Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Varde Credit Partners, L.P. See All Filings	D/A	2017-04-07 16:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001565560 Filed Document 0000950142-17-000748 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:44:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALEXANDER SERIES TRUST See All Filings	D/A	2017-04-07 16:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001442695 Filed Document 0000945621-17-000198 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRANITE PEAK GLOBAL FUND, CAYMAN LTD. See All Filings	D/A	2017-04-07 16:42:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001638992 Filed Document 0000919574-17-003281 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:42:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Corfigo, Inc. See All Filings	D	2017-04-07 16:40:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001702709 Filed Document 0001702709-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:40:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Option To Acquire
MyPostOpCare, Inc. See All Filings	D/A	2017-04-07 16:32:29 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001681132 Filed Document 0001681132-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:32:29 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Aqua-Spark - CV See All Filings	D/A	2017-04-07 16:24:30 UTC
Amount To Be Raised $448,380,226 Associated Brokers / Dealers Intellivest Securities, Inc. CIK Number 0001620660 Filed Document 0001620660-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:24:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sigmend, Inc. See All Filings	D	2017-04-07 16:24:04 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001702914 Filed Document 0001702914-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:24:04 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Avi-on Labs, Inc. See All Filings	D	2017-04-07 16:20:54 UTC
Amount To Be Raised $803,998 Associated Brokers / Dealers N/A CIK Number 0001650404 Filed Document 0001650404-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:20:54 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners Special Opportunities, L.P. III See All Filings	D/A	2017-04-07 16:20:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671590 Filed Document 0001671590-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:20:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Numerai Fund 1, LP See All Filings	D/A	2017-04-07 16:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667103 Filed Document 0001667103-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:17:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aqua-Spark Cooperatieve U.A. See All Filings	D/A	2017-04-07 16:17:20 UTC
Amount To Be Raised $448,380,226 Associated Brokers / Dealers Intellivest Securities, Inc. CIK Number 0001620338 Filed Document 0001620338-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:17:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RENAISSANCE VENTURE CAPITAL FUND III, L.P. See All Filings	D	2017-04-07 16:16:07 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001698140 Filed Document 0001698140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:16:07 UTC Type of Offering D Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Sonomotion Inc. See All Filings	D	2017-04-07 16:16:06 UTC
Amount To Be Raised $4,605,484 Associated Brokers / Dealers N/A CIK Number 0001680126 Filed Document 0001680126-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:16:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC REAL ESTATE OPPORTUNITY FUND II, LLC See All Filings	D/A	2017-04-07 16:15:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers BRIDGE CAPITAL ASSOCIATES CIK Number 0001664103 Filed Document 0001664103-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:15:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Numerai, LLC See All Filings	D/A	2017-04-07 16:14:58 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001668527 Filed Document 0001668527-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:14:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Laseter Equity & Option Fund, LP See All Filings	D	2017-04-07 16:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703150 Filed Document 0001703150-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:12:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mendon Capital QP LP See All Filings	D/A	2017-04-07 15:56:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639084 Filed Document 0001639084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:56:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Self-Storage Portfolio III DST See All Filings	D	2017-04-07 15:55:50 UTC
Amount To Be Raised $20,001,613 Associated Brokers / Dealers Inland Securities Corporation, Thomas J. Ealy, and Robert S. Smith CIK Number 0001702835 Filed Document 0001702835-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:55:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
DRCONSULTA LTD. See All Filings	D	2017-04-07 15:51:32 UTC
Amount To Be Raised $26,965,000 Associated Brokers / Dealers N/A CIK Number 0001668172 Filed Document 0001668172-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:51:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Agility Comprehensive Solutions Offshore Fund Ltd. See All Filings	D/A	2017-04-07 15:48:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415469 Filed Document 0000902664-17-001900 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:48:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOOM TREE FUND QP, LP See All Filings	D/A	2017-04-07 15:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and J.P. Morgan Securities LLC CIK Number 0001588541 Filed Document 0000919574-17-003273 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:47:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SunTx Fulcrum Fund Prime, L.P. See All Filings	D	2017-04-07 15:46:46 UTC
Amount To Be Raised $239,140,729 Associated Brokers / Dealers N/A CIK Number 0001702326 Filed Document 0001315863-17-000337 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:46:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Agility Comprehensive Solutions Fund LP See All Filings	D/A	2017-04-07 15:45:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415461 Filed Document 0000902664-17-001899 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:45:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PhilMor REI Milford, LLC See All Filings	D	2017-04-07 15:43:45 UTC
Amount To Be Raised $14,265,000 Associated Brokers / Dealers N/A CIK Number 0001703186 Filed Document 0001703186-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-07 15:43:45 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Priderock MDOF (PSQ), LLC See All Filings	D	2017-04-07 15:43:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JONATHAN DAVID DIAMOND CIK Number 0001703193 Filed Document 0001393725-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:43:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloverlay Fund I L.P. See All Filings	D/A	2017-04-07 15:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671508 Filed Document 0001671508-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:39:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHC Group LLC See All Filings	D	2017-04-07 15:37:54 UTC
Amount To Be Raised $464,148,148 Associated Brokers / Dealers N/A CIK Number 0001692971 Filed Document 0001615774-17-001559 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:37:54 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Debt
Bloom Tree Fund, LP See All Filings	D/A	2017-04-07 15:37:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Rhoads CIK Number 0001435273 Filed Document 0000919574-17-003271 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:37:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SunTx Fulcrum Fund Prime, L.P. See All Filings	D	2017-04-07 15:36:32 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001702326 Filed Document 0001315863-17-000336 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:36:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lab Cat Games LLC See All Filings	C	2017-04-07 15:36:22 UTC
Financial Interest A 2.5% security fee. Filing Platform MANORHAVEN CAPITAL LLC Offering Amount $24,000 CIK Number 0001703108 Filed Document 0001703108-17-000001 Accepted Date 2017-04-07 15:36:22 UTC Type of Offering C Security Offered Amount 480 Security Offered Type Other State OREGON
MacKay Shields Select High Yield Bond Fund, LP See All Filings	D	2017-04-07 15:36:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC CIK Number 0001703194 Filed Document 0001140361-17-015219 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:36:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedVet Associates, LLC See All Filings	D	2017-04-07 15:36:04 UTC
Amount To Be Raised $2,944,800 Associated Brokers / Dealers N/A CIK Number 0001661361 Filed Document 0001661361-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:36:04 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Vasoptic Medical, Inc. See All Filings	D	2017-04-07 15:27:58 UTC
Amount To Be Raised $1,551,646 Associated Brokers / Dealers N/A CIK Number 0001608501 Filed Document 0001144204-17-019648 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:27:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Eldorado Natural Resources Fund IV LP See All Filings	D	2017-04-07 15:25:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702881 Filed Document 0001702881-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:25:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Large Cap Series See All Filings	D/A	2017-04-07 15:20:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671563 Filed Document 0001671563-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:20:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
North Haven Real Estate Fund IX Global-F, L.P. See All Filings	D/A	2017-04-07 15:12:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001689832 Filed Document 0001689832-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:12:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rangeley Capital Partners, LP See All Filings	D/A	2017-04-07 15:11:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392305 Filed Document 0000919574-17-003269 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:11:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
My Health Direct, Inc. See All Filings	D	2017-04-07 15:11:11 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001479288 Filed Document 0000892712-17-000308 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:11:11 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Long Credit Series See All Filings	D/A	2017-04-07 15:10:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671558 Filed Document 0001671558-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:10:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WOODSTOCK HOLDINGS INC. See All Filings	D	2017-04-07 15:07:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Woodstock Financial Group, Inc. CIK Number 0001095373 Filed Document 0001095373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:07:05 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
North Haven Real Estate Fund IX Global-TE Feeder, L.P. See All Filings	D/A	2017-04-07 15:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001689834 Filed Document 0001689834-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:05:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oyster Partners, LP See All Filings	D/A	2017-04-07 15:03:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001223051 Filed Document 0001223051-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:03:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha Multi-Beta Series LLC I - International Equity Series See All Filings	D/A	2017-04-07 15:00:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671566 Filed Document 0001671566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:00:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
North Haven Real Estate Fund IX Global-T, L.P. See All Filings	D/A	2017-04-07 15:00:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001689833 Filed Document 0001689833-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 15:00:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conner Industries, Inc. See All Filings	D	2017-04-07 14:58:40 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001702596 Filed Document 0001654954-17-003156 Exclusions or Exemptions 506b Accepted Date 2017-04-07 14:58:40 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
Harriman-TN Property, LLC See All Filings	D	2017-04-07 14:54:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001703240 Filed Document 0001703240-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 14:54:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Fixed Income Series See All Filings	D/A	2017-04-07 14:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671565 Filed Document 0001671565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 14:51:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ortho Kinematics, Inc. See All Filings	D	2017-04-07 14:49:42 UTC
Amount To Be Raised $20,724,772 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-07 14:49:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-07 14:41:44 UTC
Amount To Be Raised $1,535,370 Associated Brokers / Dealers David Stecher and Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-17-000117 Exclusions or Exemptions 506b Accepted Date 2017-04-07 14:41:44 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GW&K International Small Cap Fund II, L.P. See All Filings	D	2017-04-07 14:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699243 Filed Document 0001699243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 14:41:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund