Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Shem Creek Capital Fund IV LLC See All Filings	D	2017-04-04 09:19:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699692 Filed Document 0001699692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-04 09:19:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-04 08:38:22 UTC
Amount To Be Raised $1,920,001 Associated Brokers / Dealers John Dahle and Stephen Mann CIK Number 0001135856 Filed Document 0001135856-17-000100 Exclusions or Exemptions 506b Accepted Date 2017-04-04 08:38:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-04 08:32:41 UTC
Amount To Be Raised $4,200,002 Associated Brokers / Dealers Andrew Arigo and Lucia Fiumara CIK Number 0001135856 Filed Document 0001135856-17-000099 Exclusions or Exemptions 506b Accepted Date 2017-04-04 08:32:41 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-04 08:27:17 UTC
Amount To Be Raised $62,685,121 Associated Brokers / Dealers James S. Bosley, Jr. CIK Number 0001135856 Filed Document 0001135856-17-000098 Exclusions or Exemptions 506b Accepted Date 2017-04-04 08:27:17 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-04 08:22:26 UTC
Amount To Be Raised $10,334,002 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-17-000097 Exclusions or Exemptions 506b Accepted Date 2017-04-04 08:22:26 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-04-04 08:12:55 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Matt Henebry, James McKeone, and Bryant Kirk CIK Number 0001343394 Filed Document 0001343394-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-04 08:12:55 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
360 Sports, Inc. See All Filings	1-A POS	2017-04-04 08:12:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001652577 Filed Document 0001652577-17-000002 Accepted Date 2017-04-04 08:12:37 UTC Type of Offering 1-A POS Industry SERVICES-MEMBERSHIP SPORTS & RECREATION CLUBS Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $55,782 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Napier Park Select Fund LP See All Filings	D/A	2017-04-04 06:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604474 Filed Document 0000902664-17-001850 Exclusions or Exemptions 506b Accepted Date 2017-04-04 06:19:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carrhae Capital Fund Ltd See All Filings	D/A	2017-04-04 06:12:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596222 Filed Document 0000902664-17-001849 Exclusions or Exemptions 506b Accepted Date 2017-04-04 06:12:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Squarepoint International Feeder Ltd See All Filings	D/A	2017-04-04 06:05:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671169 Filed Document 0000902664-17-001848 Exclusions or Exemptions 506b Accepted Date 2017-04-04 06:05:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Squarepoint US Feeder Ltd See All Filings	D/A	2017-04-04 06:02:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671170 Filed Document 0000902664-17-001847 Exclusions or Exemptions 506b Accepted Date 2017-04-04 06:02:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-WNP-18-Fund, a series of AX-PL-Funds, LLC See All Filings	D	2017-04-03 21:59:00 UTC
Amount To Be Raised $126,126 Associated Brokers / Dealers N/A CIK Number 0001701437 Filed Document 0001694527-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-FSE-38-Fund, a series of Flatiron-Investors-AngelList LLC See All Filings	D	2017-04-03 21:57:46 UTC
Amount To Be Raised $130,501 Associated Brokers / Dealers N/A CIK Number 0001697977 Filed Document 0001694527-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:57:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ASQ-33-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2017-04-03 21:56:43 UTC
Amount To Be Raised $206,607 Associated Brokers / Dealers N/A CIK Number 0001699113 Filed Document 0001694527-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:56:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CXF-22-Fund, a series of AX-79Vc-Funds, LLC See All Filings	D	2017-04-03 21:55:13 UTC
Amount To Be Raised $314,475 Associated Brokers / Dealers N/A CIK Number 0001699114 Filed Document 0001694527-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:55:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RFD-63-Fund, a series of AngelList-DaTe-Funds, LLC See All Filings	D	2017-04-03 21:52:48 UTC
Amount To Be Raised $413,179 Associated Brokers / Dealers N/A CIK Number 0001697349 Filed Document 0001694527-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:52:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BZR-33-Fund, a series of AX-GrCh-Funds, LLC See All Filings	D	2017-04-03 21:50:48 UTC
Amount To Be Raised $232,000 Associated Brokers / Dealers N/A CIK Number 0001700122 Filed Document 0001694527-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:50:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RDA-12-Fund, a series of Stonebridge Alpha LLC See All Filings	D	2017-04-03 21:47:56 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001702027 Filed Document 0001694527-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:47:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AQO-18-Fund, a series of AngelList-IsTe-Funds, LLC See All Filings	D	2017-04-03 21:41:46 UTC
Amount To Be Raised $224,800 Associated Brokers / Dealers N/A CIK Number 0001694527 Filed Document 0001694527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 21:41:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ITFT, Inc. See All Filings	C/A	2017-04-03 21:21:46 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001690598 Filed Document 0001665160-17-000106 Accepted Date 2017-04-03 21:21:46 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State NORTH CAROLINA
Venture Investment Associates VIII, L.P. See All Filings	D/A	2017-04-03 20:02:25 UTC
Amount To Be Raised $146,640,000 Associated Brokers / Dealers JPM Advisors LLC CIK Number 0001632006 Filed Document 0001632007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 20:02:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anvia Holdings Corp See All Filings	D	2017-04-03 19:51:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681282 Filed Document 0001493152-17-003434 Exclusions or Exemptions 506b Accepted Date 2017-04-03 19:51:39 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Zoi, INC See All Filings	C/A	2017-04-03 19:47:08 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $99,999 CIK Number 0001701370 Filed Document 0001665160-17-000104 Accepted Date 2017-04-03 19:47:08 UTC Type of Offering C/A Security Offered Amount 47,619 Security Offered Type Common Stock State CALIFORNIA
VIA Seed Technology Partners Platform Fund, L.P. See All Filings	D/A	2017-04-03 19:41:52 UTC
Amount To Be Raised $78,725,000 Associated Brokers / Dealers N/A CIK Number 0001658849 Filed Document 0001658856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 19:41:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ojai Valley Assisted Living, LLC See All Filings	D/A	2017-04-03 19:25:26 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001701500 Filed Document 0001701500-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 19:25:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Realty Mogul 49, LLC See All Filings	D/A	2017-04-03 19:13:17 UTC
Amount To Be Raised $3,575,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678611 Filed Document 0001678611-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-03 19:13:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Harvey Bookstein See All Filings	D	2017-04-03 19:03:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001702788 Filed Document 0001702788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 19:03:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MOBETIZE, CORP. See All Filings	D	2017-04-03 18:59:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001546679 Filed Document 0001211524-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-04-03 18:59:46 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DAWSON GOLD CORP. See All Filings	D	2017-04-03 18:23:46 UTC
Amount To Be Raised $75,359 Associated Brokers / Dealers N/A CIK Number 0001473962 Filed Document 0001473962-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 18:23:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Virtualitics, Inc. See All Filings	D	2017-04-03 18:14:44 UTC
Amount To Be Raised $4,461,599 Associated Brokers / Dealers N/A CIK Number 0001702634 Filed Document 0001478396-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 18:14:44 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RewardStream Solutions Inc. See All Filings	D	2017-04-03 18:07:24 UTC
Amount To Be Raised $82,502 Associated Brokers / Dealers N/A CIK Number 0001396368 Filed Document 0001396368-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 18:07:24 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Emerald Bay Fund, LP See All Filings	D/A	2017-04-03 18:01:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635182 Filed Document 0001315863-17-000312 Exclusions or Exemptions 506b Accepted Date 2017-04-03 18:01:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Notable Systems, Inc. See All Filings	D	2017-04-03 17:45:40 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001677555 Filed Document 0001677555-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:45:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NowRx, Inc. See All Filings	C	2017-04-03 17:34:15 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001702206 Filed Document 0001644600-17-000040 Accepted Date 2017-04-03 17:34:15 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW YORK
KKR Lending Partners III Feeder L.P. See All Filings	D	2017-04-03 17:30:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702040 Filed Document 0001702040-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:30:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Alternative Opportunities Fund (B), L.P. See All Filings	D/A	2017-04-03 17:28:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689631 Filed Document 0001701678-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:28:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Equity Endeavor Fund I-A, L.P. See All Filings	D	2017-04-03 17:28:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701939 Filed Document 0001701939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:28:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Alternative Opportunities Fund (A), L.P. See All Filings	D/A	2017-04-03 17:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689630 Filed Document 0001701678-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:27:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TMG Investment Fund, L.P. See All Filings	D/A	2017-04-03 17:25:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671604 Filed Document 0001315863-17-000311 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:25:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vista Equity Endeavor Fund I, L.P. See All Filings	D	2017-04-03 17:22:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701938 Filed Document 0001701938-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:22:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Lending Partners III Private Investors L.P. See All Filings	D	2017-04-03 17:22:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702039 Filed Document 0001702039-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:22:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVI Opportunity Fund, L.P. See All Filings	D/A	2017-04-03 17:17:36 UTC
Amount To Be Raised $34,800,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001692012 Filed Document 0001692012-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:17:36 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Lending Partners III L.P. See All Filings	D	2017-04-03 17:13:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001702038 Filed Document 0001702038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:13:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RxSight, Inc. See All Filings	D/A	2017-04-03 17:13:36 UTC
Amount To Be Raised $77,499,999 Associated Brokers / Dealers N/A CIK Number 0001111485 Filed Document 0001111485-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:13:36 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2017-04-03 17:13:04 UTC
Amount To Be Raised $16,010,260 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0000931059 Filed Document 0001683168-17-000779 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:13:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Global Equity Long-Only Fund LP See All Filings	D/A	2017-04-03 17:10:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588995 Filed Document 0001588995-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:10:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rift Biotherapeutics, Inc. See All Filings	D	2017-04-03 17:10:17 UTC
Amount To Be Raised $3,629,679 Associated Brokers / Dealers N/A CIK Number 0001702583 Filed Document 0001702583-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:10:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Five Arrows Capital Partners, L.P. See All Filings	D	2017-04-03 17:09:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702571 Filed Document 0001702571-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:09:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Open Invest Co. See All Filings	D	2017-04-03 17:08:37 UTC
Amount To Be Raised $3,776,499 Associated Brokers / Dealers N/A CIK Number 0001702405 Filed Document 0001702405-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:08:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shine Medical Technologies, Inc. See All Filings	D/A	2017-04-03 17:03:32 UTC
Amount To Be Raised $30,034,972 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001514300 Filed Document 0000897069-17-000203 Exclusions or Exemptions 506b Accepted Date 2017-04-03 17:03:32 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt