Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rhizome Partners LP See All Filings	D/A	2017-04-21 15:24:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575312 Filed Document 0001575312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:24:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Swift Special Situations Fund, LP See All Filings	D	2017-04-21 15:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704211 Filed Document 0001704211-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:14:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmenta Capital Fund SPV, L.P. - Investment Class 5 See All Filings	D	2017-04-21 15:11:22 UTC
Amount To Be Raised $4,975,000 Associated Brokers / Dealers N/A CIK Number 0001703266 Filed Document 0001703266-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:11:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Surgical Partners, LLC See All Filings	D	2017-04-21 15:02:05 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001704408 Filed Document 0001144204-17-021505 Exclusions or Exemptions 506b Accepted Date 2017-04-21 15:02:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SI Brookhollow Industrial Investor, LP See All Filings	D	2017-04-21 14:59:33 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001704478 Filed Document 0001704478-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:59:33 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RUBICON Technology Partners II L.P. See All Filings	D/A	2017-04-21 14:59:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, L.P. CIK Number 0001695168 Filed Document 0001695168-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:59:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Life Assets Trust S.A. - Compartment VII See All Filings	D/A	2017-04-21 14:48:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrews Partners CIK Number 0001698703 Filed Document 0001315863-17-000378 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:48:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Somogyi AgTech LLC dba Anikona Farm See All Filings	C	2017-04-21 14:48:57 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001674384 Filed Document 0001670254-17-000060 Accepted Date 2017-04-21 14:48:57 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State HAWAII
Big Moon Power, LLC See All Filings	D	2017-04-21 14:47:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001704487 Filed Document 0001080368-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:47:28 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2017-04-21 14:39:18 UTC
Amount To Be Raised $2,905,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:39:18 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Carmenta Capital Fund SPV, L.P. - Investment Class 1 See All Filings	D/A	2017-04-21 14:38:48 UTC
Amount To Be Raised $12,040,000 Associated Brokers / Dealers N/A CIK Number 0001652834 Filed Document 0001652834-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:38:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ziften Technologies, Inc. See All Filings	D/A	2017-04-21 14:19:46 UTC
Amount To Be Raised $41,418,000 Associated Brokers / Dealers N/A CIK Number 0001540062 Filed Document 0001540062-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:19:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BGT Investor III L.L.C. See All Filings	D	2017-04-21 14:15:50 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001701613 Filed Document 0001701613-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 14:15:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HEADLANDS STRATEGIC OPPORTUNITIES FUND, LP (THE PARTNERSHIP) See All Filings	D/A	2017-04-21 13:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400318 Filed Document 0001400318-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sugarloaf Hotel LLC See All Filings	D	2017-04-21 13:51:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001410898 Filed Document 0001376474-17-000122 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:51:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Debt
Balboa Income Fund LP See All Filings	D	2017-04-21 13:49:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704124 Filed Document 0000935836-17-000220 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:49:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WholeStone Farms I, LLC See All Filings	D/A	2017-04-21 13:44:51 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001697302 Filed Document 0001697302-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:44:51 UTC Type of Offering D/A Industry Agriculture Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Partners Fund LP See All Filings	D/A	2017-04-21 13:37:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260407 Filed Document 0001095449-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:37:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Castle Holdings, LLC See All Filings	D	2017-04-21 13:34:46 UTC
Amount To Be Raised $3,240,000 Associated Brokers / Dealers N/A CIK Number 0001704480 Filed Document 0001704480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:34:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Institutional Fund LP See All Filings	D/A	2017-04-21 13:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001192971 Filed Document 0001095449-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Asia Growth & Income Fund LP See All Filings	D/A	2017-04-21 13:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177742 Filed Document 0001095449-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:21:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Asia Growth Fund, L.P. See All Filings	D/A	2017-04-21 13:18:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470977 Filed Document 0001095449-17-000044 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:18:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Real Estate Debt Fund II Feeder (Cayman), L.P. See All Filings	D/A	2017-04-21 13:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672156 Filed Document 0001672156-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:15:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iintoo Arden San Angelo RREAF L.P. See All Filings	D	2017-04-21 13:10:19 UTC
Amount To Be Raised $2,133,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001704491 Filed Document 0001704491-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-21 13:10:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Advisors Fund LP See All Filings	D/A	2017-04-21 13:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001255917 Filed Document 0001095449-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:08:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Castle HB Fund, LLC See All Filings	D	2017-04-21 13:06:44 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001704477 Filed Document 0001704477-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:06:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
28TH AVE MANAGER, LLC See All Filings	D	2017-04-21 13:05:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001704428 Filed Document 0001704428-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:05:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Real Estate Debt Fund II, L.P. See All Filings	D/A	2017-04-21 13:04:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671937 Filed Document 0001671937-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 13:04:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ayin Special Opportunities (Offshore) LP See All Filings	D/A	2017-04-21 12:55:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OLD CITY SECURITIES LLC CIK Number 0001672738 Filed Document 0001556907-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:55:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Celenian Appreciation Fund, L.P. See All Filings	D/A	2017-04-21 12:55:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369743 Filed Document 0001095449-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:55:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Sustainability & Impact SMID Cap Fund, L.P. See All Filings	D/A	2017-04-21 12:47:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527792 Filed Document 0000945621-17-000218 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:47:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Global Dividend Growth Fund QP, L.P. See All Filings	D/A	2017-04-21 12:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570412 Filed Document 0000945621-17-000217 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:43:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AzurRx BioPharma, Inc. See All Filings	D	2017-04-21 12:38:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001604191 Filed Document 0001415889-17-000663 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:38:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
CRYSTALPLEX CORP See All Filings	D	2017-04-21 12:30:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001254728 Filed Document 0001254728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:30:46 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
NAPA FRANCHISE VENTURES II, LLC See All Filings	D	2017-04-21 12:26:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698201 Filed Document 0001698201-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-04-21 12:26:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Dallas Multifamily DST See All Filings	D/A	2017-04-21 12:25:42 UTC
Amount To Be Raised $22,631,637 Associated Brokers / Dealers Investment Planners Inc, Courtlandt Securities Corp, Primex, Westpark Capital Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Maureen Verduyn, Investment Planners, Inc, 1st Global Capital Corporation, Brian Evans, Independent Financial Group, LLC, Concorde Investment Services LLC, Parkland Securities, Alex Filippini, DFPG Investments, Inc, H.D. Vest Investment Securities Inc, Sigma Financial Corporation, Silver Portal Capital, LLC, Concorde Investment Services, LLC, and 1st Global Capital Corporation CIK Number 0001698656 Filed Document 0001698656-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:25:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Asgard RE, LLC See All Filings	D	2017-04-21 12:23:48 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001704492 Filed Document 0001704492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:23:48 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BASSO INVESTORS LTD See All Filings	D/A	2017-04-21 12:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459687 Filed Document 0001459687-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:23:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wander Beauty Inc. See All Filings	D	2017-04-21 12:23:10 UTC
Amount To Be Raised $4,475,000 Associated Brokers / Dealers None CIK Number 0001704312 Filed Document 0001704312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:23:10 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2017-04-21 12:17:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-17-000392 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:17:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Humm Kombucha LLC See All Filings	D/A	2017-04-21 12:10:02 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001606164 Filed Document 0001606164-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 12:10:02 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brighton Multifamily DST See All Filings	D/A	2017-04-21 11:59:59 UTC
Amount To Be Raised $24,099,126 Associated Brokers / Dealers Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, Investment Planners, Crown Capital Securities, L.P, 1st Global Corporation, 1st Global Corporation, Sagepoint Financial, Inc., Concorde Investment Services LLC, Colorado Financial Services Corp, Colorado Financial Services Corp, Sandlapper Securities,LLC, Brian Evans, Centaurus Financial, Inc, Westpark Capital Inc, Parkland Securities, LLC, Woodbury Financial Services, Inc., Independent Financial Group, LLC, Jason Landers, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, DFPG Investments, Inc, DFPG Investments, Inc, Woodbury Financial Services, Inc, 1st Global Capital Corporation, and Concorde Investment Services, LLC CIK Number 0001693202 Filed Document 0001693202-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-04-21 11:59:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners Co-Investment IV AIF L.P. See All Filings	D/A	2017-04-21 11:57:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666912 Filed Document 0001666912-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-21 11:57:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 147 See All Filings	D/A	2017-04-21 11:56:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001682703 Filed Document 0001682703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 11:56:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 154 See All Filings	D/A	2017-04-21 11:54:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc, and Spearhead Capital, LLC CIK Number 0001682709 Filed Document 0001682709-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 11:54:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claims Detectives, Inc. See All Filings	C/A	2017-04-21 11:54:01 UTC
Financial Interest none Filing Platform Jumpstart Micro, Inc Offering Amount $100,000 CIK Number 0001695260 Filed Document 0001695260-17-000005 Accepted Date 2017-04-21 11:54:01 UTC Type of Offering C/A Security Offered Amount 250 Security Offered Type Preferred Stock State GEORGIA
HarbourVest Partners Co-Investment Fund IV L.P. See All Filings	D/A	2017-04-21 11:52:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666763 Filed Document 0001666763-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-21 11:52:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 157 See All Filings	D/A	2017-04-21 11:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001685674 Filed Document 0001685674-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 11:51:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DNMC Investments LLC See All Filings	D	2017-04-21 11:49:40 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001702562 Filed Document 0001702562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 11:49:40 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DNMR Investments LLC See All Filings	D	2017-04-21 11:47:36 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001702564 Filed Document 0001702564-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-21 11:47:36 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity