|
|
D/A |
2017-03-15 13:21:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C.
- CIK Number
- 0001285393
- Filed Document
- 0001285393-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:21:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-15 13:20:28 UTC |
- Amount To Be Raised
- $10,099,980
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700769
- Filed Document
- 0001700769-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:20:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 13:18:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C.
- CIK Number
- 0001464278
- Filed Document
- 0001464278-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:18:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 13:15:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001138979
- Filed Document
- 0001138979-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:15:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 13:14:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C.
- CIK Number
- 0001464279
- Filed Document
- 0001464279-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:14:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 13:14:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Carrollton Capital LLC
- CIK Number
- 0001697973
- Filed Document
- 0001697973-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:14:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-15 13:12:25 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699694
- Filed Document
- 0001699694-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:12:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 13:11:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001316058
- Filed Document
- 0001316058-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:11:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 13:10:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487247
- Filed Document
- 0001487247-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:10:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-15 13:08:05 UTC |
- Amount To Be Raised
- $40,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700894
- Filed Document
- 0001700894-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:08:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 13:06:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487248
- Filed Document
- 0001487248-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:06:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 13:03:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C. ("SecLLC") and Morgan Stanley Saudi Arabia ("MSSA")
- CIK Number
- 0001137827
- Filed Document
- 0001137827-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 13:03:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-15 12:59:02 UTC |
- Amount To Be Raised
- $5,130,374
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580966
- Filed Document
- 0001580966-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:59:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-03-15 12:56:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498593
- Filed Document
- 0001498593-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:56:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 12:52:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001295594
- Filed Document
- 0001295594-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:52:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 12:51:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498594
- Filed Document
- 0001498594-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:51:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 12:49:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665495
- Filed Document
- 0001665495-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:49:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 12:46:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665493
- Filed Document
- 0001665493-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:46:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-15 12:41:36 UTC |
- Amount To Be Raised
- $26,852
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698300
- Filed Document
- 0001698300-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:41:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-15 12:40:03 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659761
- Filed Document
- 0001659761-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:40:03 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-03-15 12:38:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brevan Howard US LLC
- CIK Number
- 0001403020
- Filed Document
- 0001403020-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:38:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-15 12:37:56 UTC |
- Amount To Be Raised
- $7,203,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001143476
- Filed Document
- 0001143476-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:37:56 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- MONTANA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-03-15 12:36:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458495
- Filed Document
- 0001458495-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:36:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 12:36:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001159279
- Filed Document
- 0001012975-17-000214
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:36:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-15 12:29:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534850
- Filed Document
- 0001315863-17-000252
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:29:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-15 12:28:36 UTC |
- Amount To Be Raised
- $5,330,952
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574552
- Filed Document
- 0001574552-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:28:36 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-03-15 12:27:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C.
- CIK Number
- 0001137837
- Filed Document
- 0001137837-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:27:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 12:26:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Andrew Coburn
- CIK Number
- 0001308687
- Filed Document
- 0001308687-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:26:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 12:25:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451459
- Filed Document
- 0001315863-17-000251
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:25:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-15 12:21:12 UTC |
- Amount To Be Raised
- $1,827,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699600
- Filed Document
- 0001654954-17-002023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:21:12 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2017-03-15 12:21:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546975
- Filed Document
- 0001546975-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:21:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-15 12:14:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700458
- Filed Document
- 0001140361-17-012009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 12:14:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 11:59:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brevan Howard US LLC
- CIK Number
- 0001280768
- Filed Document
- 0001280768-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:59:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 11:59:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, Stifel, Nicolaus & Company, Inc., Phoenix Global Capital Management, Mesirow Financial, Inc., and Alerus Securities Corporation
- CIK Number
- 0001161687
- Filed Document
- 0001161687-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:59:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-15 11:55:24 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666641
- Filed Document
- 0001140361-17-012000
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:55:24 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-15 11:54:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700609
- Filed Document
- 0000919574-17-002790
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:54:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-15 11:54:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604320
- Filed Document
- 0001604320-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:54:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-15 11:52:10 UTC |
- Amount To Be Raised
- $2,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605486
- Filed Document
- 0001605486-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:52:10 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-15 11:48:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc.
- CIK Number
- 0001162596
- Filed Document
- 0001162596-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:48:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 11:43:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brevan Howard US LLC
- CIK Number
- 0001223859
- Filed Document
- 0001223859-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:43:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-15 11:36:24 UTC |
- Amount To Be Raised
- $1,116,960
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001060877
- Filed Document
- 0001060877-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:36:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-03-15 11:36:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Trump Securities, LLC
- CIK Number
- 0001572500
- Filed Document
- 0000919574-17-002788
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:36:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-15 11:34:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, Wells Fargo Advisors, LLC, and Stifel, Nicolaus & Company, Inc.
- CIK Number
- 0001456820
- Filed Document
- 0001456820-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:34:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-15 11:33:06 UTC |
- Amount To Be Raised
- $15,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700963
- Filed Document
- 0001700963-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:33:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-15 11:32:54 UTC |
- Amount To Be Raised
- $4,375,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685966
- Filed Document
- 0001685966-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:32:54 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-15 11:31:56 UTC |
- Amount To Be Raised
- $1,100,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700087
- Filed Document
- 0001700087-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:31:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 11:27:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, and Stifel, Nicolaus & Company, Inc
- CIK Number
- 0001301395
- Filed Document
- 0001301395-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:27:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 11:24:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, Wells Fargo Advisors, LLC, Stifel, Nicolaus & Company, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001001315
- Filed Document
- 0001001315-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:24:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-15 11:23:46 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565847
- Filed Document
- 0001565847-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:23:46 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-15 11:21:42 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699935
- Filed Document
- 0001699935-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-15 11:21:42 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|