Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sage Investments, LP See All Filings	D/A	2017-07-21 15:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680259 Filed Document 0001680259-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 15:28:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SXC Live Inc. See All Filings	C	2017-07-21 15:28:03 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001711575 Filed Document 0001665160-17-000288 Accepted Date 2017-07-21 15:28:03 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Elevated Value Focus LP See All Filings	D/A	2017-07-21 15:27:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497826 Filed Document 0001497826-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 15:27:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QIC Private Equity Fund No. 6, L.P. See All Filings	D	2017-07-21 15:26:17 UTC
Amount To Be Raised $250,775,000 Associated Brokers / Dealers N/A CIK Number 0001712121 Filed Document 0001712121-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 15:26:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PUTNAM INTERNATIONAL CORE EQUITY FUND, LP See All Filings	D/A	2017-07-21 15:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA and William F. Loehning III CIK Number 0001675584 Filed Document 0001675584-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 15:25:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Concepts & Engineering, LLC See All Filings	D/A	2017-07-21 15:25:23 UTC
Amount To Be Raised $370,500 Associated Brokers / Dealers N/A CIK Number 0001664959 Filed Document 0001664959-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-21 15:25:23 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
HedgeForum Metacapital, LLC See All Filings	D/A	2017-07-21 15:15:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citi Private Advisory, LLC CIK Number 0001584477 Filed Document 0001584477-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-21 15:15:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountaingate Capital Fund I-FF, L.P. See All Filings	D/A	2017-07-21 15:14:12 UTC
Amount To Be Raised $22,654,639 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001649606 Filed Document 0001649606-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-21 15:14:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EFFICIENT ACCESS FUND LLC See All Filings	D/A	2017-07-21 15:00:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001280064 Filed Document 0001544824-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-07-21 15:00:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountaingate Capital Fund I-A, L.P. See All Filings	D/A	2017-07-21 14:59:38 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637499 Filed Document 0001637499-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:59:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EFG E-Commerce See All Filings	D	2017-07-21 14:55:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001712591 Filed Document 0001712591-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:55:46 UTC Type of Offering D Industry Restaurants Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Mountaingate Capital Fund I, L.P. See All Filings	D/A	2017-07-21 14:53:33 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637494 Filed Document 0001637494-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:53:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CLARIUM CAPITAL LLC See All Filings	D/A	2017-07-21 14:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Caedmon Partners LLP CIK Number 0001448746 Filed Document 0001448746-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:47:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OSB Bancorp, Inc. See All Filings	D	2017-07-21 14:47:32 UTC
Amount To Be Raised $5,749,940 Associated Brokers / Dealers N/A CIK Number 0001712596 Filed Document 0000906318-17-000051 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:47:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Binary Fountain, Inc. See All Filings	D/A	2017-07-21 14:40:33 UTC
Amount To Be Raised $25,025,000 Associated Brokers / Dealers N/A CIK Number 0001597545 Filed Document 0001597545-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:40:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Clarion Private Investors, LLC See All Filings	D/A	2017-07-21 14:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001697183 Filed Document 0001697183-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:40:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1020 Digital, LLC See All Filings	D	2017-07-21 14:34:02 UTC
Amount To Be Raised $5,562,240 Associated Brokers / Dealers N/A CIK Number 0001647499 Filed Document 0001647499-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:34:02 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Debt
SEFA, LLC See All Filings	D	2017-07-21 14:29:00 UTC
Amount To Be Raised $2,232,450 Associated Brokers / Dealers n/a CIK Number 0001582085 Filed Document 0001582085-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:29:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Staton Techiya, LLC See All Filings	D	2017-07-21 14:26:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001712311 Filed Document 0001712311-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:26:19 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Glass U, LLC See All Filings	D	2017-07-21 14:11:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001613595 Filed Document 0001613595-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:11:21 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Householder TP 17-18, LLC See All Filings	D	2017-07-21 14:07:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001711262 Filed Document 0001711262-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:07:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
LQC Partners VIII, LLC See All Filings	D	2017-07-21 14:07:15 UTC
Amount To Be Raised $2,830,000 Associated Brokers / Dealers N/A CIK Number 0001712448 Filed Document 0001712448-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:07:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Equity
CAZ Strategic Credit Events Fund, L.P. See All Filings	D/A	2017-07-21 14:05:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683465 Filed Document 0001683465-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:05:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ithuba Investments LP See All Filings	D/A	2017-07-21 14:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648569 Filed Document 0001405086-17-000138 Exclusions or Exemptions 506b Accepted Date 2017-07-21 14:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Peak Opportunities Fund (BVI) Ltd. See All Filings	D	2017-07-21 13:56:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458502 Filed Document 0001507943-17-000100 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:56:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redwood Peak Opportunities Fund, L.P. See All Filings	D	2017-07-21 13:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421275 Filed Document 0001507943-17-000099 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:53:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AFOS-McNeill, LLC See All Filings	D	2017-07-21 13:50:03 UTC
Amount To Be Raised $5,075,000 Associated Brokers / Dealers N/A CIK Number 0001712584 Filed Document 0001712584-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:50:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Peak Opportunities Master Fund, L.P. See All Filings	D	2017-07-21 13:48:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694351 Filed Document 0001507943-17-000098 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:48:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KSL LIFT Co-Invest, L.P. See All Filings	D	2017-07-21 13:44:43 UTC
Amount To Be Raised $283,800,000 Associated Brokers / Dealers N/A CIK Number 0001712414 Filed Document 0001712414-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:44:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP 5819 Glisan LLC See All Filings	D	2017-07-21 13:40:15 UTC
Amount To Be Raised $4,675,000 Associated Brokers / Dealers N/A CIK Number 0001712466 Filed Document 0001712466-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:40:15 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Neiybor, Inc. See All Filings	D	2017-07-21 13:38:13 UTC
Amount To Be Raised $1,604,350 Associated Brokers / Dealers N/A CIK Number 0001712600 Filed Document 0001712600-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:38:13 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2017-07-21 13:38:12 UTC
Amount To Be Raised $2,274,420 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-17-037636 Accepted Date 2017-07-21 13:38:12 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $443,188 State of Jurisdiction GEORGIA Type of Security Other(describe)
Canadian River Royalties, LLC See All Filings	D	2017-07-21 13:35:11 UTC
Amount To Be Raised $10,450,000 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001712476 Filed Document 0001712476-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:35:11 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
West Florida ACO LLC See All Filings	D	2017-07-21 13:25:26 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001577283 Filed Document 0001477932-17-003455 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:25:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HedgeForum OZF, LLC See All Filings	D/A	2017-07-21 13:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Morgan Stanley Smith Barney LLC, and Citi Private Advisory, LLC CIK Number 0001526366 Filed Document 0001526366-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:19:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2017-07-21 13:13:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, John W. Akkerman, and Not Applicable CIK Number 0001609154 Filed Document 0001140361-17-028375 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:13:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RJ OASIS (Bermuda) Ltd See All Filings	D/A	2017-07-21 13:10:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680221 Filed Document 0001680221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:10:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2017-07-21 13:10:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman CIK Number 0001609117 Filed Document 0001140361-17-028373 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:10:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields Emerging Markets Credit Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2017-07-21 13:07:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman CIK Number 0001609144 Filed Document 0001140361-17-028371 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:07:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huckberry Inc See All Filings	D	2017-07-21 13:05:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001712028 Filed Document 0001712028-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:05:44 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Small Cap & Mid Cap International (BVI) Ltd. See All Filings	D/A	2017-07-21 13:05:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348211 Filed Document 0000950103-17-006959 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:05:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2017-07-21 13:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, Not Applicable, and John W. Akkerman CIK Number 0001609116 Filed Document 0001140361-17-028369 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:03:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Small Cap & Mid Cap Partners, L.P. See All Filings	D/A	2017-07-21 13:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169535 Filed Document 0000950103-17-006958 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:02:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRT SERENA VISTA LLC See All Filings	D	2017-07-21 13:01:07 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001712597 Filed Document 0001712597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 13:01:07 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pioneer Leasing & Consulting LLC See All Filings	D	2017-07-21 12:57:41 UTC
Amount To Be Raised $12,611,600 Associated Brokers / Dealers N/A CIK Number 0001712176 Filed Document 0001712176-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-21 12:57:41 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
MediaHound, Inc. See All Filings	D	2017-07-21 12:57:37 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-07-21 12:57:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
JumpStart Fertility, Inc. See All Filings	D	2017-07-21 12:55:28 UTC
Amount To Be Raised $9,999,990 Associated Brokers / Dealers N/A CIK Number 0001712239 Filed Document 0001712239-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 12:55:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
1062 Halsey Funding LP See All Filings	D	2017-07-21 12:55:04 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001711960 Filed Document 0001013594-17-000551 Exclusions or Exemptions 506b Accepted Date 2017-07-21 12:55:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Tosca Opportunity See All Filings	D/A	2017-07-21 12:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459292 Filed Document 0000919574-17-005545 Exclusions or Exemptions 506b Accepted Date 2017-07-21 12:53:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
5438 Arnold Funding LP See All Filings	D	2017-07-21 12:52:52 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001711497 Filed Document 0001013594-17-000550 Exclusions or Exemptions 506b Accepted Date 2017-07-21 12:52:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity