Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aracle SPF V, LLC See All Filings	D	2017-03-09 16:33:34 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001684916 Filed Document 0001144204-17-013714 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:33:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mill Creek Strategic Return LP See All Filings	D/A	2017-03-09 16:32:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404203 Filed Document 0001404203-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:32:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CellAegis Devices Inc. See All Filings	D	2017-03-09 16:30:13 UTC
Amount To Be Raised $6,400 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:30:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
TJNS Fund II, L.P. See All Filings	D	2017-03-09 16:26:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001700409 Filed Document 0001700409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:26:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Mill Creek Strategic Return International, Ltd. See All Filings	D/A	2017-03-09 16:21:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486967 Filed Document 0001486967-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-09 16:21:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
William Fund, LLC See All Filings	D/A	2017-03-09 16:17:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635797 Filed Document 0001479191-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:17:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marinus Opportunities Domestic Fund LP See All Filings	D/A	2017-03-09 16:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karis Capital Partners, LLC CIK Number 0001545097 Filed Document 0001545098-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series MSP Recovery 001 See All Filings	D	2017-03-09 16:09:55 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001697990 Filed Document 0001697993-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:09:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
CellAegis Devices Inc. See All Filings	D	2017-03-09 16:09:41 UTC
Amount To Be Raised $3,114,304 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001573661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:09:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Collins Capital Long/Short Equity Fund II LP See All Filings	D/A	2017-03-09 16:09:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385573 Filed Document 0001385573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:09:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Strategic Opportunities Fund - KH, L.P. See All Filings	D	2017-03-09 16:04:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001688436 Filed Document 0001688436-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 16:04:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marinus Opportunities Offshore Fund Ltd. See All Filings	D/A	2017-03-09 15:59:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karis Capital Partners, LLC CIK Number 0001545098 Filed Document 0001545098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:59:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KG OFFSHORE FUND LTD See All Filings	D/A	2017-03-09 15:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palladium Capital Advisors, LLC and Perkins Fund Marketing, LLC CIK Number 0001461235 Filed Document 0001461235-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outer Islands Capital, L.P. See All Filings	D/A	2017-03-09 15:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001228429 Filed Document 0000919574-17-002608 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:52:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PebblePost, Inc. See All Filings	D	2017-03-09 15:48:57 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001623225 Filed Document 0001623225-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:48:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HYHTE HOLDINGS, INC. See All Filings	D	2017-03-09 15:46:55 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001624474 Filed Document 0001624474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:46:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RD Legal Finance, LLC, Series MSP002 See All Filings	D	2017-03-09 15:46:29 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001697991 Filed Document 0001697993-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:46:29 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
LHA Market State Fund I, L.P. See All Filings	D/A	2017-03-09 15:46:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697494 Filed Document 0001697494-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:46:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DG Investments IX, LLC See All Filings	D	2017-03-09 15:44:54 UTC
Amount To Be Raised $924,000 Associated Brokers / Dealers N/A CIK Number 0001699268 Filed Document 0001699268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:44:54 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
HealthCor Sanatate Offshore, L.P. See All Filings	D	2017-03-09 15:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700412 Filed Document 0001700412-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:43:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Measurement Vault Corp. See All Filings	D	2017-03-09 15:27:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001699331 Filed Document 0001699331-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:27:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Buy Smart Storage Solutions Corp See All Filings	1-A	2017-03-09 15:26:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001697254 Filed Document 0001697254-17-000001 Accepted Date 2017-03-09 15:26:17 UTC Type of Offering 1-A Industry OPERATORS OF NONRESIDENTIAL BUILDINGS Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Cordex Systems, Inc See All Filings	D/A	2017-03-09 15:22:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642403 Filed Document 0001642403-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:22:47 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
University FanCards, LLC See All Filings	D	2017-03-09 15:22:16 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers Harpeth Securities, LLC CIK Number 0001674849 Filed Document 0001674849-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:22:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Private Markets Fund VII (Cayman) L.P. See All Filings	D/A	2017-03-09 15:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001683878 Filed Document 0001683878-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:20:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Markets Fund VII LP See All Filings	D/A	2017-03-09 15:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001684209 Filed Document 0001684209-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:18:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluffs of Williston, LLC See All Filings	D	2017-03-09 15:17:50 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001700417 Filed Document 0001700417-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:17:50 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EnCompass Education Solutions, Inc. See All Filings	D	2017-03-09 15:16:49 UTC
Amount To Be Raised $4,163,138 Associated Brokers / Dealers N/A CIK Number 0001552547 Filed Document 0001552547-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:16:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series NFL004 See All Filings	D	2017-03-09 15:16:16 UTC
Amount To Be Raised $224,000 Associated Brokers / Dealers N/A CIK Number 0001697993 Filed Document 0001697993-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:16:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Kali Care, Inc. See All Filings	D	2017-03-09 15:13:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001616065 Filed Document 0001616065-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:13:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEOPHARM PHARMACANN INVESTORS II, LLC See All Filings	D	2017-03-09 15:10:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001698261 Filed Document 0001698261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:10:49 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Summit Water Development, L.P. See All Filings	D/A	2017-03-09 15:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC, Damien Hatfield, William U. Tarr, Christopher D. Whatley, James B. Everett, and Michael Oshiro CIK Number 0001462778 Filed Document 0001462778-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT WATER DEVELOPMENT LLC See All Filings	D/A	2017-03-09 15:06:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rodney Madden CIK Number 0001429533 Filed Document 0001429533-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:06:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antares European Fund, L.P. See All Filings	D/A	2017-03-09 14:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450589 Filed Document 0000919574-17-002606 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
RM Senior Living Richfield LLC See All Filings	D	2017-03-09 14:55:54 UTC
Amount To Be Raised $4,260,000 Associated Brokers / Dealers N/A CIK Number 0001700401 Filed Document 0001700401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:55:54 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Antares European Fund Ltd See All Filings	D/A	2017-03-09 14:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450763 Filed Document 0000919574-17-002604 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
KG INVESTMENTS FUND LLC See All Filings	D/A	2017-03-09 14:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palladium Capital Advisors, LLC and Perkins Fund Marketing, LLC CIK Number 0001459598 Filed Document 0001459598-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:53:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CollegePlace BYU Investors, LLC See All Filings	D	2017-03-09 14:46:07 UTC
Amount To Be Raised $12,688,869 Associated Brokers / Dealers N/A CIK Number 0001700146 Filed Document 0001683168-17-000526 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:46:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GrowCo, Inc. See All Filings	D/A	2017-03-09 14:42:46 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001641804 Filed Document 0001641804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:42:46 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Veloxint Corp See All Filings	D	2017-03-09 14:38:42 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001656329 Filed Document 0001656329-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:38:42 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Initialized IC SPV, LLC See All Filings	D	2017-03-09 14:37:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699512 Filed Document 0001699512-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:37:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stos Partners 36 Micro, LLC See All Filings	D	2017-03-09 14:36:20 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001700465 Filed Document 0001700465-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-09 14:36:20 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SCS PRIVATE EQUITY II, LLC See All Filings	D/A	2017-03-09 14:32:32 UTC
Amount To Be Raised $57,856,000 Associated Brokers / Dealers N/A CIK Number 0001542424 Filed Document 0001542424-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:32:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCS Private Credit I, LLC See All Filings	D/A	2017-03-09 14:27:08 UTC
Amount To Be Raised $312,363,200 Associated Brokers / Dealers N/A CIK Number 0001588797 Filed Document 0001588797-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:27:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shepherd Cobalt Madison, LLC See All Filings	D	2017-03-09 14:24:48 UTC
Amount To Be Raised $7,150,000 Associated Brokers / Dealers N/A CIK Number 0001698062 Filed Document 0001698062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SCS Private Equity III, LLC See All Filings	D/A	2017-03-09 14:21:48 UTC
Amount To Be Raised $327,324,000 Associated Brokers / Dealers N/A CIK Number 0001599728 Filed Document 0001599728-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:21:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harmonic Investors LLC Fund I See All Filings	D/A	2017-03-09 14:20:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-03-09 14:20:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Manhattan Gulch Partners LLC See All Filings	D	2017-03-09 14:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700438 Filed Document 0001700438-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:18:03 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Smith Cove Capital Domestic Fund LP See All Filings	D	2017-03-09 14:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700220 Filed Document 0000902664-17-001458 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:08:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewSpring Mezzanine Capital III, L.P. See All Filings	D/A	2017-03-09 14:04:36 UTC
Amount To Be Raised $105,250,000 Associated Brokers / Dealers N/A CIK Number 0001659651 Filed Document 0001192482-17-000058 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:04:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund