UTC
Amount To Be Raised $490,480 Associated Brokers / Dealers N/A CIK Number 0001694497 Filed Document 0001694497-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:37:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DISCOVERY SPECIAL OPPORTUNITIES II, LTD. See All Filings	D	2017-03-09 13:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699059 Filed Document 0000919574-17-002599 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:37:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KnowBe4, Inc. See All Filings	D	2017-03-09 13:35:19 UTC
Amount To Be Raised $5,540,519 Associated Brokers / Dealers N/A CIK Number 0001664998 Filed Document 0000897069-17-000157 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:35:19 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DIESEL CO-INVEST LP See All Filings	D	2017-03-09 13:32:50 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001700456 Filed Document 0001700456-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:32:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ESO Venture Fund III, LP See All Filings	D	2017-03-09 13:28:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700414 Filed Document 0001609623-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:28:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DISCOVERY SPECIAL OPPORTUNITIES II, LP See All Filings	D	2017-03-09 13:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699069 Filed Document 0000919574-17-002597 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tapinator, Inc. See All Filings	D	2017-03-09 13:23:55 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001647170 Filed Document 0001647170-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-09 13:23:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Snowbird Co-Investment Partners, LLC See All Filings	D/A	2017-03-09 13:21:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695232 Filed Document 0001695232-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:21:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CB3, LLC See All Filings	D	2017-03-09 13:10:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001698487 Filed Document 0001698487-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:10:37 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Arix Bioscience plc See All Filings	D	2017-03-09 13:08:28 UTC
Amount To Be Raised $121,000,000 Associated Brokers / Dealers Jefferies International Limited CIK Number 0001700449 Filed Document 0001700449-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:08:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Abode Systems, Inc. See All Filings	D	2017-03-09 13:08:13 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001699593 Filed Document 0001699593-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:08:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Trajan Associates LLC See All Filings	D	2017-03-09 13:03:19 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001680927 Filed Document 0001680927-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-09 13:03:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Verition International Multi-Strategy Fund Ltd. See All Filings	D/A	2017-03-09 13:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669085 Filed Document 0001669085-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:03:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verition International Multi-Strategy Fund Ltd. See All Filings	D/A	2017-03-09 13:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669085 Filed Document 0001669085-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:03:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Media Trader, Inc. See All Filings	1-A/A	2017-03-09 12:59:18 UTC
Amount To Be Raised $12,011,600 Associated Brokers / Dealers N/A CIK Number 0001685982 Filed Document 0001213900-17-002112 Accepted Date 2017-03-09 12:59:18 UTC Type of Offering 1-A/A Industry SERVICES-ADVERTISING Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $40,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Remiges BioPharma Fund, LP See All Filings	D/A	2017-03-09 12:57:50 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001609623 Filed Document 0001609623-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:57:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALGEBRAIX DATA CORP See All Filings	D	2017-03-09 12:57:09 UTC
Amount To Be Raised $7,499,999 Associated Brokers / Dealers N/A CIK Number 0001318533 Filed Document 0001318533-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:57:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VERITION MULTI-STRATEGY FUND LLC See All Filings	D/A	2017-03-09 12:55:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458792 Filed Document 0001458792-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:55:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caspian Inefficient Markets International Fund, L.P. See All Filings	D/A	2017-03-09 12:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669389 Filed Document 0001421566-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthCor Co-Invest Sanatate Fund, L.P See All Filings	D	2017-03-09 12:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700435 Filed Document 0001700435-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:52:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Communication Infrastructure Corp See All Filings	D	2017-03-09 12:50:42 UTC
Amount To Be Raised $1,759,500 Associated Brokers / Dealers N/A CIK Number 0001700422 Filed Document 0001700422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:50:42 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets $Not Applicable Type of Security Equity
Alexander Fund XII, LLC See All Filings	D	2017-03-09 12:50:10 UTC
Amount To Be Raised $755,000 Associated Brokers / Dealers None CIK Number 0001696931 Filed Document 0001696931-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:50:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NEW MEXICO FIRST FINANCIAL INC See All Filings	D	2017-03-09 12:48:06 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001196559 Filed Document 0001196559-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:48:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Covet, Inc. See All Filings	D	2017-03-09 12:45:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700356 Filed Document 0001700356-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:45:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Option To Acquire
CASPIAN SELECT CREDIT FUND, L.P. See All Filings	D/A	2017-03-09 12:45:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001421566 Filed Document 0001421566-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:45:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LoveTheWild Co See All Filings	D	2017-03-09 12:44:14 UTC
Amount To Be Raised $104,400 Associated Brokers / Dealers N/A CIK Number 0001646305 Filed Document 0001646305-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:44:14 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RBC Network Services Corp. See All Filings	D	2017-03-09 12:43:00 UTC
Amount To Be Raised $1,948,737 Associated Brokers / Dealers N/A CIK Number 0001699572 Filed Document 0001140361-17-011164 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:43:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Compound Growth, L.P. See All Filings	D	2017-03-09 12:34:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700365 Filed Document 0000919574-17-002593 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:34:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Clareant European Strategic Credit Fund, L.P. See All Filings	D	2017-03-09 12:33:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001700263 Filed Document 0001140361-17-011160 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:33:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AkinaFLEX SCA SICAV RAIF See All Filings	D	2017-03-09 12:30:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001698752 Filed Document 0001698752-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:30:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Equity
Endeavor Catalyst II-A, L.P. See All Filings	D	2017-03-09 12:29:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695821 Filed Document 0001695821-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-09 12:29:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caspian Inefficient Markets Fund, L.P. See All Filings	D/A	2017-03-09 12:27:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669390 Filed Document 0001421566-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:27:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onsight Capital Partners LP See All Filings	D	2017-03-09 12:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697929 Filed Document 0001697929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:22:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clareant European Strategic Credit (Offshore) Fund, L.P. See All Filings	D	2017-03-09 12:18:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001700285 Filed Document 0001140361-17-011153 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:18:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASPIAN SELECT CREDIT INTERNATIONAL, LTD. See All Filings	D/A	2017-03-09 12:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets CIK Number 0001421568 Filed Document 0001421566-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Netshoes (Cayman) Ltd. See All Filings	D	2017-03-09 12:14:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001562767 Filed Document 0001562767-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:14:11 UTC Type of Offering D Industry Retailing Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Debt
Retrolux, Inc. See All Filings	D	2017-03-09 12:13:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001674939 Filed Document 0001674939-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:13:22 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Longford Capital Fund II, LP See All Filings	D	2017-03-09 12:13:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Oakpoint Solutions, LLC CIK Number 0001699903 Filed Document 0001699903-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:13:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Thermal Imaging Radar, LLC See All Filings	D/A	2017-03-09 12:11:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001557005 Filed Document 0001557005-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:11:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Series 5 - Virage Capital Partners LP See All Filings	D/A	2017-03-09 11:58:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669074 Filed Document 0001315863-17-000243 Exclusions or Exemptions 506b Accepted Date 2017-03-09 11:58:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL EQUITY ACCESS FUND LP See All Filings	D/A	2017-03-09 11:49:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439526 Filed Document 0001437572-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 11:49:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SBBC, LLC See All Filings	D	2017-03-09 11:45:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001698292 Filed Document 0001415889-17-000387 Exclusions or Exemptions 506b Accepted Date 2017-03-09 11:45:01 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ALGONQUIN FUND LTD See All Filings	D/A	2017-03-09 11:43:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437572 Filed Document 0001437572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 11:43:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity