Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PC Sierra Bayamon, LLC See All Filings	D	2017-03-16 12:15:21 UTC
Amount To Be Raised $2,246,160 Associated Brokers / Dealers N/A CIK Number 0001701094 Filed Document 0001701094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 12:15:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PRUDENCE CRANDALL FUND I LLC See All Filings	D/A	2017-03-16 12:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517034 Filed Document 0001517034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 12:14:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Left Hand Robotics, Inc. See All Filings	D	2017-03-16 12:08:29 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001701112 Filed Document 0001701112-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 12:08:29 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Reads for Rads, Inc. See All Filings	D	2017-03-16 12:07:36 UTC
Amount To Be Raised $1,517,422 Associated Brokers / Dealers N/A CIK Number 0001700361 Filed Document 0001700361-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 12:07:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EmergeVest Logistics Fund LP See All Filings	D	2017-03-16 12:06:53 UTC
Amount To Be Raised $205,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001700467 Filed Document 0001700467-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-16 12:06:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verdeam Alternative Income Fund, LLLP See All Filings	D	2017-03-16 12:05:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001674631 Filed Document 0001104659-17-017028 Exclusions or Exemptions 506b Accepted Date 2017-03-16 12:05:38 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
New Era Technology, Inc. See All Filings	D	2017-03-16 12:05:07 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001701046 Filed Document 0001701046-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 12:05:07 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Transcapital Georgia Tax Credit Fund II LLC See All Filings	D/A	2017-03-16 12:03:03 UTC
Amount To Be Raised $62,361,932 Associated Brokers / Dealers Bedminster Financial Group, Limited, Habif Arogeti & Wynne LLP, and Frank O. Hendrick II PC CIK Number 0001333647 Filed Document 0001333647-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 12:03:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EPIP HOLDINGS LTD See All Filings	D/A	2017-03-16 12:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse First Boston LLC and Morgan Stanley Smith Barney LLC CIK Number 0001443617 Filed Document 0001443617-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-16 12:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Red Lotus Medicinals LLC See All Filings	D	2017-03-16 11:53:03 UTC
Amount To Be Raised $5,462,500 Associated Brokers / Dealers N/A CIK Number 0001700570 Filed Document 0001140361-17-012241 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:53:03 UTC Type of Offering D Industry Agriculture Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
SFI GROUP INC See All Filings	D	2017-03-16 11:49:16 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Zebulon O Way CIK Number 0001480029 Filed Document 0001480029-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-16 11:49:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAST CREDIT OPPORTUNITIES I LP See All Filings	D/A	2017-03-16 11:39:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178077 Filed Document 0001315863-17-000258 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:39:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mast OC I Master Fund L.P. See All Filings	D/A	2017-03-16 11:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453011 Filed Document 0001315863-17-000257 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:38:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AKONNI BIOSYSTEMS INC See All Filings	D	2017-03-16 11:37:15 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001254334 Filed Document 0001254334-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:37:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Mast OC I Ltd. See All Filings	D/A	2017-03-16 11:36:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572929 Filed Document 0001315863-17-000256 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:36:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MAST CREDIT OPPORTUNITIES I LTD See All Filings	D/A	2017-03-16 11:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001263932 Filed Document 0001315863-17-000255 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
York European Opportunities Fund Ltd See All Filings	D/A	2017-03-16 11:32:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512004 Filed Document 0001144204-17-014981 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:32:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Market Impact Fund I, L.P. See All Filings	D	2017-03-16 11:26:55 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001665991 Filed Document 0001665991-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:26:55 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell Australia Trust See All Filings	D/A	2017-03-16 11:26:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458399 Filed Document 0001012975-17-000218 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:26:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Armory Credit Opportunity Fund, LP See All Filings	D/A	2017-03-16 11:26:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001602735 Filed Document 0001398344-17-003568 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:26:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell Global Trust See All Filings	D/A	2017-03-16 11:24:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486268 Filed Document 0001012975-17-000217 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:24:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Global Small Caps Fund, LLC See All Filings	D/A	2017-03-16 11:14:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545257 Filed Document 0001545257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:14:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Kynikos Capital Partners Select Fund Ltd See All Filings	D/A	2017-03-16 11:13:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694194 Filed Document 0001144204-17-014973 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:13:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Utility One Source L.P. See All Filings	D	2017-03-16 11:07:31 UTC
Amount To Be Raised $54,210,240 Associated Brokers / Dealers N/A CIK Number 0001700218 Filed Document 0001700218-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:07:31 UTC Type of Offering D Industry Business Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
VINCULUM WINE LTD. See All Filings	D/A	2017-03-16 11:07:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504329 Filed Document 0001292296-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-16 11:07:05 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Not Applicable Type of Security Other
Kriticos Partners, L.P. See All Filings	D/A	2017-03-16 11:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486660 Filed Document 0001144204-17-014968 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kriticos International Ltd See All Filings	D/A	2017-03-16 11:06:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486656 Filed Document 0001144204-17-014966 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:06:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GARDENIA RELATIVE VALUE FUNDLLC See All Filings	D/A	2017-03-16 11:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461055 Filed Document 0001461055-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:02:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Venulum Capital, LLC See All Filings	D/A	2017-03-16 11:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292296 Filed Document 0001292296-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-16 11:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Debt
KYNIKOS OPPORTUNITY FUND INTERNATIONAL LTD See All Filings	D/A	2017-03-16 11:02:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460037 Filed Document 0001144204-17-014961 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:02:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2017-03-16 11:01:51 UTC
Amount To Be Raised $614,770 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-17-014960 Accepted Date 2017-03-16 11:01:51 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $96,652 State of Jurisdiction GEORGIA Type of Security Other(describe)
Kynikos Global Capital Partners Ltd See All Filings	D/A	2017-03-16 11:00:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648299 Filed Document 0001144204-17-014958 Exclusions or Exemptions 506b Accepted Date 2017-03-16 11:00:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KYNIKOS OPPORTUNITY FUND II LP See All Filings	D/A	2017-03-16 10:58:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277010 Filed Document 0001144204-17-014955 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:58:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thai Focused Equity U.S. Feeder Fund Ltd See All Filings	D/A	2017-03-16 10:56:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William Villafranco CIK Number 0001381810 Filed Document 0000919574-17-002810 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:56:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Focus Capital, LLC See All Filings	D/A	2017-03-16 10:56:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562187 Filed Document 0001562187-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:56:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Kynikos Capital Partners Ltd See All Filings	D/A	2017-03-16 10:56:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648343 Filed Document 0001144204-17-014952 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:56:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dymon Asia Venture Capital Fund, L.P. See All Filings	D	2017-03-16 10:55:37 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699969 Filed Document 0001699969-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:55:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kynikos Opportunity Fund, L.P. See All Filings	D/A	2017-03-16 10:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277008 Filed Document 0001144204-17-014950 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ursus International Ltd. See All Filings	D/A	2017-03-16 10:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469387 Filed Document 0001144204-17-014948 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:52:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kynikos Global Capital Partners LP See All Filings	D/A	2017-03-16 10:51:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646464 Filed Document 0001144204-17-014947 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:51:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permal Canyon IO Ltd. See All Filings	D/A	2017-03-16 10:48:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430244 Filed Document 0001430244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:48:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
URSUS PARTNERS L P See All Filings	D/A	2017-03-16 10:47:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000884860 Filed Document 0001144204-17-014943 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:47:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kynikos Capital Partners LP See All Filings	D/A	2017-03-16 10:47:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646462 Filed Document 0001144204-17-014942 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:47:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Players Point Hotel, LLC See All Filings	D	2017-03-16 10:43:49 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001701098 Filed Document 0001701098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:43:49 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AGP Cloverdale Capital, LLC See All Filings	D/A	2017-03-16 10:40:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644952 Filed Document 0001644952-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:40:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERMAL CAPITAL STRUCTURE OPPORTUNITIES LTD See All Filings	D/A	2017-03-16 10:40:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431615 Filed Document 0001431615-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:40:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Pura Vida Offshore Fund One, Ltd See All Filings	D/A	2017-03-16 10:39:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637529 Filed Document 0000919574-17-002808 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:39:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strong Blocks Milwaukee II, LLC See All Filings	D	2017-03-16 10:32:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701044 Filed Document 0001701044-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:32:42 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aylstone Capital, L.P. See All Filings	D/A	2017-03-16 10:30:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569309 Filed Document 0001569309-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-16 10:30:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Finger Lakes Region Rural Broadband Company, Inc. See All Filings	1-A POS	2017-03-16 10:28:25 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers 0 CIK Number 0001579586 Filed Document 0001579586-17-000001 Accepted Date 2017-03-16 10:28:25 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)