Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Barrow, Hanley, Mewhinney & Strauss Emerging Markets Fund See All Filings	D/A	2017-03-10 16:38:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636809 Filed Document 0001636809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:38:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WLR Recovery V Investors, LLC See All Filings	D/A	2017-03-10 16:33:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515343 Filed Document 0000943663-17-000101 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:33:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WLR Recovery IV Investors, LLC See All Filings	D/A	2017-03-10 16:30:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531466 Filed Document 0000943663-17-000100 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:30:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RD Legal Finance, LLC, Series NFL001 See All Filings	D	2017-03-10 16:29:48 UTC
Amount To Be Raised $174,969 Associated Brokers / Dealers N/A CIK Number 0001697399 Filed Document 0001697988-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:29:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Victory Capital Holdings, Inc. See All Filings	D/A	2017-03-10 16:29:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570827 Filed Document 0001570827-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:29:12 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GLAZER OFFSHORE FUND LTD See All Filings	D/A	2017-03-10 16:26:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461086 Filed Document 0001076809-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:26:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Landmark Equity Investors XIV Fund, LLC See All Filings	D/A	2017-03-10 16:25:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530887 Filed Document 0000943663-17-000099 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:25:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MyWellnessGuard, Inc. See All Filings	D	2017-03-10 16:25:15 UTC
Amount To Be Raised $1,841,550 Associated Brokers / Dealers N/A CIK Number 0001586686 Filed Document 0001586686-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:25:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AT Private Credit Opportunities Fund, LLC See All Filings	D/A	2017-03-10 16:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590766 Filed Document 0000943663-17-000098 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:17:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLANTIC TRUST REAL ESTATE FUND I, LLC See All Filings	D/A	2017-03-10 16:14:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001202644 Filed Document 0000943663-17-000097 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:14:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XYZ Venture Capital Fund I, LP See All Filings	D	2017-03-10 16:12:25 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001699219 Filed Document 0000905718-17-000333 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:12:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND XVI LLC See All Filings	D	2017-03-10 16:11:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001699386 Filed Document 0001699386-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:11:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
RD Legal Finance, LLC, Series MSP Recovery 004 See All Filings	D	2017-03-10 16:11:00 UTC
Amount To Be Raised $4,594,243 Associated Brokers / Dealers N/A CIK Number 0001697988 Filed Document 0001697988-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:11:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Kidizen, Inc. See All Filings	D	2017-03-10 16:10:45 UTC
Amount To Be Raised $3,161,000 Associated Brokers / Dealers N/A CIK Number 0001607128 Filed Document 0001607128-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:10:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AT Oak Hill CP Fund LLC See All Filings	D/A	2017-03-10 16:09:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001313653 Filed Document 0000943663-17-000096 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:09:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Hill Spokane Inc. See All Filings	D	2017-03-10 16:09:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001699487 Filed Document 0001002014-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:09:09 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Geosphere Fund, Ltd. See All Filings	D/A	2017-03-10 16:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415395 Filed Document 0000919574-17-002657 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Energy Capital Investors Fund II, LLC See All Filings	D/A	2017-03-10 16:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531465 Filed Document 0000943663-17-000095 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:07:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Q32 Capital Partners, LP See All Filings	D/A	2017-03-10 16:03:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672321 Filed Document 0001672321-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:03:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Capital Investors Fund, LLC See All Filings	D/A	2017-03-10 16:03:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531213 Filed Document 0000943663-17-000094 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:03:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beachhead Emerging Opportunities LLC See All Filings	D	2017-03-10 16:02:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700543 Filed Document 0001012975-17-000208 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:02:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Atlantic Trust Capital Dynamics Investors Fund, LLC See All Filings	D/A	2017-03-10 16:00:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572707 Filed Document 0000943663-17-000093 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:00:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indoor Harvest Corp See All Filings	D/A	2017-03-10 16:00:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Chad Sykes CIK Number 0001572565 Filed Document 0001572565-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:00:26 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wichita Geri Psych Services LLC See All Filings	D	2017-03-10 15:58:17 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001699499 Filed Document 0001140361-17-011612 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:58:17 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Atlantic Trust Opportunity Fund, LLC See All Filings	D/A	2017-03-10 15:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531467 Filed Document 0000943663-17-000092 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:57:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luvo, Inc. See All Filings	D	2017-03-10 15:55:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001577963 Filed Document 0001577963-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:55:06 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
T.O. Global LLC See All Filings	D	2017-03-10 15:53:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001648869 Filed Document 0001648869-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:53:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ATLANTIC TRUST DIVERSIFIED STRATEGIES FUND, LLC See All Filings	D/A	2017-03-10 15:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344275 Filed Document 0000943663-17-000091 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Trust Global Long/Short Fund, LLC See All Filings	D/A	2017-03-10 15:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476335 Filed Document 0000943663-17-000090 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geosphere Fund, LP See All Filings	D/A	2017-03-10 15:49:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415618 Filed Document 0000919574-17-002655 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:49:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GoFish Cam, Inc. See All Filings	C/A	2017-03-10 15:48:03 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $400,000 CIK Number 0001693411 Filed Document 0001644600-17-000025 Accepted Date 2017-03-10 15:48:03 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State VIRGINIA
GLAZER CAPITAL MANAGEMENT LP See All Filings	D/A	2017-03-10 15:47:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461058 Filed Document 0001076809-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:47:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AT MLP Fund, LLC See All Filings	D/A	2017-03-10 15:46:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476333 Filed Document 0000943663-17-000089 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:46:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2017-03-10 15:45:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:45:25 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Pistol Lake, Inc. See All Filings	D	2017-03-10 15:44:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001569380 Filed Document 0001569380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:44:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AT Low Volatility Fund, LLC See All Filings	D/A	2017-03-10 15:42:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515345 Filed Document 0000943663-17-000088 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:42:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concinnity Partners LP See All Filings	D/A	2017-03-10 15:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458081 Filed Document 0000919574-17-002653 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:41:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AT Global Multi-Strategy Fund, LLC See All Filings	D/A	2017-03-10 15:38:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580408 Filed Document 0000943663-17-000087 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:38:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palestra Capital Partners, LP See All Filings	D/A	2017-03-10 15:37:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543661 Filed Document 0000919574-17-002651 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:37:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asia Hedged Opportunity Fund, LLC See All Filings	D/A	2017-03-10 15:34:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515342 Filed Document 0000943663-17-000086 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Del Way LLC See All Filings	D	2017-03-10 15:30:59 UTC
Amount To Be Raised $1,195,000 Associated Brokers / Dealers N/A CIK Number 0001699526 Filed Document 0001699526-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:30:59 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Maple Lawn Hospitality, LLC See All Filings	D	2017-03-10 15:30:14 UTC
Amount To Be Raised $4,955,000 Associated Brokers / Dealers N/A CIK Number 0001700603 Filed Document 0001140361-17-011601 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:30:14 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Itasca Capital Partners, LLC See All Filings	D/A	2017-03-10 15:28:26 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001545681 Filed Document 0001566114-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:28:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AM Project N. Washington LLC See All Filings	D	2017-03-10 15:28:18 UTC
Amount To Be Raised $5,210,000 Associated Brokers / Dealers N/A CIK Number 0001700646 Filed Document 0001700646-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:28:18 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Seklarity Corp See All Filings	D	2017-03-10 15:27:34 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001700207 Filed Document 0001700207-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:27:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CALIENT Technologies INC See All Filings	D	2017-03-10 15:25:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers GP Nurmenkari, Inc. CIK Number 0001132643 Filed Document 0001132643-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:25:47 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NPB Manager Fund, SPC - Segregated Portfolio 104 See All Filings	D	2017-03-10 15:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700261 Filed Document 0001659828-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:24:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLARAOS DEAL SUPPORT, LLC See All Filings	D/A	2017-03-10 15:22:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551238 Filed Document 0001551238-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:22:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Neurana Pharmaceuticals, Inc. See All Filings	D	2017-03-10 15:20:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001699458 Filed Document 0001140361-17-011596 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:20:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CA Opportunity License Fund, LLC See All Filings	D	2017-03-10 15:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700371 Filed Document 0001700371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 15:20:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity