Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PRENEED REINSURANCE Co OF AMERICA See All Filings	D/A	2017-04-10 11:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001187720 Filed Document 0000897069-17-000222 Exclusions or Exemptions 506b Accepted Date 2017-04-10 11:20:55 UTC Type of Offering D/A Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
SAP Aircraft 7 LP See All Filings	D	2017-04-10 11:02:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001702811 Filed Document 0000950103-17-003425 Exclusions or Exemptions 506b Accepted Date 2017-04-10 11:02:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arixa Fund II, LLC See All Filings	D/A	2017-04-10 10:44:31 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001536479 Filed Document 0001566114-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-04-10 10:44:31 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Bizly, Inc. See All Filings	D	2017-04-10 10:42:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001665470 Filed Document 0001665470-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 10:42:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Cloisters Apartments Limited Partnership See All Filings	D	2017-04-10 10:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001683002 Filed Document 0001683002-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 10:38:35 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AMERICA FIRST MULTIFAMILY INVESTORS, L.P. See All Filings	D/A	2017-04-10 10:33:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001059142 Filed Document 0001059142-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 10:33:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
TIFF ABSOLUTE RETURN POOL II See All Filings	D/A	2017-04-10 10:31:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178317 Filed Document 0001085112-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-10 10:31:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic Equity Partners, L.P. See All Filings	D/A	2017-04-10 10:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479037 Filed Document 0001479037-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-10 10:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Torchlite Technologies Inc. See All Filings	D/A	2017-04-10 10:19:34 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers Linda M. Conti and Geoffrey M. Tomes CIK Number 0001637385 Filed Document 0001637385-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 10:19:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
MONEDA LATIN AMERICAN EQUITIES FUND (DELAWARE), LP See All Filings	D/A	2017-04-10 10:18:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635898 Filed Document 0001635898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 10:18:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KEY COLONY FUND LP See All Filings	D/A	2017-04-10 10:14:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107345 Filed Document 0001107345-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 10:14:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
TIFF ABSOLUTE RETURN POOL See All Filings	D/A	2017-04-10 10:10:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001085112 Filed Document 0001085112-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 10:10:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRAGONEER GLOBAL FUND II, L.P. See All Filings	D/A	2017-04-10 09:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621298 Filed Document 0001621298-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-10 09:48:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRAGONEER GLOBAL OFFSHORE FEEDER II, L.P. See All Filings	D/A	2017-04-10 09:45:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621302 Filed Document 0001621302-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-10 09:45:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABR Chesapeake Investors V-b Limited Partnership See All Filings	D/A	2017-04-10 09:42:56 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001661929 Filed Document 0001661929-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-10 09:42:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Esanex, Inc. See All Filings	D	2017-04-10 09:26:50 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001531658 Filed Document 0001531658-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 09:26:50 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
BGA Horizon Fund, LLC - Shipping Series See All Filings	D	2017-04-10 09:03:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702899 Filed Document 0001702899-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 09:03:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - ISO Series See All Filings	D	2017-04-10 08:56:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702893 Filed Document 0001702893-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-10 08:56:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-10 08:55:27 UTC
Amount To Be Raised $10,765,279 Associated Brokers / Dealers Kenneth Dayton, Lou Jenkins, Eric Payne, Zane Brown, and Ronald Mencias CIK Number 0001135856 Filed Document 0001135856-17-000119 Exclusions or Exemptions 506b Accepted Date 2017-04-10 08:55:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-10 08:50:18 UTC
Amount To Be Raised $3,240,673 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-17-000118 Exclusions or Exemptions 506b Accepted Date 2017-04-10 08:50:18 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bruin Canada Holdings, LP See All Filings	D	2017-04-07 21:59:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001677988 Filed Document 0001315863-17-000339 Exclusions or Exemptions 506b Accepted Date 2017-04-07 21:59:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Evisors, Inc. See All Filings	D	2017-04-07 20:55:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001565490 Filed Document 0001565490-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 20:55:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Edammo, Inc See All Filings	D	2017-04-07 20:34:14 UTC
Amount To Be Raised $77,000 Associated Brokers / Dealers N/A CIK Number 0001702902 Filed Document 0001702902-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 20:34:14 UTC Type of Offering D Industry Computers Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
6600 RIVERS AVENUE LLC See All Filings	D/A	2017-04-07 19:31:03 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001696901 Filed Document 0001696901-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-07 19:31:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Cloverleaf Capital, LLC See All Filings	D	2017-04-07 19:18:32 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001703009 Filed Document 0001703009-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 19:18:32 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Gryphon Knoxville Investors, LLC See All Filings	D	2017-04-07 18:34:30 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001702774 Filed Document 0001702774-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 18:34:30 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Viaduct Partners I, LP See All Filings	D	2017-04-07 18:21:04 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers GT Securities, Inc. and Emerson Equity LLC CIK Number 0001703290 Filed Document 0001703290-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 18:21:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ORG Opportunity Fund III, L.P. See All Filings	D	2017-04-07 18:08:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700246 Filed Document 0001700246-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 18:08:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vanity Capital Inc. See All Filings	D	2017-04-07 18:06:41 UTC
Amount To Be Raised $373,537 Associated Brokers / Dealers N/A CIK Number 0001535283 Filed Document 0001535283-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-07 18:06:41 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BIOCEPT INC See All Filings	D	2017-04-07 17:40:25 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001044378 Filed Document 0001054917-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:40:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Icebox Inc. See All Filings	D	2017-04-07 17:30:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001571530 Filed Document 0001571530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:30:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Adomani, Inc. See All Filings	1-A/A	2017-04-07 17:20:57 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001563568 Filed Document 0001193125-17-116492 Accepted Date 2017-04-07 17:20:57 UTC Type of Offering 1-A/A Industry MOTOR VEHICLE PARTS & ACCESSORIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $6 State of Jurisdiction DELAWARE Type of Security E
WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2017-04-07 17:16:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001468283 Filed Document 0001625257-17-000058 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:16:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership, L.P. See All Filings	D/A	2017-04-07 17:15:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001406371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:15:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swan Defined Risk Diversified Fund, LP See All Filings	D	2017-04-07 17:14:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702338 Filed Document 0001702338-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:14:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAND RIVER COMMERCE INC See All Filings	D	2017-04-07 17:13:13 UTC
Amount To Be Raised $14,400,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0001418489 Filed Document 0001418489-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-07 17:13:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2017-04-07 17:12:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001502285-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:12:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Technology Partnership, L.P. See All Filings	D/A	2017-04-07 17:09:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001522603-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:09:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINERAL MOUNTAIN RESOURCES LTD. See All Filings	D	2017-04-07 17:06:19 UTC
Amount To Be Raised $20,625 Associated Brokers / Dealers N/A CIK Number 0001555746 Filed Document 0001555746-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:06:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Offshore Fund (GBP) Ltd. See All Filings	D/A	2017-04-07 17:06:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515824 Filed Document 0001515824-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:06:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENDOLOGIX INC /DE/ See All Filings	D	2017-04-07 17:03:28 UTC
Amount To Be Raised $179,718,100 Associated Brokers / Dealers N/A CIK Number 0001013606 Filed Document 0001703012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:03:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Mendon Capital QP Ltd. See All Filings	D/A	2017-04-07 17:00:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639145 Filed Document 0001639084-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:00:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visium Healthcare Partners ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D/A	2017-04-07 17:00:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001657182 Filed Document 0001625257-17-000057 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:00:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2017-04-07 17:00:12 UTC
Amount To Be Raised $1,220,337 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-07 17:00:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
BASELINE SIDE CAR, L.P. See All Filings	D/A	2017-04-07 16:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653438 Filed Document 0001653438-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:56:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDE INVESTMENT PARTNERS (OFFSHORE) LTD See All Filings	D/A	2017-04-07 16:50:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454602 Filed Document 0000950142-17-000753 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:50:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIBERTY SILVER CORP See All Filings	D	2017-04-07 16:49:03 UTC
Amount To Be Raised $14,933 Associated Brokers / Dealers N/A CIK Number 0001407583 Filed Document 0001493152-17-003658 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:49:03 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
VARDE INVESTMENT PARTNERS LP See All Filings	D/A	2017-04-07 16:48:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452534 Filed Document 0000950142-17-000751 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:48:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Credit Partners (Offshore), Ltd. See All Filings	D/A	2017-04-07 16:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001565562 Filed Document 0000950142-17-000749 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:46:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALEXANDER SERIES OFFSHORE FUND SPC See All Filings	D/A	2017-04-07 16:46:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001442708 Filed Document 0000945621-17-000199 Exclusions or Exemptions 506b Accepted Date 2017-04-07 16:46:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund