Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bridge Seniors Housing & Medical Properties Fund II International-A LP See All Filings	D	2017-04-12 17:56:41 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001703643 Filed Document 0001477932-17-001682 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:56:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Mortgage Value Partners, L.P. See All Filings	D/A	2017-04-12 17:50:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Investment Institute,Inc., and CAIS Capital LLC CIK Number 0001456169 Filed Document 0001456169-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:50:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARINER-PRESCIENT, LLC See All Filings	D	2017-04-12 17:50:13 UTC
Amount To Be Raised $11,465,000 Associated Brokers / Dealers N/A CIK Number 0001703146 Filed Document 0001703146-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:50:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Private Equity Partners V (TE), LLLP See All Filings	D	2017-04-12 17:44:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701031 Filed Document 0001701032-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:44:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Private Equity Partners V, LLLP See All Filings	D	2017-04-12 17:39:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701032 Filed Document 0001701032-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:39:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OverOps, Inc. See All Filings	D	2017-04-12 17:38:46 UTC
Amount To Be Raised $31,431,313 Associated Brokers / Dealers N/A CIK Number 0001703280 Filed Document 0001703280-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:38:46 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AXIOM INVESTORS TRUST II - AXIOM U S SMALL CAP EQUITY PORTFOLIO See All Filings	D/A	2017-04-12 17:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376317 Filed Document 0001659828-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:30:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM OFFSHORE OPPORTUNITY FUND LTD See All Filings	D/A	2017-04-12 17:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459293 Filed Document 0001659828-17-000044 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:29:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AG Opportunistic Whole Loan Select, L.P. See All Filings	D/A	2017-04-12 17:29:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001628604 Filed Document 0001628604-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:29:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II - Axiom International Small-Cap Equity Fund See All Filings	D/A	2017-04-12 17:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580017 Filed Document 0001659828-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II - Axiom International Equity Fund II See All Filings	D/A	2017-04-12 17:26:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415637 Filed Document 0001659828-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:26:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM INVESTORS TRUST II-AXIOM GLOBAL EQUITY FUND See All Filings	D/A	2017-04-12 17:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344772 Filed Document 0001659828-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:25:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II -Axiom Emerging Markets Equity Fund See All Filings	D/A	2017-04-12 17:23:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406849 Filed Document 0001659828-17-000040 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:23:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CODE SYSTEMS CORP See All Filings	D	2017-04-12 17:23:05 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001439112 Filed Document 0001439112-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:23:05 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AXIOM INTERNATIONAL OPPORTUNITY FUND LP See All Filings	D/A	2017-04-12 17:22:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001075652 Filed Document 0001659828-17-000039 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:22:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom International Micro-Cap Fund LP See All Filings	D/A	2017-04-12 17:21:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001304038 Filed Document 0001659828-17-000038 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:21:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM INTERNATIONAL EQUITY FUND See All Filings	D/A	2017-04-12 17:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001127070 Filed Document 0001659828-17-000037 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:20:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algold Resources Ltd. See All Filings	D	2017-04-12 17:19:17 UTC
Amount To Be Raised $196,274 Associated Brokers / Dealers N/A CIK Number 0001645751 Filed Document 0001062993-17-001840 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:19:17 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Axiom Global Micro Cap Equity Fund LP See All Filings	D/A	2017-04-12 17:17:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391745 Filed Document 0001659828-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:17:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biopropulsion, LLC See All Filings	C	2017-04-12 17:17:26 UTC
Financial Interest None Filing Platform GRIDSHARE LLC Offering Amount $100,000 CIK Number 0001697680 Filed Document 0001697680-17-000001 Accepted Date 2017-04-12 17:17:26 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State OREGON
Renaissance Oil Corp. See All Filings	D	2017-04-12 17:15:30 UTC
Amount To Be Raised $1,218,217 Associated Brokers / Dealers Haywood Securities Inc., Beacon Securities Limited, and Canaccord Genuity Corp. CIK Number 0001591476 Filed Document 0001140361-17-015701 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:15:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AG SUPER FUND INTERNATIONAL PARTNERS, L.P. See All Filings	D/A	2017-04-12 17:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CFA Financial LLC, UBS Financial Services Inc., and Lyster, Watson & Company, Inc. CIK Number 0001460094 Filed Document 0001460094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8VC SPV III, L.P. See All Filings	D	2017-04-12 17:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702917 Filed Document 0001140361-17-015699 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:13:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freestyle Capital Opportunity Fund, L.P. See All Filings	D	2017-04-12 17:12:38 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001703696 Filed Document 0001703696-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:12:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOV37, LP See All Filings	D	2017-04-12 17:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703580 Filed Document 0000919574-17-003396 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:04:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZT QSR Fund, L.P. See All Filings	D	2017-04-12 17:03:22 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001703701 Filed Document 0001162677-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:03:22 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OverOps, Inc. See All Filings	D	2017-04-12 17:02:58 UTC
Amount To Be Raised $14,874,945 Associated Brokers / Dealers N/A CIK Number 0001703280 Filed Document 0001703280-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 17:02:58 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PLACE FOR ROVER, INC. See All Filings	D	2017-04-12 16:58:01 UTC
Amount To Be Raised $58,191,155 Associated Brokers / Dealers N/A CIK Number 0001538533 Filed Document 0001538533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:58:01 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nevada Blue Entertainment LLC See All Filings	D	2017-04-12 16:57:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SHAHID QURAISHI CIK Number 0001703636 Filed Document 0001703636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:57:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
MediCanna Vision Inc. See All Filings	D	2017-04-12 16:54:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001703385 Filed Document 0001703385-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 16:54:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
SALI Multi-Series Fund, L.P. See All Filings	D/A	2017-04-12 16:46:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Innovation Partners, Newport Group Securities, Inc., FAS Corp, and Spearhead Capital, LLC CIK Number 0001323868 Filed Document 0001323868-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:46:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SV Life Sciences Fund VI Strategic Partners, L.P. See All Filings	D	2017-04-12 16:44:09 UTC
Amount To Be Raised $13,130,000 Associated Brokers / Dealers N/A CIK Number 0001667605 Filed Document 0001667605-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:44:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Junto Bicycle Works, Ltd. See All Filings	D	2017-04-12 16:31:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001703016 Filed Document 0001703016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:31:10 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Oaktree European Principal Fund IV Feeder (Cayman), L.P. See All Filings	D/A	2017-04-12 16:27:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651693 Filed Document 0001651693-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:27:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seedling Holdings, Inc. See All Filings	D	2017-04-12 16:27:18 UTC
Amount To Be Raised $2,000,040 Associated Brokers / Dealers N/A CIK Number 0001624362 Filed Document 0001624362-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:27:18 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Oaktree European Principal Fund IV Feeder (U.S.), L.P. See All Filings	D/A	2017-04-12 16:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651692 Filed Document 0001651692-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:25:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DESIGNMEDIX INC See All Filings	D	2017-04-12 16:25:40 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Evonne Sepis CIK Number 0001448619 Filed Document 0001448619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:25:40 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Hartree Absolute Return Commodity Fund, Ltd. See All Filings	D	2017-04-12 16:23:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702877 Filed Document 0001140361-17-015678 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:23:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree European Principal Fund IV, L.P. See All Filings	D/A	2017-04-12 16:23:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651205 Filed Document 0001651205-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:23:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SA Ignite Inc. See All Filings	D	2017-04-12 16:18:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001508806 Filed Document 0001508806-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:18:38 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EnviroScent, Inc. See All Filings	D	2017-04-12 16:12:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001473827 Filed Document 0001473827-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:12:46 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MilTec Platform, Inc. See All Filings	C	2017-04-12 16:12:36 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001699477 Filed Document 0001670254-17-000056 Accepted Date 2017-04-12 16:12:36 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State GEORGIA
'Ohana Labs Inc. See All Filings	D	2017-04-12 16:10:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001703629 Filed Document 0001703629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:10:56 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
DSF Multi-Family Real Estate Fund III-B, LP See All Filings	D	2017-04-12 16:10:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703576 Filed Document 0001703576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:10:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AJO GLOBAL MARKET-NEUTRAL FUND, LTD. See All Filings	D/A	2017-04-12 16:07:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647853 Filed Document 0001647853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:07:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REGENT STREET DYNAMIC FUND, LP See All Filings	D/A	2017-04-12 16:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667877 Filed Document 0001667877-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 16:02:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Bulletin, Inc. See All Filings	D	2017-04-12 15:52:22 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001692999 Filed Document 0001692999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:52:22 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LIBREMAX CORE SECURITIZED CREDIT PARTNERS, LP See All Filings	D	2017-04-12 15:43:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703339 Filed Document 0000919574-17-003391 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:43:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LIBREMAX CORE SECURITIZED CREDIT OFFSHORE FUND, LTD. See All Filings	D	2017-04-12 15:39:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703333 Filed Document 0000919574-17-003389 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:39:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pathway Private Equity Fund XXVIII, LP See All Filings	D	2017-04-12 15:38:55 UTC
Amount To Be Raised $150,510,000 Associated Brokers / Dealers N/A CIK Number 0001703600 Filed Document 0001703532-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-12 15:38:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity