Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Virginia MISS, LP See All Filings	D	2017-03-15 15:21:14 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers None CIK Number 0001700931 Filed Document 0001700931-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-15 15:21:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ACADIAN NON-US CONCENTRATED FUND See All Filings	D/A	2017-03-15 15:19:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442331 Filed Document 0001442331-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 15:19:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helena Wallentin II, A Professional Corp See All Filings	D	2017-03-15 15:14:40 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001700608 Filed Document 0001700608-17-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2017-03-15 15:14:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Protosthetics, LLC See All Filings	D/A	2017-03-15 15:14:32 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001687285 Filed Document 0001687285-17-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2017-03-15 15:14:32 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JAMESTOWN Latin America Fund, L.P. See All Filings	D	2017-03-15 15:13:36 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001700919 Filed Document 0001700919-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 15:13:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Global Leveraged Market Neutral Fund, LLC See All Filings	D/A	2017-03-15 15:11:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001560191 Filed Document 0001560191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 15:11:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TicTac 7, a series of Phoenix 7, LLC See All Filings	D	2017-03-15 15:10:46 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001700156 Filed Document 0001700126-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 15:10:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAMESTOWN Premier Property Fund (German Feeder), L.P. See All Filings	D/A	2017-03-15 15:08:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001570219 Filed Document 0001570219-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 15:08:44 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
JAIL EDUCATION SOLUTIONS, INC. See All Filings	D	2017-03-15 15:06:54 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001666564 Filed Document 0001666564-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 15:06:54 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
JAMESTOWN Premier Property Fund (OP Feeder), L.P. See All Filings	D/A	2017-03-15 15:06:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606306 Filed Document 0001606306-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 15:06:25 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Resonate Core, LP See All Filings	D/A	2017-03-15 15:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638104 Filed Document 0001638104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 15:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JAMESTOWN Premier Property Fund, L.P. See All Filings	D/A	2017-03-15 15:01:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001537113 Filed Document 0001537113-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 15:01:38 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Europe Opportunities Fund, L.P. See All Filings	D/A	2017-03-15 15:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001484189 Filed Document 0001405086-17-000069 Exclusions or Exemptions 506b Accepted Date 2017-03-15 15:00:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mestiza New York Inc. See All Filings	D	2017-03-15 14:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700975 Filed Document 0001700975-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:59:18 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Europe Opportunities Fund, Ltd. See All Filings	D/A	2017-03-15 14:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, and N/A CIK Number 0001484188 Filed Document 0001405086-17-000068 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ML Co-invest UK L.P. See All Filings	D	2017-03-15 14:51:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701002 Filed Document 0001701002-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:51:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
GLENVIEW INSTITUTIONAL PARTNERS L P See All Filings	D/A	2017-03-15 14:49:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138970 Filed Document 0001138970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:49:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M FINANCIAL HOLDINGS INC See All Filings	D	2017-03-15 14:47:30 UTC
Amount To Be Raised $3,051,010 Associated Brokers / Dealers N/A CIK Number 0001047852 Filed Document 0001047852-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:47:30 UTC Type of Offering D Industry Insurance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SpeakWorks, Inc. See All Filings	D	2017-03-15 14:38:50 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001530784 Filed Document 0001530784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:38:50 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
A-FHL-29-Fund, a series of AX-AC-Funds, LLC See All Filings	D	2017-03-15 14:37:20 UTC
Amount To Be Raised $116,500 Associated Brokers / Dealers N/A CIK Number 0001700126 Filed Document 0001700126-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:37:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Building the Wall Ltd Liability Co See All Filings	D	2017-03-15 14:35:39 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001699766 Filed Document 0001699766-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:35:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
PhotoSonix Medical, Inc. See All Filings	D/A	2017-03-15 14:34:22 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001653289 Filed Document 0001653289-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:34:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
D. E. Shaw Orienteer Fund, L.L.C. See All Filings	D/A	2017-03-15 14:33:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594764 Filed Document 0001566136-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:33:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jude Gomila W2017, LP See All Filings	D/A	2017-03-15 14:32:12 UTC
Amount To Be Raised $579,000 Associated Brokers / Dealers N/A CIK Number 0001694496 Filed Document 0001694496-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw BMCAE Special Fund, L.P. See All Filings	D/A	2017-03-15 14:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472060 Filed Document 0001566136-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:28:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLENVIEW CAPITAL PARTNERS CAYMAN LTD See All Filings	D/A	2017-03-15 14:24:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138754 Filed Document 0001138754-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:24:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw All Country Global Alpha Extension Fund, L.L.C. See All Filings	D/A	2017-03-15 14:18:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566136 Filed Document 0001566136-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:18:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-NPJ-13-Fund, a series of AX-IA-Funds, LLC See All Filings	D	2017-03-15 14:12:52 UTC
Amount To Be Raised $122,500 Associated Brokers / Dealers N/A CIK Number 0001667681 Filed Document 0001667681-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:12:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IdeaRoom, Inc. See All Filings	D	2017-03-15 14:10:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001545754 Filed Document 0001545754-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:10:23 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Elsewhere LLC See All Filings	D/A	2017-03-15 14:07:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001608031 Filed Document 0001608031-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:07:21 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GLENVIEW CAPITAL OPPORTUNITY FUND LP See All Filings	D/A	2017-03-15 14:06:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370109 Filed Document 0001370109-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:06:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZuLoo, Inc. See All Filings	D	2017-03-15 14:05:15 UTC
Amount To Be Raised $2,114,000 Associated Brokers / Dealers N/A CIK Number 0001698813 Filed Document 0001698813-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:05:15 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Crooked Lane Brewing Co See All Filings	D	2017-03-15 14:02:53 UTC
Amount To Be Raised $60,600 Associated Brokers / Dealers N/A CIK Number 0001655885 Filed Document 0001655885-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:02:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Immunomic Therapeutics, Inc. See All Filings	D	2017-03-15 14:00:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001543256 Filed Document 0001140361-17-012020 Exclusions or Exemptions 506b Accepted Date 2017-03-15 14:00:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Appuri, Inc. See All Filings	D	2017-03-15 13:59:47 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001616240 Filed Document 0001616240-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:59:47 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Underwood & Associates, LLC See All Filings	D	2017-03-15 13:57:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700930 Filed Document 0001700930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:57:31 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Madeline Fund, LP See All Filings	D/A	2017-03-15 13:54:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658260 Filed Document 0001658260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:54:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Investment Partners, L.P. See All Filings	D/A	2017-03-15 13:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490709 Filed Document 0001490709-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metronom Health, Inc. See All Filings	D	2017-03-15 13:40:13 UTC
Amount To Be Raised $12,499,998 Associated Brokers / Dealers N/A CIK Number 0001491963 Filed Document 0001382963-17-000061 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:40:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AGRICULTURAL GAS CO See All Filings	D	2017-03-15 13:39:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NA CIK Number 0001175682 Filed Document 0001175682-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:39:34 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
MML Private Placement Investment Co I, LLC See All Filings	D	2017-03-15 13:37:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701006 Filed Document 0001701006-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:37:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Nynex Therapeutics, LLC See All Filings	D	2017-03-15 13:35:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001700926 Filed Document 0001700926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:35:26 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Valence International Fund, L.P. See All Filings	D/A	2017-03-15 13:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629525 Filed Document 0001285393-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:34:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NS Partners Emerging Markets Equity Fund, a Series of NS Partners Trust See All Filings	D/A	2017-03-15 13:33:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001668894 Filed Document 0001668894-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:33:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TDR Capital IV Associates L.P. See All Filings	D	2017-03-15 13:32:44 UTC
Amount To Be Raised $111,720,000 Associated Brokers / Dealers Campbell Lutyens & Co. Ltd, Campbell Lutyens & Co. Inc., Campbell Lutyens Asia Pacific Ltd, and Mirae Asset Securities Co., Ltd CIK Number 0001691798 Filed Document 0001691798-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:32:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw Valence Fund, L.L.C. See All Filings	D/A	2017-03-15 13:31:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629527 Filed Document 0001285393-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:31:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OT Microbiome Fund I, LLC See All Filings	D/A	2017-03-15 13:30:30 UTC
Amount To Be Raised $3,270,000 Associated Brokers / Dealers N/A CIK Number 0001690171 Filed Document 0001690171-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:30:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Oculus International Fund See All Filings	D/A	2017-03-15 13:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. and Morgan Stanley Saudi Arabia ("MSSA") CIK Number 0001285391 Filed Document 0001285393-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:27:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND XIV LLC See All Filings	D/A	2017-03-15 13:26:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001699802 Filed Document 0001699802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:26:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PlanSight, INc. See All Filings	D	2017-03-15 13:25:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700902 Filed Document 0001700902-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-15 13:25:41 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity