Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Stem Holdings, Inc. See All Filings	D	2017-04-05 15:47:02 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001697834 Filed Document 0001493152-17-003533 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:47:02 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Wyng, Inc. See All Filings	D	2017-04-05 15:43:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001504982 Filed Document 0001504982-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:43:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corrum Capital Aviation Partners, LP See All Filings	D	2017-04-05 15:33:38 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001702493 Filed Document 0001702493-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:33:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FMP Select Assets Diversified Fund, LP See All Filings	D/A	2017-04-05 15:28:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692430 Filed Document 0000943663-17-000150 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:28:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I Love Juice Bar International, LLC See All Filings	D	2017-04-05 15:24:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702609 Filed Document 0001702609-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:24:08 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PhenixP2P Inc. See All Filings	D/A	2017-04-05 15:22:52 UTC
Amount To Be Raised $6,317,265 Associated Brokers / Dealers N/A CIK Number 0001657305 Filed Document 0001657305-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:22:52 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Omaha Beach SPV II, LLC See All Filings	D	2017-04-05 15:21:43 UTC
Amount To Be Raised $7,650,000 Associated Brokers / Dealers N/A CIK Number 0001702861 Filed Document 0001702861-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:21:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common International Catholic SRI Fund LLC See All Filings	D	2017-04-05 15:20:27 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001416105 Filed Document 0001416105-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:20:27 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bongiovi Medical & Health Technologies, LLC See All Filings	D	2017-04-05 15:18:58 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001545050 Filed Document 0001683168-17-000819 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:18:58 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Geomancer, Inc. See All Filings	D	2017-04-05 15:18:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001702851 Filed Document 0001702851-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:18:14 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Spiro Technologies, Inc. See All Filings	C	2017-04-05 15:17:20 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,000,000 CIK Number 0001702179 Filed Document 0001702179-17-000001 Accepted Date 2017-04-05 15:17:20 UTC Type of Offering C Security Offered Amount 743,802 Security Offered Type Preferred Stock State MASSACHUSETTS
Boston Common International Social Fund LLC See All Filings	D	2017-04-05 15:16:06 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001365067 Filed Document 0001365067-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:16:06 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Team Labs, Inc. See All Filings	D	2017-04-05 15:15:36 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001682568 Filed Document 0001682568-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:15:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Acer Therapeutics Inc. See All Filings	D	2017-04-05 15:14:22 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001638234 Filed Document 0001638234-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:14:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Mateo Chase Investments, LLC See All Filings	D	2017-04-05 15:09:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001702728 Filed Document 0001702728-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-05 15:09:11 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD See All Filings	D/A	2017-04-05 15:08:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001403975 Filed Document 0001403975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:08:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Critical Informatics, Inc. See All Filings	D	2017-04-05 15:07:36 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers Jeffrey Patterson Anthony CIK Number 0001678255 Filed Document 0001678255-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:07:36 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
North Avenue Capital, LLC See All Filings	D	2017-04-05 15:07:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001702838 Filed Document 0001702838-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:07:28 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pillo, Inc. See All Filings	D	2017-04-05 15:06:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001703010 Filed Document 0001703010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:06:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Heatworks Technologies, Inc. See All Filings	D	2017-04-05 15:04:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001676245 Filed Document 0001676245-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 15:04:03 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Alight, Inc. See All Filings	D	2017-04-05 14:59:04 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001699516 Filed Document 0001699516-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:59:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Second Alpha Partners IV, L.P. See All Filings	D	2017-04-05 14:57:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702979 Filed Document 0001192482-17-000095 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:57:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMCAP LONG-ONLY FUND, L.P. See All Filings	D	2017-04-05 14:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701550 Filed Document 0001140361-17-014866 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:56:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Pharmacy VI DST See All Filings	D/A	2017-04-05 14:54:18 UTC
Amount To Be Raised $9,856,562 Associated Brokers / Dealers Trawnegan Gall, Eric S. Scaff, Cara M. Miller, Dwight K. Kay, Dale Rubin, Corbin S. Thomas, Inland Securities Corporation, William S. Sheehan, Ronald A. Horvitz, Chay T. Lapin, Steven M. Netzel, and Debra J. Schleining CIK Number 0001691188 Filed Document 0001691188-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:54:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
3D Museum Investors, LLC See All Filings	D	2017-04-05 14:52:35 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001702730 Filed Document 0001702730-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:52:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alight, Inc. See All Filings	D	2017-04-05 14:47:28 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001699516 Filed Document 0001699516-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:47:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Datameer, Inc. See All Filings	D	2017-04-05 14:44:51 UTC
Amount To Be Raised $15,028,000 Associated Brokers / Dealers N/A CIK Number 0001521473 Filed Document 0001664658-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:44:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Antiva Biosciences, Inc. See All Filings	D	2017-04-05 14:43:28 UTC
Amount To Be Raised $22,341,512 Associated Brokers / Dealers N/A CIK Number 0001563355 Filed Document 0001563355-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:43:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fig Small Batch, LLC See All Filings	D	2017-04-05 14:41:01 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001690956 Filed Document 0001465818-17-000022 Exclusions or Exemptions 506c Accepted Date 2017-04-05 14:41:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC See All Filings	D/A	2017-04-05 14:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001403972 Filed Document 0001403972-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUMULO, INC. See All Filings	D	2017-04-05 14:39:16 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001546162 Filed Document 0001168404-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:39:16 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fig Publishing, Inc. See All Filings	D	2017-04-05 14:33:24 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001658966 Filed Document 0001465818-17-000021 Exclusions or Exemptions 506c Accepted Date 2017-04-05 14:33:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
RFLA eFund 1, LLC See All Filings	D	2017-04-05 14:32:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001702875 Filed Document 0001702875-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-05 14:32:36 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OPG Leawood Partners, LLC See All Filings	D	2017-04-05 14:27:37 UTC
Amount To Be Raised $2,491,390 Associated Brokers / Dealers N/A CIK Number 0001702943 Filed Document 0001702943-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:27:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
FENWAY CAPITAL PARTNERS LLC See All Filings	D	2017-04-05 14:26:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001655083 Filed Document 0001655083-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-04-05 14:26:38 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Kingsley Condominiums, LLC See All Filings	D	2017-04-05 14:20:24 UTC
Amount To Be Raised $4,250,050 Associated Brokers / Dealers N/A CIK Number 0001643978 Filed Document 0001643978-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:20:24 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Viracta Therapeutics, INC. See All Filings	D	2017-04-05 14:18:15 UTC
Amount To Be Raised $26,875,622 Associated Brokers / Dealers N/A CIK Number 0001416377 Filed Document 0001416377-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:18:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD See All Filings	D/A	2017-04-05 14:17:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001403973 Filed Document 0001403973-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:17:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANM, Inc. See All Filings	D	2017-04-05 14:16:27 UTC
Amount To Be Raised $2,505,063 Associated Brokers / Dealers N/A CIK Number 0001702048 Filed Document 0001702048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:16:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Bluestone Resources Inc. See All Filings	D	2017-04-05 14:16:05 UTC
Amount To Be Raised $374,308 Associated Brokers / Dealers N/A CIK Number 0001470385 Filed Document 0001140361-17-014841 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:16:05 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Enovix Corp See All Filings	D	2017-04-05 14:15:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Wells Fargo Securities, LLC CIK Number 0001391947 Filed Document 0001391947-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:15:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Talar Capital Partners LLC See All Filings	D	2017-04-05 14:15:12 UTC
Amount To Be Raised $1,009,375 Associated Brokers / Dealers N/A CIK Number 0001685375 Filed Document 0001192482-17-000094 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:15:12 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New York Income Partners IV, LLC See All Filings	D/A	2017-04-05 14:10:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001700904 Filed Document 0001700904-17-000013 Exclusions or Exemptions 506c Accepted Date 2017-04-05 14:10:20 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Dough Rao Me, Inc. See All Filings	D	2017-04-05 14:06:43 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001702837 Filed Document 0001702837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:06:43 UTC Type of Offering D Industry Restaurants Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Velocitos, Inc. See All Filings	D	2017-04-05 14:06:34 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001702625 Filed Document 0001702625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:06:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Danny Boy LLC See All Filings	D	2017-04-05 14:02:43 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001702999 Filed Document 0001702999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:02:43 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Lomont Investment LLC See All Filings	D	2017-04-05 14:02:36 UTC
Amount To Be Raised $1,274,651 Associated Brokers / Dealers N/A CIK Number 0001618018 Filed Document 0001618018-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 14:02:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
BIOVENTRIX INC See All Filings	D/A	2017-04-05 13:59:25 UTC
Amount To Be Raised $14,250,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:59:25 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Enovix Corp See All Filings	D	2017-04-05 13:58:55 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001391947 Filed Document 0001391947-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:58:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC See All Filings	D/A	2017-04-05 13:49:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001459082 Filed Document 0001459082-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-05 13:49:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund