Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Falcon Point Global Communications & Technology Fund LP See All Filings	D/A	2017-04-17 12:56:18 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001405390 Filed Document 0000935836-17-000195 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:56:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CALSTRS NEW & NEXT GENERATION MANAGER FUND IV, L.P. See All Filings	D	2017-04-17 12:47:49 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001700578 Filed Document 0001700578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:47:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Private Equity Global Select Fund VII (U.S.), L.P. See All Filings	D/A	2017-04-17 12:46:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001702049 Filed Document 0001702049-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:46:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KWK PARTNERS LP See All Filings	D	2017-04-17 12:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez, George W. MacLeod II, and Amity Investment Management CIK Number 0001460406 Filed Document 0001460406-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:43:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naya 1740 Fund Ltd See All Filings	D/A	2017-04-17 12:43:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573847 Filed Document 0000902664-17-001994 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:43:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conatus Capital Opportunities Overseas Ltd. See All Filings	D	2017-04-17 12:40:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703212 Filed Document 0000902664-17-001993 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:40:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Alder Somerset III, L.P. See All Filings	D	2017-04-17 12:38:50 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001700960 Filed Document 0001700960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:38:50 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Conatus Capital Opportunities Fund LP See All Filings	D	2017-04-17 12:36:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703211 Filed Document 0000902664-17-001992 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:36:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oofos Investment LLC See All Filings	D	2017-04-17 12:31:23 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001703938 Filed Document 0001703938-17-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2017-04-17 12:31:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Gaston Capital Healthcare Fund, LLC See All Filings	D/A	2017-04-17 12:30:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001700594 Filed Document 0001700594-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:30:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCG Telshor, LLC See All Filings	D	2017-04-17 12:19:37 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001703943 Filed Document 0001703941-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:19:37 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
VitaHEAT Medical Holdings, LLC See All Filings	D	2017-04-17 12:08:35 UTC
Amount To Be Raised $3,694,287 Associated Brokers / Dealers BMO Capital Markets Corp. CIK Number 0001653305 Filed Document 0001653305-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:08:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CM1 Technologies, Inc. See All Filings	D	2017-04-17 12:06:02 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers N/A CIK Number 0001702873 Filed Document 0001702873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:06:02 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meow Wolf, Inc. See All Filings	D	2017-04-17 12:03:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001694455 Filed Document 0001694455-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-17 12:03:15 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Pillar Abilene Village Investors, LLC See All Filings	D	2017-04-17 11:50:47 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers N/A CIK Number 0001703941 Filed Document 0001703941-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:50:47 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
WALLEYE INVESTMENTS FUND LLC See All Filings	D/A	2017-04-17 11:50:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379227 Filed Document 0001379227-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:50:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THIRD POINT PARTNERS L P See All Filings	D/A	2017-04-17 11:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000946756 Filed Document 0000946756-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2016 M25 Group Fund 2, LLC See All Filings	D/A	2017-04-17 11:44:48 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001669038 Filed Document 0001669038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:44:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AimMax Therapeutics, Inc. See All Filings	D	2017-04-17 11:40:42 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001701803 Filed Document 0001701803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:40:42 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Atlantic Point Capital, LLC See All Filings	D	2017-04-17 11:32:35 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001702146 Filed Document 0001702146-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:32:35 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Dunwoody Holdings, LLC See All Filings	D	2017-04-17 11:28:06 UTC
Amount To Be Raised $9,934,500 Associated Brokers / Dealers BIN, LLC and David Turner CIK Number 0001702360 Filed Document 0001702360-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:28:06 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Blackstone Maps Offshore Fund L.P. See All Filings	D	2017-04-17 11:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703416 Filed Document 0000902664-17-001989 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:22:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookhaven Progress Fund, LLC See All Filings	D/A	2017-04-17 11:19:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664991 Filed Document 0001664991-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:19:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corriente Offshore Partners II, Ltd See All Filings	D	2017-04-17 11:18:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703818 Filed Document 0001703818-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:18:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NanoFlex Power Corp See All Filings	D	2017-04-17 11:16:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001571636 Filed Document 0001571636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:16:35 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Corriente Partners II, LP See All Filings	D	2017-04-17 11:07:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703395 Filed Document 0001703395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:07:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
3Bar Biologics, Inc. See All Filings	D/A	2017-04-17 11:07:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001693990 Filed Document 0001693990-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 11:07:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ENTOMO, INC. See All Filings	D	2017-04-17 10:59:11 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001100104 Filed Document 0001100104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:59:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
COVEMARK STORAGE FUND LLC See All Filings	D/A	2017-04-17 10:56:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001672663 Filed Document 0001672663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:56:23 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COVEMARK SF FUND LLC See All Filings	D/A	2017-04-17 10:50:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001671729 Filed Document 0001671729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:50:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LADERA CAPITAL II, LP See All Filings	D/A	2017-04-17 10:25:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362843 Filed Document 0001362843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:25:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunistic Custom Alternative Strategies Series 1, a series of Riverview Multi-Client Solutions Fund LP See All Filings	D	2017-04-17 10:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001701530 Filed Document 0001701530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:15:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LADERA CAPITAL, LP See All Filings	D/A	2017-04-17 10:14:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161896 Filed Document 0001161896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:14:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timaeus Ventures LLC See All Filings	D	2017-04-17 10:12:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001703314 Filed Document 0001703314-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-17 10:12:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Pessego Long Short Fund, LP See All Filings	D/A	2017-04-17 10:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672859 Filed Document 0001672859-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
OAK HC/FT PARTNERS II, L.P. See All Filings	D	2017-04-17 10:04:44 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001703441 Filed Document 0001405086-17-000080 Exclusions or Exemptions 506b Accepted Date 2017-04-17 10:04:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KB Dialysis Northeast, DST See All Filings	D	2017-04-17 09:59:48 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001703770 Filed Document 0001703770-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-17 09:59:48 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Accudo Asian Value Arbitrage Fund See All Filings	D	2017-04-17 09:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640817 Filed Document 0000945621-17-000210 Exclusions or Exemptions 506b Accepted Date 2017-04-17 09:32:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hubstar, Inc. See All Filings	D	2017-04-17 09:31:58 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001703993 Filed Document 0001703992-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-17 09:31:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Daily Number, Inc. See All Filings	D	2017-04-17 09:25:07 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001703992 Filed Document 0001703992-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-17 09:25:07 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-17 08:22:15 UTC
Amount To Be Raised $9,048,415 Associated Brokers / Dealers Kenneth Dayton, Jason Chepenik, Barnett Chepenik, Gregory Cahill, and Kristine Kopsiaftis CIK Number 0001135856 Filed Document 0001135856-17-000133 Exclusions or Exemptions 506b Accepted Date 2017-04-17 08:22:15 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-17 08:12:49 UTC
Amount To Be Raised $10,903,917 Associated Brokers / Dealers Michael Corry, Robert Scharff, Paul Flotken, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-17-000132 Exclusions or Exemptions 506b Accepted Date 2017-04-17 08:12:49 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-17 08:08:59 UTC
Amount To Be Raised $2,180,820 Associated Brokers / Dealers Michael Corry, Robert Scharff, Paul Flotken, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-17-000131 Exclusions or Exemptions 506b Accepted Date 2017-04-17 08:08:59 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-04-17 08:03:04 UTC
Amount To Be Raised $9,599,893 Associated Brokers / Dealers James S. Bosley CIK Number 0001135856 Filed Document 0001135856-17-000130 Exclusions or Exemptions 506b Accepted Date 2017-04-17 08:03:04 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2017-04-17 06:08:24 UTC
Amount To Be Raised $773,510 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-17-020580 Accepted Date 2017-04-17 06:08:24 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $443,188 State of Jurisdiction GEORGIA Type of Security Other(describe)
Parallel Testing Inc. See All Filings	D	2017-04-14 21:56:28 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001702820 Filed Document 0001702820-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 21:56:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ONYXPOINT PERMIAN PREFERRED LP See All Filings	D	2017-04-14 21:35:24 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers N/A CIK Number 0001703855 Filed Document 0001703855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 21:35:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONYXPOINT PERMIAN PREFERRED FEEDER LLC See All Filings	D	2017-04-14 21:34:16 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers N/A CIK Number 0001703859 Filed Document 0001703859-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 21:34:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONYXPOINT PERMIAN EQUITY LP See All Filings	D	2017-04-14 21:33:20 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001703863 Filed Document 0001703863-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 21:33:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONYXPOINT PERMIAN EQUITY FF LP See All Filings	D	2017-04-14 21:32:20 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001703866 Filed Document 0001703866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-14 21:32:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity