Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SAYA Offshore Fund Ltd. See All Filings	D	2017-07-26 16:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712255 Filed Document 0000919574-17-005600 Exclusions or Exemptions 506b Accepted Date 2017-07-26 16:16:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Overseas Partners (I) IX, L.P. See All Filings	D/A	2017-07-26 16:16:11 UTC
Amount To Be Raised $24,713,805,000 Associated Brokers / Dealers Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001700632 Filed Document 0000950142-17-001387 Exclusions or Exemptions 506b Accepted Date 2017-07-26 16:16:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Overseas Partners (Delaware) IX, L.P. See All Filings	D/A	2017-07-26 16:15:37 UTC
Amount To Be Raised $24,713,805,000 Associated Brokers / Dealers Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001700633 Filed Document 0000950142-17-001386 Exclusions or Exemptions 506b Accepted Date 2017-07-26 16:15:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Overseas Partners (Delaware 892) IX, L.P. See All Filings	D/A	2017-07-26 16:15:08 UTC
Amount To Be Raised $24,713,805,000 Associated Brokers / Dealers Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001700634 Filed Document 0000950142-17-001385 Exclusions or Exemptions 506b Accepted Date 2017-07-26 16:15:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Investment Fund IX, L.P. See All Filings	D/A	2017-07-26 16:13:43 UTC
Amount To Be Raised $24,713,805,000 Associated Brokers / Dealers Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001700635 Filed Document 0000950142-17-001384 Exclusions or Exemptions 506b Accepted Date 2017-07-26 16:13:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Investment Fund (I) IX, L.P. See All Filings	D/A	2017-07-26 16:11:52 UTC
Amount To Be Raised $24,713,805,000 Associated Brokers / Dealers Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001700636 Filed Document 0000950142-17-001383 Exclusions or Exemptions 506b Accepted Date 2017-07-26 16:11:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WRAP TECHNOLOGIES, INC. See All Filings	D	2017-07-26 16:02:49 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001702924 Filed Document 0001415889-17-001277 Exclusions or Exemptions 506b Accepted Date 2017-07-26 16:02:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2017-07-26 16:01:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sean Jenkins, Scott Mibu, and Mike Oshiro CIK Number 0001581871 Filed Document 0001095449-17-000080 Exclusions or Exemptions 506b Accepted Date 2017-07-26 16:01:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EdenRoc Sciences LLC See All Filings	D	2017-07-26 15:58:43 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001685567 Filed Document 0001144204-17-038314 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:58:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2017-07-26 15:58:34 UTC
Amount To Be Raised $8,120,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:58:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Trade Secret Chocolates, LLC See All Filings	D/A	2017-07-26 15:58:33 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001687366 Filed Document 0001687366-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:58:33 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Circulation, Inc. See All Filings	D	2017-07-26 15:54:06 UTC
Amount To Be Raised $8,466,069 Associated Brokers / Dealers N/A CIK Number 0001712861 Filed Document 0001712861-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:54:06 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SOMALOGIC, INC See All Filings	D	2017-07-26 15:51:21 UTC
Amount To Be Raised $162,972,388 Associated Brokers / Dealers N/A CIK Number 0001126461 Filed Document 0001126461-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:51:21 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners Private Credit Fund LP See All Filings	D	2017-07-26 15:46:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713109 Filed Document 0001713109-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:46:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Global Healthcare Fund, L.P. See All Filings	D/A	2017-07-26 15:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scott Mibu, Mike Oshiro, Patrick Moriarty, Sean Jenkins, and Arnold L. Mintz CIK Number 0001395296 Filed Document 0001095449-17-000079 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:44:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD OPPORTUNITY PARTNERS, L.P. See All Filings	D/A	2017-07-26 15:40:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001085394 Filed Document 0001405086-17-000141 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:40:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RV Piano SPV, LLC See All Filings	D	2017-07-26 15:38:40 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001713134 Filed Document 0001713134-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:38:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Global Healthcare Fund QP, L.P. See All Filings	D/A	2017-07-26 15:37:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scott Mibu, Mike Oshiro, and Sean Jenkins CIK Number 0001612092 Filed Document 0001095449-17-000078 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:37:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MySwimPro, Inc. See All Filings	C/A	2017-07-26 15:34:25 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001703592 Filed Document 0001670254-17-000206 Accepted Date 2017-07-26 15:34:25 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State MICHIGAN
CallBox Storage, LLC See All Filings	D	2017-07-26 15:34:24 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001677595 Filed Document 0001677595-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:34:24 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Amphivena Therapeutics, Inc. See All Filings	D	2017-07-26 15:28:56 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001582186 Filed Document 0001582186-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:28:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DSC Investment Partnership I LLC See All Filings	D	2017-07-26 15:23:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001713096 Filed Document 0001713096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:23:49 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
LDR Preferred Income Fund, LLC See All Filings	D/A	2017-07-26 15:20:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Credit Suisse Securities (USA) LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, UBS Financial Services, Inc., and Robertson Stephens Advisors LLC CIK Number 0001466409 Filed Document 0001566089-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:20:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Airwavz Solutions, Inc. See All Filings	D	2017-07-26 15:14:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001597791 Filed Document 0001597791-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:14:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Capricorn AIP-Private Investment Fund I, L.P. See All Filings	D/A	2017-07-26 15:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509794 Filed Document 0000950103-17-007108 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:06:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAPRICORN AIP - CREDIT STRATEGIES LP See All Filings	D/A	2017-07-26 15:04:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427083 Filed Document 0000950103-17-007106 Exclusions or Exemptions 506b Accepted Date 2017-07-26 15:04:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TopazStone Ventures LLC See All Filings	D	2017-07-26 15:00:19 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001713017 Filed Document 0001713017-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-26 15:00:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Flagler Specialty Finance Fund LLC See All Filings	D/A	2017-07-26 14:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612407 Filed Document 0001612407-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 14:57:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evy Tea LLC See All Filings	D/A	2017-07-26 14:51:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Circleup Network, Inc. CIK Number 0001691809 Filed Document 0001691809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 14:51:13 UTC Type of Offering D/A Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Youngevity International, Inc. See All Filings	D	2017-07-26 14:47:50 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001569329 Filed Document 0001415889-17-001274 Exclusions or Exemptions 506b Accepted Date 2017-07-26 14:47:50 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Duralogic USA, LLC See All Filings	C	2017-07-26 14:32:25 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,000,000 CIK Number 0001710332 Filed Document 0001710332-17-000001 Accepted Date 2017-07-26 14:32:25 UTC Type of Offering C Security Offered Amount 226,757 Security Offered Type Preferred Stock State UTAH
Chineseinvestors.com, Inc. See All Filings	D	2017-07-26 14:31:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001459482 Filed Document 0001683168-17-001858 Exclusions or Exemptions 506b Accepted Date 2017-07-26 14:31:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Assent Compliance Inc. See All Filings	D	2017-07-26 14:30:56 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001674215 Filed Document 0001674215-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-26 14:30:56 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Orbsen Therapeutics Ltd. See All Filings	D	2017-07-26 14:30:46 UTC
Amount To Be Raised $3,690,600 Associated Brokers / Dealers N/A CIK Number 0001712617 Filed Document 0001712617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 14:30:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
MS Magnolia Owner LLC See All Filings	D	2017-07-26 14:26:15 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Ramakrishna Menon CIK Number 0001711425 Filed Document 0001711181-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-26 14:26:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pictet Emerging Local Currency Debt Fund LLC See All Filings	D	2017-07-26 14:14:44 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers n/a CIK Number 0001615427 Filed Document 0001615427-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-26 14:14:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Central States Dermatology Services, LLC See All Filings	D	2017-07-26 14:01:57 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001712950 Filed Document 0001015325-17-000038 Exclusions or Exemptions 506b Accepted Date 2017-07-26 14:01:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Next Level Growth I, LLC See All Filings	D	2017-07-26 14:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712761 Filed Document 0001712761-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-26 14:01:51 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pictet International Equity Fund LLC See All Filings	D	2017-07-26 13:56:13 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers n/a CIK Number 0001615425 Filed Document 0001615425-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 13:56:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AKADEUM LIFE SCIENCES, INC. See All Filings	D	2017-07-26 13:52:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622872 Filed Document 0001622872-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 13:52:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Canshale Corp. See All Filings	D	2017-07-26 13:46:28 UTC
Amount To Be Raised $5,224 Associated Brokers / Dealers N/A CIK Number 0001590864 Filed Document 0001590864-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 13:46:28 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Ixcela, Inc. See All Filings	D	2017-07-26 13:44:21 UTC
Amount To Be Raised $3,265,000 Associated Brokers / Dealers N/A CIK Number 0001590277 Filed Document 0001590277-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-26 13:44:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Energy Solar Fund #1, LLC See All Filings	D	2017-07-26 13:42:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001713101 Filed Document 0001185185-17-001608 Exclusions or Exemptions 506b Accepted Date 2017-07-26 13:42:40 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GalNet Alpha Fund LLC See All Filings	D/A	2017-07-26 13:34:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC and RainMaker Securities, LLC CIK Number 0001517683 Filed Document 0001517683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 13:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Waterloo Sparkling Water Corp. See All Filings	D	2017-07-26 13:32:54 UTC
Amount To Be Raised $3,556,740 Associated Brokers / Dealers N/A CIK Number 0001712506 Filed Document 0001712506-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-26 13:32:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Shea Medical Properties, L.P. See All Filings	D	2017-07-26 13:31:24 UTC
Amount To Be Raised $3,440,000 Associated Brokers / Dealers N/A CIK Number 0001713116 Filed Document 0001713116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 13:31:24 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CHRGR Inc. See All Filings	C/A	2017-07-26 13:08:30 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $600,000 CIK Number 0001702784 Filed Document 0001644600-17-000143 Accepted Date 2017-07-26 13:08:30 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
MedVet Associates, LLC See All Filings	D	2017-07-26 12:44:39 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001661361 Filed Document 0001661361-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-26 12:44:39 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Carden Investment Partnership LP See All Filings	D/A	2017-07-26 12:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TriCor Financial, LLC CIK Number 0001456900 Filed Document 0001456900-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-26 12:36:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B Metro LLC See All Filings	D	2017-07-26 12:25:09 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001688877 Filed Document 0001688877-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-26 12:25:09 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity