Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OSH INVESTORS, LLC See All Filings	D	2017-04-03 17:01:39 UTC
Amount To Be Raised $8,961,022 Associated Brokers / Dealers N/A CIK Number 0001636021 Filed Document 0001636021-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
International Equity Long-Only Fund LP See All Filings	D/A	2017-04-03 16:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659161 Filed Document 0001659161-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:59:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swiftmile, inc See All Filings	C	2017-04-03 16:59:40 UTC
Financial Interest The intermediary will acquire a convetible note for the issuer valued at 5% of the amount raised through Si Securites, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $250,000 CIK Number 0001702109 Filed Document 0001644600-17-000037 Accepted Date 2017-04-03 16:59:40 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
BIP Capital Growth Fund III, LP See All Filings	D	2017-04-03 16:55:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702732 Filed Document 0001702732-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:55:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CYRUS SELECT OPPORTUNITIES FUND LP See All Filings	D/A	2017-04-03 16:54:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437648 Filed Document 0001315863-17-000310 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:54:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chariot of Helios Opportunities Fund, L.P. See All Filings	D	2017-04-03 16:38:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001699249 Filed Document 0001699249-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:38:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematica BlueTrend Fund L.P. See All Filings	D/A	2017-04-03 16:38:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated, Deutsche Bank Securities Inc., and Wells Fargo & Company CIK Number 0001440344 Filed Document 0001315863-17-000309 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:38:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BARC Fund LP See All Filings	D/A	2017-04-03 16:37:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671046 Filed Document 0000919574-17-003101 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:37:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 28, LP See All Filings	D/A	2017-04-03 16:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605781 Filed Document 0001605781-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:36:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematica BlueTrend Fund Ltd See All Filings	D/A	2017-04-03 16:36:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001440342 Filed Document 0001315863-17-000308 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:36:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Analytics for Life, Inc. See All Filings	D	2017-04-03 16:35:57 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001641505 Filed Document 0001641505-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:35:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Multi Fund L.P. - Systematica Diversified Trend See All Filings	D/A	2017-04-03 16:35:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690046 Filed Document 0001315863-17-000307 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:35:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Investments KF, LP See All Filings	D/A	2017-04-03 16:34:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695839 Filed Document 0001695839-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:34:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematica Alternative Markets Fund L.P. See All Filings	D/A	2017-04-03 16:34:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618487 Filed Document 0001315863-17-000306 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:34:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Systematica BlueMatrix Fund L.P. See All Filings	D/A	2017-04-03 16:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440345 Filed Document 0001315863-17-000305 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:31:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nara Capital Fund (Offshore), Ltd. See All Filings	D	2017-04-03 16:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698595 Filed Document 0000950142-17-000693 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:30:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nara Capital Master Fund, Ltd. See All Filings	D	2017-04-03 16:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698594 Filed Document 0000950142-17-000692 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:30:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Systematica BlueTrend 2x Leveraged Fund L.P. See All Filings	D/A	2017-04-03 16:29:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491509 Filed Document 0001315863-17-000304 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:29:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nara Capital Fund, LP See All Filings	D	2017-04-03 16:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698593 Filed Document 0000950142-17-000691 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:29:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Granite Hill Opportunities Fund II, L.P. See All Filings	D/A	2017-04-03 16:29:08 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001669826 Filed Document 0001669826-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:29:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Systematica Alternative Risk Premia Fund Ltd See All Filings	D	2017-04-03 16:28:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699987 Filed Document 0001315863-17-000303 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:28:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Systematica Synergy Fund L.P. See All Filings	D/A	2017-04-03 16:27:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663512 Filed Document 0001315863-17-000301 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:27:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Legion Capital Corporation See All Filings	1-A/A	2017-04-03 16:26:39 UTC
Amount To Be Raised $0 Associated Brokers / Dealers None Yet CIK Number 0001661166 Filed Document 0001213900-17-003239 Accepted Date 2017-04-03 16:26:39 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $130,106 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Inspyr Therapeutics, Inc. See All Filings	D	2017-04-03 16:23:52 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001421204 Filed Document 0001615774-17-001464 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:23:52 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Stonepeak Claremont Holdings LP See All Filings	D	2017-04-03 16:22:17 UTC
Amount To Be Raised $110,711,231 Associated Brokers / Dealers N/A CIK Number 0001702442 Filed Document 0001702442-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:22:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Modern Pop, Inc. See All Filings	D	2017-04-03 16:20:11 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001672155 Filed Document 0001672155-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:20:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Realty Partners II, LLC See All Filings	D	2017-04-03 16:15:27 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001702515 Filed Document 0001702515-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:15:27 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
SyncHR, Inc. See All Filings	D	2017-04-03 16:05:46 UTC
Amount To Be Raised $19,999,993 Associated Brokers / Dealers N/A CIK Number 0001301160 Filed Document 0001301160-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 16:05:46 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kingsmore Biotech, LLC See All Filings	D	2017-04-03 15:56:56 UTC
Amount To Be Raised $413,400 Associated Brokers / Dealers N/A CIK Number 0001701426 Filed Document 0001701426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:56:56 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
BEECHWOOD CAPITAL III, LIMITED PARTNERSHIP See All Filings	D	2017-04-03 15:49:42 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001700669 Filed Document 0001700759-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:49:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
American Capital Lenders, LLC See All Filings	D	2017-04-03 15:45:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702708 Filed Document 0001702708-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-03 15:45:50 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LNWM Renewable Power Fund, LP See All Filings	D	2017-04-03 15:42:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702603 Filed Document 0001702603-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:42:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AppEsteem Corp See All Filings	D	2017-04-03 15:42:14 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001701928 Filed Document 0001701928-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:42:14 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CEH FEEDER I L.P. See All Filings	D/A	2017-04-03 15:41:00 UTC
Amount To Be Raised $136,690,616 Associated Brokers / Dealers N/A CIK Number 0001691516 Filed Document 0001691516-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:41:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BEECHWOOD BANZA LLC See All Filings	D	2017-04-03 15:40:34 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001700759 Filed Document 0001700759-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:40:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Board Management Software, Inc. See All Filings	D/A	2017-04-03 15:33:48 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001694078 Filed Document 0001694078-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:33:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Chartfill, Inc. See All Filings	D	2017-04-03 15:25:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001702640 Filed Document 0001702640-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:25:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Psalm 6835 Capital, LLC See All Filings	D	2017-04-03 15:19:40 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001702390 Filed Document 0001702390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:19:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Fintech Holdings Corp. See All Filings	D/A	2017-04-03 15:19:38 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers Chris Wrolstad, Steve Ossello, and Harold Reed Madison CIK Number 0001677188 Filed Document 0000897069-17-000202 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:19:38 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Glenobey Prospect Partners See All Filings	D	2017-04-03 15:17:56 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001702436 Filed Document 0001702436-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-03 15:17:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
NanoVibronix, Inc. See All Filings	D	2017-04-03 15:15:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001326706 Filed Document 0001144204-17-018481 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:15:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
NanoVibronix, Inc. See All Filings	D	2017-04-03 15:14:59 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001326706 Filed Document 0001144204-17-018480 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:14:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VA 174 See All Filings	D	2017-04-03 15:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001702566 Filed Document 0001702566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:14:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metro Portfolio Buligo LP See All Filings	D	2017-04-03 15:10:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001699394 Filed Document 0001144204-17-018474 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:10:33 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Heritage Core Value Fund, LP See All Filings	D	2017-04-03 15:08:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001693993 Filed Document 0001693993-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:08:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2017-04-03 15:08:53 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers Westbury Group LLC CIK Number 0001614824 Filed Document 0001183740-17-000060 Exclusions or Exemptions 506c Accepted Date 2017-04-03 15:08:53 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BDR Sonata I LLC See All Filings	D/A	2017-04-03 15:08:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001614579 Filed Document 0001614579-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:08:29 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Murrells Buligo LP See All Filings	D	2017-04-03 15:06:20 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001699389 Filed Document 0001144204-17-018470 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:06:20 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Rapid Applications Group, LLC See All Filings	D/A	2017-04-03 15:00:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637284 Filed Document 0001637284-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 15:00:38 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DYNATRONICS CORP See All Filings	D	2017-04-03 14:46:07 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Ladenburg Thalmann & Co., Inc. CIK Number 0000720875 Filed Document 0001673999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 14:46:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity