Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-13 08:40:13 UTC
Amount To Be Raised $112,816,586 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, Dave Buckalew, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-03-13 08:40:13 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-13 08:32:05 UTC
Amount To Be Raised $7,359,595 Associated Brokers / Dealers Paul Murray, Kevin Wernick, Andrew Arigo, and Monte Harrick CIK Number 0001135856 Filed Document 0001135856-17-000070 Exclusions or Exemptions 506b Accepted Date 2017-03-13 08:32:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GenGrow, LLC See All Filings	D	2017-03-13 08:05:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001698516 Filed Document 0001698516-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-13 08:05:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Patient Access Solutions, Inc. See All Filings	D	2017-03-13 07:55:57 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Bret Williams CIK Number 0001393570 Filed Document 0001615774-17-000947 Exclusions or Exemptions 506b Accepted Date 2017-03-13 07:55:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Harvest Chess Drive Co-Invest, LLC See All Filings	D	2017-03-10 20:48:34 UTC
Amount To Be Raised $935,000 Associated Brokers / Dealers N/A CIK Number 0001700480 Filed Document 0001700480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 20:48:34 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Longfin Corp See All Filings	1-A	2017-03-10 20:09:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699683 Filed Document 0001699683-17-000001 Accepted Date 2017-03-10 20:09:28 UTC Type of Offering 1-A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $298,786 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
StemoniX, Inc. See All Filings	D	2017-03-10 19:50:03 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Todd C. Johnson CIK Number 0001663434 Filed Document 0001663434-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 19:50:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HERBST CAPITAL MANAGEMENT LLC See All Filings	D/A	2017-03-10 19:15:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428544 Filed Document 0001428544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 19:15:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Milestone Financial, LLC See All Filings	D/A	2017-03-10 19:11:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639977 Filed Document 0001639977-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-03-10 19:11:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NGA Capital Feeder Fund L.P. See All Filings	D/A	2017-03-10 19:09:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nomura Securities International, Inc. CIK Number 0001544277 Filed Document 0001544277-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 19:09:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centana Growth Partners, L.P. See All Filings	D/A	2017-03-10 18:59:31 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Lazard & Co., Limited CIK Number 0001652549 Filed Document 0001652549-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:59:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sovarnum Capital Partners L.P. See All Filings	D/A	2017-03-10 18:54:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546578 Filed Document 0001546578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:54:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ello, PBC See All Filings	D	2017-03-10 18:49:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001598000 Filed Document 0001598000-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:49:27 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MORRIS GLOBAL STRATEGIES LP See All Filings	D/A	2017-03-10 18:45:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243579 Filed Document 0001243579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:45:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLUB CAPITAL PEARLS DIRECT LENDING PROGRAM, L.P. See All Filings	D/A	2017-03-10 18:37:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518266 Filed Document 0001518266-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:37:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTP Energy Fund I Ltd See All Filings	D/A	2017-03-10 18:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636381 Filed Document 0001636381-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RD Legal Finance, LLC, Series MBR001 See All Filings	D	2017-03-10 18:34:16 UTC
Amount To Be Raised $53,608 Associated Brokers / Dealers N/A CIK Number 0001697343 Filed Document 0001697988-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:34:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Big Brother Holding Company, LLC See All Filings	C/A	2017-03-10 18:33:51 UTC
Financial Interest Filing Platform LOCALSTAKE MARKETPLACE LLC Offering Amount CIK Number 0001667014 Filed Document 0001667014-17-000001 Accepted Date 2017-03-10 18:33:51 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State MICHIGAN
MTP Energy Fund LP See All Filings	D/A	2017-03-10 18:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457405 Filed Document 0001457405-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets Enhanced Hedge Fund, Ltd. See All Filings	D/A	2017-03-10 18:18:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649491 Filed Document 0001649491-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:18:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar Credit Opportunities Fund Ltd See All Filings	D/A	2017-03-10 18:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636296 Filed Document 0001636296-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:16:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGNETAR STRUCTURED CREDIT FUND LP See All Filings	D/A	2017-03-10 18:14:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438426 Filed Document 0001438426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:14:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RD Legal Finance, LLC, Series MSP001 See All Filings	D	2017-03-10 18:09:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001697436 Filed Document 0001697988-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:09:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Magnetar Constellation Fund, Ltd See All Filings	D/A	2017-03-10 18:07:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409506 Filed Document 0001409506-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 18:07:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIRD DOG SA, LLC See All Filings	D	2017-03-10 17:58:31 UTC
Amount To Be Raised $2,120,000 Associated Brokers / Dealers N/A CIK Number 0001700197 Filed Document 0001700197-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:58:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Capital Fund II Ltd See All Filings	D/A	2017-03-10 17:56:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479950 Filed Document 0001479950-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:56:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TYFONE INC See All Filings	D/A	2017-03-10 17:56:03 UTC
Amount To Be Raised $9,360,949 Associated Brokers / Dealers N/A CIK Number 0001309763 Filed Document 0001309763-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:56:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series MSP003 See All Filings	D	2017-03-10 17:54:31 UTC
Amount To Be Raised $2,301,214 Associated Brokers / Dealers N/A CIK Number 0001697997 Filed Document 0001697988-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:54:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Senaptec LLC See All Filings	D	2017-03-10 17:49:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001618284 Filed Document 0001618284-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:49:38 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Hipparchus Fund Ltd See All Filings	D/A	2017-03-10 17:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479988 Filed Document 0001479988-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RD Legal Finance, LLC, Series MSP005 See All Filings	D	2017-03-10 17:38:39 UTC
Amount To Be Raised $2,912,846 Associated Brokers / Dealers N/A CIK Number 0001697995 Filed Document 0001697988-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:38:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Hipparchus Fund LP See All Filings	D/A	2017-03-10 17:35:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479987 Filed Document 0001479987-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:35:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GP CHANDLER INVESTCO LLC See All Filings	D	2017-03-10 17:32:50 UTC
Amount To Be Raised $8,300,000 Associated Brokers / Dealers THE ENTERPRISE SECURITIES CO. CIK Number 0001700658 Filed Document 0001700658-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-10 17:32:50 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Dynasty Property ID 21 LLC See All Filings	D	2017-03-10 17:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695743 Filed Document 0001695743-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:32:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strox Systems, LLC See All Filings	D	2017-03-10 17:29:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001700454 Filed Document 0001144204-17-014050 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2017-03-10 17:29:12 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sharptail Partners, LLC See All Filings	D	2017-03-10 17:25:28 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001700299 Filed Document 0001700439-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:25:28 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sageview Capital Partners II (Offshore), L.P. See All Filings	D/A	2017-03-10 17:24:48 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers M2O Private Fund Advisors LLC and Konomi, Inc. CIK Number 0001647283 Filed Document 0000950142-17-000567 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:24:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sageview Capital Partners II (Onshore), L.P. See All Filings	D/A	2017-03-10 17:23:26 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers M2O Private Fund Advisors LLC and Konomi, Inc. CIK Number 0001647247 Filed Document 0000950142-17-000566 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:23:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Vertiflex, Inc. See All Filings	D	2017-03-10 17:22:43 UTC
Amount To Be Raised $40,296,122 Associated Brokers / Dealers N/A CIK Number 0001385978 Filed Document 0001385978-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:22:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series FRS001 See All Filings	D	2017-03-10 17:18:17 UTC
Amount To Be Raised $4,863,105 Associated Brokers / Dealers N/A CIK Number 0001695890 Filed Document 0001697988-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:18:17 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Paul Roos Outfitters, Inc. See All Filings	D	2017-03-10 17:10:25 UTC
Amount To Be Raised $294 Associated Brokers / Dealers N/A CIK Number 0001700439 Filed Document 0001700439-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:10:25 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business MONTANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Koch Holdings, LLC See All Filings	D	2017-03-10 17:07:10 UTC
Amount To Be Raised $2,563,015 Associated Brokers / Dealers N/A CIK Number 0001173998 Filed Document 0001140361-17-011649 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:07:10 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
KOCH INDUSTRIES INC See All Filings	D	2017-03-10 17:07:08 UTC
Amount To Be Raised $45,654,245 Associated Brokers / Dealers N/A CIK Number 0000923338 Filed Document 0001140361-17-011648 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:07:08 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
PUDO INC. See All Filings	D	2017-03-10 17:01:46 UTC
Amount To Be Raised $459,444 Associated Brokers / Dealers N/A CIK Number 0001668112 Filed Document 0001140361-17-011644 Exclusions or Exemptions 506b Accepted Date 2017-03-10 17:01:46 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST BANCSHARES, INC. \IN\ See All Filings	D/A	2017-03-10 16:59:11 UTC
Amount To Be Raised $9,572,777 Associated Brokers / Dealers N/A CIK Number 0001693512 Filed Document 0001693512-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:59:11 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Gestalt Diagnostics, LLC See All Filings	D	2017-03-10 16:56:58 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001697578 Filed Document 0001697578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:56:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Glazer Enhanced Offshore Fund, Ltd. See All Filings	D/A	2017-03-10 16:50:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513849 Filed Document 0001076809-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:50:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
RD Legal Finance, LLC, Series NFL005 See All Filings	D	2017-03-10 16:47:49 UTC
Amount To Be Raised $288,872 Associated Brokers / Dealers N/A CIK Number 0001697994 Filed Document 0001697988-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:47:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
THAYER VENTURES III, L.P. See All Filings	D	2017-03-10 16:45:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700621 Filed Document 0001700621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:45:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glazer Enhanced Fund, L.P. See All Filings	D/A	2017-03-10 16:39:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510312 Filed Document 0001076809-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-03-10 16:39:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund