Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-NZX-17-FUND A SERIES OF AX-EP-FUNDS, LLC See All Filings	D	2017-04-27 07:27:08 UTC
Amount To Be Raised $97,993 Associated Brokers / Dealers N/A CIK Number 0001704005 Filed Document 0001704005-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-27 07:27:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urban Juncture, Inc. See All Filings	C/A	2017-04-26 21:52:07 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $350,000 CIK Number 0001674249 Filed Document 0001670254-17-000071 Accepted Date 2017-04-26 21:52:07 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State ILLINOIS
88 Arkansas Street Fund, LP See All Filings	D	2017-04-26 21:17:39 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001704648 Filed Document 0001704648-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 21:17:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neurmedix, Inc. See All Filings	1-A	2017-04-26 21:00:31 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A, Gross Proceeds CIK Number 0001704466 Filed Document 0001437749-17-007224 Accepted Date 2017-04-26 21:00:31 UTC Type of Offering 1-A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
NPC Rubrik, LLC See All Filings	D	2017-04-26 20:37:13 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001704765 Filed Document 0001704765-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 20:37:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Group Emerging Markets Debt Common Trust (US) See All Filings	D	2017-04-26 20:28:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478825 Filed Document 0001478825-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-26 20:28:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colovore LLC See All Filings	D	2017-04-26 20:15:16 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001579767 Filed Document 0001579767-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 20:15:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fearless Fund I, a series of Fearless Capital, LP See All Filings	D	2017-04-26 19:52:57 UTC
Amount To Be Raised $672,000 Associated Brokers / Dealers N/A CIK Number 0001704359 Filed Document 0001704359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 19:52:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Santa Monica Investment Company, a series of Kings County Ventures, LLC See All Filings	D	2017-04-26 19:35:11 UTC
Amount To Be Raised $407,500 Associated Brokers / Dealers N/A CIK Number 0001702115 Filed Document 0001702115-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-26 19:35:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secured Real Estate Income Fund II, LLC See All Filings	1-A/A	2017-04-26 19:27:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Cambria Capital, LLC CIK Number 0001678107 Filed Document 0001445866-17-000530 Accepted Date 2017-04-26 19:27:27 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets -$1 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
A-WDQ-11-Fund, a series of AX-TD-Funds, LLC See All Filings	D	2017-04-26 19:17:15 UTC
Amount To Be Raised $222,480 Associated Brokers / Dealers N/A CIK Number 0001696507 Filed Document 0001696507-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 19:17:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sourcerock Energy Phoenix Prospect LP See All Filings	D	2017-04-26 19:08:27 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001702394 Filed Document 0001702394-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 19:08:27 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Blue Harvest Fisheries Partners, LLC See All Filings	D	2017-04-26 18:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641286 Filed Document 0000945621-17-000220 Exclusions or Exemptions 506b Accepted Date 2017-04-26 18:50:11 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Oakwood Bancshares, Inc. See All Filings	D	2017-04-26 18:30:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001703358 Filed Document 0001703358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 18:30:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Learning Health, Inc. See All Filings	D	2017-04-26 18:14:06 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers N/A CIK Number 0001660901 Filed Document 0001660901-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 18:14:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FREIGHTPAL, INC. See All Filings	D	2017-04-26 18:12:19 UTC
Amount To Be Raised $2,225,000 Associated Brokers / Dealers N/A CIK Number 0001705050 Filed Document 0001705050-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 18:12:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Laird Superfood, Inc. See All Filings	D/A	2017-04-26 17:55:04 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001650696 Filed Document 0001650696-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:55:04 UTC Type of Offering D/A Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Finn Power Energy Corp See All Filings	D/A	2017-04-26 17:48:02 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001672882 Filed Document 0001672882-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-04-26 17:48:02 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Desert Partners VI, LP See All Filings	D	2017-04-26 17:43:52 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001704243 Filed Document 0001704243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:43:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Janlyn Partners, L.P. See All Filings	D/A	2017-04-26 17:38:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572071 Filed Document 0001572071-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:38:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gridiron Energy Feeder I, L.P. See All Filings	D	2017-04-26 17:36:38 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers N/A CIK Number 0001703942 Filed Document 0001703942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:36:38 UTC Type of Offering D Industry Electric Utilities Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint UTSA High View Place Investors, LP See All Filings	D	2017-04-26 17:29:51 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001704347 Filed Document 0001704347-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:29:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Student Housing Portfolio I-A Investors, LP See All Filings	D	2017-04-26 17:27:04 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001704346 Filed Document 0001704346-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:27:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KOONCE DRUG COMPANY, INC. See All Filings	D	2017-04-26 17:17:31 UTC
Amount To Be Raised $1,140,000 Associated Brokers / Dealers N/A CIK Number 0001703897 Filed Document 0001703897-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:17:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Gridiron Energy, LLC See All Filings	D	2017-04-26 17:15:06 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers N/A CIK Number 0001703939 Filed Document 0001703939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:15:06 UTC Type of Offering D Industry Electric Utilities Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TWIN STATE HOME HEALTH CARE SERVICES, INC. See All Filings	D	2017-04-26 17:09:32 UTC
Amount To Be Raised $1,140,000 Associated Brokers / Dealers N/A CIK Number 0001703879 Filed Document 0001703879-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:09:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Evidation Health, Inc. See All Filings	D	2017-04-26 17:08:20 UTC
Amount To Be Raised $9,999,997 Associated Brokers / Dealers N/A CIK Number 0001630933 Filed Document 0001630933-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:08:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Galileo Exploration Ltd. See All Filings	D	2017-04-26 17:05:05 UTC
Amount To Be Raised $281,278 Associated Brokers / Dealers N/A CIK Number 0001704476 Filed Document 0001140361-17-016924 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:05:05 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Anova Data, Inc. See All Filings	D	2017-04-26 17:04:34 UTC
Amount To Be Raised $728,000 Associated Brokers / Dealers N/A CIK Number 0001649268 Filed Document 0001140361-17-016923 Exclusions or Exemptions 506b Accepted Date 2017-04-26 17:04:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sova Value Fund, LP See All Filings	D	2017-04-26 16:56:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704873 Filed Document 0001704873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:56:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Heatherton Growth Fund, LP See All Filings	D/A	2017-04-26 16:53:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583710 Filed Document 0001583710-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:53:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCP Opportunity Fund I, LLC See All Filings	D	2017-04-26 16:50:53 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001704383 Filed Document 0001704383-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:50:53 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LiquidAlts H2O Force 10 Feeder Fund See All Filings	D/A	2017-04-26 16:32:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG, Deutsche Bank Securities Inc., and Deutsche Bank Trust Company Americas CIK Number 0001610018 Filed Document 0001610018-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:32:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORRIB MASTER FUND, LTD. See All Filings	D/A	2017-04-26 16:31:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639700 Filed Document 0000919574-17-003602 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:31:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Research Enhanced Design & Development, Inc. See All Filings	D	2017-04-26 16:27:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Mirus Securities, Inc. CIK Number 0001704123 Filed Document 0001704123-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:27:31 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Empery International, Ltd. See All Filings	D/A	2017-04-26 16:26:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550601 Filed Document 0001439766-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:26:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Freebird, Inc. See All Filings	D	2017-04-26 16:25:14 UTC
Amount To Be Raised $5,025,001 Associated Brokers / Dealers N/A CIK Number 0001658403 Filed Document 0001658403-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:25:14 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
SSV Oak Creek, LLC See All Filings	D	2017-04-26 16:23:57 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001704500 Filed Document 0001704500-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:23:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TRANSGENOMIC INC See All Filings	D	2017-04-26 16:21:09 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001043961 Filed Document 0001043961-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:21:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEBRASKA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
DW Whiting Bakken #4, LP See All Filings	D	2017-04-26 16:17:01 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001704970 Filed Document 0001704970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:17:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Monaker Group, Inc. See All Filings	D	2017-04-26 16:13:10 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001372183 Filed Document 0001580695-17-000249 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:13:10 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LBC Credit Partners IV, L.P. See All Filings	D/A	2017-04-26 16:13:02 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers CV Brokerage Inc. and Acalyx Advisors Inc. CIK Number 0001673440 Filed Document 0001673440-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-26 16:13:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grail, Inc. See All Filings	D/A	2017-04-26 16:09:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001699031 Filed Document 0001699031-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-26 16:09:15 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Wealth Investments, Inc. See All Filings	D	2017-04-26 15:51:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001703311 Filed Document 0000892251-17-000054 Exclusions or Exemptions 506b Accepted Date 2017-04-26 15:51:30 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
JAG Partnership See All Filings	D/A	2017-04-26 15:51:25 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678537 Filed Document 0001678537-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-04-26 15:51:25 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Physcient, Inc. See All Filings	D	2017-04-26 15:48:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001538437 Filed Document 0001538437-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-26 15:48:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Finn Power Energy Corp See All Filings	D	2017-04-26 15:44:19 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001672882 Filed Document 0001672882-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-04-26 15:44:19 UTC Type of Offering D Industry Electric Utilities Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Woodspear South Pearl, LLC See All Filings	D	2017-04-26 15:42:14 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001704240 Filed Document 0001704240-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-26 15:42:14 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sanoor Capital Partners LP See All Filings	D/A	2017-04-26 15:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667318 Filed Document 0001315863-17-000393 Exclusions or Exemptions 506b Accepted Date 2017-04-26 15:27:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Arden Credit Fund, L.P. See All Filings	D	2017-04-26 15:25:46 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001704888 Filed Document 0001144204-17-022207 Exclusions or Exemptions 506b Accepted Date 2017-04-26 15:25:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund