Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BGCP Holdings I, LP See All Filings	D	2017-09-06 15:20:50 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001714386 Filed Document 0001714386-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:20:50 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CGMS Structured Credit Coinvestment, L.P. See All Filings	D/A	2017-09-06 15:18:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696959 Filed Document 0001140361-17-034420 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:18:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ZAF Energy Systems, Inc See All Filings	D	2017-09-06 15:12:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001550997 Filed Document 0001550997-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:12:47 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
ZAF Energy Systems, Inc See All Filings	D/A	2017-09-06 15:07:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001550997 Filed Document 0001550997-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:07:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Springworks Farm Maine, Inc. See All Filings	D	2017-09-06 15:05:31 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001673599 Filed Document 0001673599-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:05:31 UTC Type of Offering D Industry Agriculture Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
RoyShan Asset Management LLC See All Filings	D/A	2017-09-06 15:04:16 UTC
Amount To Be Raised $103,500,000 Associated Brokers / Dealers NONE CIK Number 0001607353 Filed Document 0001607353-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-09-06 15:04:16 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
OrbiMed Asia Partners III, L.P. See All Filings	D/A	2017-09-06 15:03:00 UTC
Amount To Be Raised $539,960,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001685093 Filed Document 0001012975-17-000673 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
XFactor 1, a series of XFactor Ventures, LP See All Filings	D	2017-09-06 14:55:44 UTC
Amount To Be Raised $2,962,578 Associated Brokers / Dealers N/A CIK Number 0001716359 Filed Document 0001716359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:55:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S17 Global Markets, a series of Global Markets Fund I, LP See All Filings	D/A	2017-09-06 14:52:38 UTC
Amount To Be Raised $553,723 Associated Brokers / Dealers N/A CIK Number 0001709694 Filed Document 0001709694-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:52:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modifi, Inc. See All Filings	D	2017-09-06 14:49:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001615530 Filed Document 0001615530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:49:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Airpush Inc. See All Filings	D	2017-09-06 14:46:39 UTC
Amount To Be Raised $11,278,446 Associated Brokers / Dealers N/A CIK Number 0001716214 Filed Document 0001716214-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:46:39 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Boston Common Global Catholic Positive Equity Fund, LLC See All Filings	D	2017-09-06 14:45:22 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001645042 Filed Document 0001645042-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:45:22 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EX Studios, LLC See All Filings	D	2017-09-06 14:43:15 UTC
Amount To Be Raised $31,205,512 Associated Brokers / Dealers N/A CIK Number 0001716157 Filed Document 0001716157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:43:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WRTC Holdings, Inc. See All Filings	D	2017-09-06 14:41:28 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001716071 Filed Document 0001716071-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:41:28 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
NeoCaddie, Inc. See All Filings	D	2017-09-06 14:39:34 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001716370 Filed Document 0001117768-17-001623 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:39:34 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
IDEA Co-Investment Fund I, LP See All Filings	D	2017-09-06 14:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:37:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Trend Macro ERISA Fund Ltd. See All Filings	D/A	2017-09-06 14:36:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673589 Filed Document 0000902664-17-003511 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:36:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FGH Biotech, Inc. See All Filings	D	2017-09-06 14:34:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001657572 Filed Document 0001657572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:34:51 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stem Ciders Properties LLC See All Filings	D	2017-09-06 14:33:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001716372 Filed Document 0001716372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:33:37 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Salt Lake Alfawave L.P. See All Filings	D	2017-09-06 14:29:17 UTC
Amount To Be Raised $2,060,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001716366 Filed Document 0001716366-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-06 14:29:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tokken, Inc. See All Filings	D	2017-09-06 14:24:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001671137 Filed Document 0001671137-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:24:47 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
VY Capital Holdings Ltd See All Filings	D/A	2017-09-06 14:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619788 Filed Document 0001619788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Betagig Inc. See All Filings	D	2017-09-06 14:19:45 UTC
Amount To Be Raised $1,833,000 Associated Brokers / Dealers N/A CIK Number 0001699840 Filed Document 0001699840-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:19:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shuttersong Inc See All Filings	D	2017-09-06 14:08:23 UTC
Amount To Be Raised $668,915 Associated Brokers / Dealers N/A CIK Number 0001563301 Filed Document 0001563301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:08:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
StartEngine Crowdfunding, Inc. See All Filings	1-A	2017-09-06 13:59:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001661779 Filed Document 0001144204-17-046787 Accepted Date 2017-09-06 13:59:43 UTC Type of Offering 1-A Industry SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $770,668 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Geostellar, Inc. See All Filings	D	2017-09-06 13:53:46 UTC
Amount To Be Raised $544,453 Associated Brokers / Dealers NA CIK Number 0001517560 Filed Document 0001517560-17-000010 Exclusions or Exemptions 506c Accepted Date 2017-09-06 13:53:46 UTC Type of Offering D Industry Other Technology Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Tortuga Agricultural Technologies, Inc. See All Filings	D	2017-09-06 13:53:02 UTC
Amount To Be Raised $2,601,497 Associated Brokers / Dealers N/A CIK Number 0001691618 Filed Document 0001691618-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 13:53:02 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2017-09-06 13:47:21 UTC
Amount To Be Raised $1,015,930 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-17-046780 Accepted Date 2017-09-06 13:47:21 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $443,188 State of Jurisdiction GEORGIA Type of Security Other(describe)
AMPLERO, INC. See All Filings	D	2017-09-06 13:25:04 UTC
Amount To Be Raised $17,555,775 Associated Brokers / Dealers N/A CIK Number 0001680018 Filed Document 0001680018-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-06 13:25:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ExplORer Surgical Corp. See All Filings	D	2017-09-06 13:14:25 UTC
Amount To Be Raised $4,268,913 Associated Brokers / Dealers N/A CIK Number 0001716004 Filed Document 0001716004-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 13:14:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tosca (Plan Assets) See All Filings	D/A	2017-09-06 12:57:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616445 Filed Document 0000919574-17-006613 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:57:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Chartwell Family ETF Fund, L.P. See All Filings	D/A	2017-09-06 12:56:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652422 Filed Document 0000935836-17-000425 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:56:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2017-09-06 12:55:44 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001553997-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:55:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
HIG Holdings, LLC See All Filings	D	2017-09-06 12:54:30 UTC
Amount To Be Raised $1,020,272 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:54:30 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TCA Global Credit Fund, Ltd. See All Filings	D/A	2017-09-06 12:54:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mark Young, Frank Johansen, Matthew Luciano, and Richard William Engen CIK Number 0001502175 Filed Document 0001315863-17-000725 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:54:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tosca Mid Cap See All Filings	D/A	2017-09-06 12:53:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616443 Filed Document 0000919574-17-006611 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:53:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TCA Global Credit Fund, LP See All Filings	D/A	2017-09-06 12:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GILBERT D. DULBERG, RICHARD WILLIAM ENGEN, Matthew Luciano, Thomas Watts, and MARK YOUNG CIK Number 0001501877 Filed Document 0001315863-17-000724 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:52:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WorkerSense, Inc. See All Filings	D	2017-09-06 12:47:41 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001716221 Filed Document 0001716221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:47:41 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
James Seed Preferred, a series of Tribeca Angels Investments, LLC See All Filings	D	2017-09-06 12:33:41 UTC
Amount To Be Raised $343,000 Associated Brokers / Dealers N/A CIK Number 0001715753 Filed Document 0001714619-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:33:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biothera Fund, a series of Alpha Funders Investments LLC See All Filings	D	2017-09-06 12:31:44 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001714619 Filed Document 0001714619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:31:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perfect Water Worldwide, LLC See All Filings	D/A	2017-09-06 12:28:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001704766 Filed Document 0001704766-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:28:40 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Other
Blokable Seed, A Series of Jason's Syndicate, LLC See All Filings	D	2017-09-06 12:25:32 UTC
Amount To Be Raised $491,500 Associated Brokers / Dealers N/A CIK Number 0001710283 Filed Document 0001714168-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:25:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange 2015 DisloCredit Fund, LP See All Filings	D/A	2017-09-06 12:23:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652215 Filed Document 0001714354-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:23:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathfinder Sacramento Holdings I, LLC See All Filings	D	2017-09-06 12:19:21 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001714097 Filed Document 0001714097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:19:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Diverse Positive Inc. See All Filings	D	2017-09-06 12:18:32 UTC
Amount To Be Raised $80 Associated Brokers / Dealers N/A CIK Number 0001716300 Filed Document 0001716300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:18:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Health Platforms Group, Inc. See All Filings	D	2017-09-06 12:15:33 UTC
Amount To Be Raised $7,000,009 Associated Brokers / Dealers N/A CIK Number 0001716227 Filed Document 0001716227-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:15:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JGist, Inc See All Filings	D	2017-09-06 12:06:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001716088 Filed Document 0001716088-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:06:43 UTC Type of Offering D Industry Telecommunications Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Commerce Union Bancshares, Inc. See All Filings	D	2017-09-06 12:02:31 UTC
Amount To Be Raised $25,014,000 Associated Brokers / Dealers KEEFE, BRUYETTE & WOODS, INC. CIK Number 0001606440 Filed Document 0001606440-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 12:02:31 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Eruptor Lab, LLC See All Filings	D	2017-09-06 11:50:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001711891 Filed Document 0001711891-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 11:50:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
AZURE GRIFFIN FUND L P See All Filings	D/A	2017-09-06 11:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387440 Filed Document 0001387440-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 11:48:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund