Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WaveHealth Partners I, LLC See All Filings	D/A	2017-05-11 11:45:13 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001704016 Filed Document 0001704016-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:45:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NeuroTrack Technologies, Inc. See All Filings	D/A	2017-05-11 11:45:02 UTC
Amount To Be Raised $10,859,199 Associated Brokers / Dealers N/A CIK Number 0001577569 Filed Document 0001577569-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:45:02 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PeerNova, Inc. See All Filings	D	2017-05-11 11:41:15 UTC
Amount To Be Raised $7,233,936 Associated Brokers / Dealers GP Nurmenkari, Inc. CIK Number 0001653307 Filed Document 0001653307-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:41:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY GOLD FUND, L.P. See All Filings	D/A	2017-05-11 11:41:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488950 Filed Document 0001488950-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:41:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Equity
LBC Credit Partners IV, L.P. See All Filings	D/A	2017-05-11 11:36:44 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers CV Brokerage Inc. and Acalyx Advisors Inc. CIK Number 0001673440 Filed Document 0001673440-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:36:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLH GROUP, INC. See All Filings	D	2017-05-11 11:35:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549468 Filed Document 0001140361-17-019542 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:35:10 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Stateside Advantage Georgia Fund, LP See All Filings	D/A	2017-05-11 11:34:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647773 Filed Document 0001647773-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-11 11:34:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fraudscope Inc. See All Filings	D	2017-05-11 11:32:14 UTC
Amount To Be Raised $1,469,999 Associated Brokers / Dealers N/A CIK Number 0001706390 Filed Document 0001706390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:32:14 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Balanced-Risk Commodity Fund of the Invesco Institutional Trust See All Filings	D	2017-05-11 11:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001695325 Filed Document 0001695325-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-11 11:27:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lool II Ventures, L.P. See All Filings	D	2017-05-11 11:27:26 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001705934 Filed Document 0001705934-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:27:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
A-BCH-24-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2017-05-11 11:25:47 UTC
Amount To Be Raised $366,369 Associated Brokers / Dealers N/A CIK Number 0001701423 Filed Document 0001701423-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:25:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Racon Global Tactical Allocation Fund LP See All Filings	D	2017-05-11 11:22:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706386 Filed Document 0000919574-17-003891 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:22:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio III DST See All Filings	D/A	2017-05-11 11:19:24 UTC
Amount To Be Raised $20,001,613 Associated Brokers / Dealers Inland Securities Corporation, Thomas J. Ealy, Robert S. Smith, Christina S. Nielson, Silver Portal Capital LLC, Michele E. Tremblay, Jonathan A. Creighton, Paul B. Abbou, David K. Hays, David B. Levinson, James T. Walesa, Nathaniel M. Kuhn, and Mark G. Kosanke CIK Number 0001702835 Filed Document 0001702835-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:19:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Fundamental Credit Opportunities LP See All Filings	D/A	2017-05-11 11:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, Trestle Point, LLC, and Burnham Securities Inc. CIK Number 0001567582 Filed Document 0001567582-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:16:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indecent Broadway Ltd Liability Co See All Filings	D/A	2017-05-11 11:10:12 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001689492 Filed Document 0001689492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:10:12 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Racon Quantitative Revolution Fund LP See All Filings	D	2017-05-11 11:08:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706392 Filed Document 0000919574-17-003889 Exclusions or Exemptions 506b Accepted Date 2017-05-11 11:08:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Securisyn Medical, LLC See All Filings	D/A	2017-05-11 10:56:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001511538 Filed Document 0001511538-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:56:57 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Halsted Partners, LP See All Filings	D/A	2017-05-11 10:51:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572581 Filed Document 0001572581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:51:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skrubby Hub LLC See All Filings	D/A	2017-05-11 10:34:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705906 Filed Document 0001705906-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:34:49 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Holowesko Global Funds SPC Ltd. on behalf of Holowesko Global Equity Fund (Segregated Portfolio) See All Filings	D/A	2017-05-11 10:26:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584475 Filed Document 0000950172-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:26:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holowesko Global Equity Fund LLC See All Filings	D/A	2017-05-11 10:24:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481282 Filed Document 0000950172-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:24:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLOWESKO GLOBAL FUND LLC See All Filings	D/A	2017-05-11 10:22:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135822 Filed Document 0000950172-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:22:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLOWESKO GLOBAL FUND LTD. See All Filings	D/A	2017-05-11 10:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135665 Filed Document 0000950172-17-000044 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:16:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearfield Domestic Fund LP See All Filings	D/A	2017-05-11 10:14:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640228 Filed Document 0000902664-17-002273 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:14:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clearfield Offshore Fund Ltd. See All Filings	D/A	2017-05-11 10:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640211 Filed Document 0000902664-17-002272 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:12:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Power Supply Collective, Inc. See All Filings	D	2017-05-11 10:11:08 UTC
Amount To Be Raised $6,764,553 Associated Brokers / Dealers N/A CIK Number 0001593389 Filed Document 0001593389-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:11:08 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Clearfield 2015 LLC See All Filings	D/A	2017-05-11 10:10:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640227 Filed Document 0000902664-17-002271 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:10:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLJH Management, LLC See All Filings	D	2017-05-11 10:10:39 UTC
Amount To Be Raised $1,999,992 Associated Brokers / Dealers N/A CIK Number 0001671331 Filed Document 0001671331-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:10:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
P10 Industries, Inc. See All Filings	D	2017-05-11 10:09:27 UTC
Amount To Be Raised $14,650,000 Associated Brokers / Dealers N/A CIK Number 0001044435 Filed Document 0001209191-17-031379 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:09:27 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lyric Financial, LLC See All Filings	D	2017-05-11 10:08:24 UTC
Amount To Be Raised $2,781,605 Associated Brokers / Dealers N/A CIK Number 0001700189 Filed Document 0001700189-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:08:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CLINTON SPECIAL OPPORTUNITIES FUND LLC See All Filings	D/A	2017-05-11 10:07:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381140 Filed Document 0000902664-17-002270 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:07:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clinton Equity Strategies Fund, L.P. See All Filings	D/A	2017-05-11 10:06:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548843 Filed Document 0000902664-17-002269 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:06:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alphonso Inc. See All Filings	D	2017-05-11 10:04:56 UTC
Amount To Be Raised $8,704,586 Associated Brokers / Dealers N/A CIK Number 0001706362 Filed Document 0001706362-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:04:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HomeBancorp, Inc. See All Filings	D/A	2017-05-11 10:04:40 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Keefe, Bruyette & Woods CIK Number 0001400106 Filed Document 0001400106-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:04:40 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CONCHOID CAPITAL FUND LP See All Filings	D/A	2017-05-11 10:00:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606966 Filed Document 0001013594-17-000382 Exclusions or Exemptions 506b Accepted Date 2017-05-11 10:00:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADEN CAPITAL, L.P. See All Filings	D/A	2017-05-11 09:59:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607586 Filed Document 0001013594-17-000381 Exclusions or Exemptions 506b Accepted Date 2017-05-11 09:59:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-11 08:28:48 UTC
Amount To Be Raised $13,005 Associated Brokers / Dealers Arthur Gilbert, Jason Burlie, Steven Cwienkala, and Douglass Woolley CIK Number 0001135856 Filed Document 0001135856-17-000157 Exclusions or Exemptions 506b Accepted Date 2017-05-11 08:28:48 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CIBUS Fund L.P. See All Filings	D	2017-05-11 08:20:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704917 Filed Document 0000945621-17-000237 Exclusions or Exemptions 506b Accepted Date 2017-05-11 08:20:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-11 08:11:13 UTC
Amount To Be Raised $372,000 Associated Brokers / Dealers Todd Mezrah CIK Number 0001135856 Filed Document 0001135856-17-000156 Exclusions or Exemptions 506b Accepted Date 2017-05-11 08:11:13 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fund EQ-JTB, a series of Equidate Investments LLC See All Filings	D/A	2017-05-11 07:59:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001692236 Filed Document 0001692236-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-05-11 07:59:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outlier Ventures 2017 MCS LLC See All Filings	D	2017-05-11 07:41:32 UTC
Amount To Be Raised $513,000 Associated Brokers / Dealers N/A CIK Number 0001704059 Filed Document 0001704059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 07:41:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 106 See All Filings	D	2017-05-11 07:19:31 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001697292 Filed Document 0001697292-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-11 07:19:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HEAT BIOLOGICS, INC. See All Filings	D	2017-05-11 07:00:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001476963 Filed Document 0001553350-17-000527 Exclusions or Exemptions 506b Accepted Date 2017-05-11 07:00:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MIDDLEFIELD BANC CORP See All Filings	D	2017-05-11 06:18:47 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0000836147 Filed Document 0001209191-17-031423 Exclusions or Exemptions 506b Accepted Date 2017-05-11 06:18:47 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Jet Capital Concentrated Offshore Fund, Ltd. See All Filings	D/A	2017-05-11 06:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549328 Filed Document 0000902664-17-002268 Exclusions or Exemptions 506b Accepted Date 2017-05-11 06:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Jet Capital Concentrated Fund, L.P. See All Filings	D/A	2017-05-11 06:01:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001332912 Filed Document 0000902664-17-002267 Exclusions or Exemptions 506b Accepted Date 2017-05-11 06:01:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Exploride Inc See All Filings	C/A	2017-05-10 21:52:09 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $99,999 CIK Number 0001697113 Filed Document 0001665160-17-000174 Accepted Date 2017-05-10 21:52:09 UTC Type of Offering C/A Security Offered Amount 64,935 Security Offered Type Common Stock State MARYLAND
LEAF GROUP LTD. See All Filings	D	2017-05-10 21:36:25 UTC
Amount To Be Raised $1,820,552 Associated Brokers / Dealers Deny Designs CIK Number 0001365038 Filed Document 0001365038-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-10 21:36:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Crowdfunz 2243 Jackson Ave LLC See All Filings	D	2017-05-10 21:04:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001706398 Filed Document 0001706398-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-10 21:04:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SaltWorth Capital, LLC See All Filings	D	2017-05-10 20:41:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001706104 Filed Document 0001706104-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-10 20:41:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity