|
|
D |
2017-05-11 14:01:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706407
- Filed Document
- 0001706407-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 14:01:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-11 14:00:57 UTC |
- Amount To Be Raised
- $2,805,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690573
- Filed Document
- 0001140361-17-019637
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 14:00:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-11 13:49:27 UTC |
- Amount To Be Raised
- $836,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706423
- Filed Document
- 0001706423-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:49:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-11 13:45:57 UTC |
- Amount To Be Raised
- $287,298
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703587
- Filed Document
- 0001705743-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:45:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2017-05-11 13:41:31 UTC |
- Financial Interest
- None
- Filing Platform
- NextSeed US LLC
- Offering Amount
- $100,000
- CIK Number
- 0001701604
- Filed Document
- 0001701604-17-000004
- Accepted Date
- 2017-05-11 13:41:31 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- TEXAS
|
|
|
D |
2017-05-11 13:41:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706366
- Filed Document
- 0000935836-17-000246
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:41:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 13:40:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706367
- Filed Document
- 0000935836-17-000245
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:40:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Balanced-Risk Allocation Fund of the Invesco Institutional Trust
See All Filings
|
D |
2017-05-11 13:40:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Invesco Distributors, Inc.
- CIK Number
- 0001695330
- Filed Document
- 0001695330-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-05-11 13:40:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-11 13:39:08 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385612
- Filed Document
- 0000935836-17-000244
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:39:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 13:38:28 UTC |
- Amount To Be Raised
- $160,000
- Associated Brokers / Dealers
- SI Securities, LLC
- CIK Number
- 0001705725
- Filed Document
- 0001705743-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:38:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-11 13:36:54 UTC |
- Amount To Be Raised
- $188,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656452
- Filed Document
- 0001656452-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:36:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-11 13:35:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601886
- Filed Document
- 0001601886-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:35:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 13:34:29 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694201
- Filed Document
- 0001694201-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:34:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-11 13:32:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001167797
- Filed Document
- 0001140361-17-019619
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:32:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-11 13:31:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664756
- Filed Document
- 0001664756-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:31:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 13:26:31 UTC |
- Amount To Be Raised
- $1,875,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705928
- Filed Document
- 0001705928-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-05-11 13:26:31 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-05-11 13:26:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001177685
- Filed Document
- 0001140361-17-019612
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:26:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 13:25:16 UTC |
- Amount To Be Raised
- $3,900,589
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706177
- Filed Document
- 0001706177-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:25:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-11 13:24:36 UTC |
- Amount To Be Raised
- $10,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706242
- Filed Document
- 0001706242-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:24:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Columbia Institutional High Yield Fixed Income Private Fund, LLC
See All Filings
|
D/A |
2017-05-11 13:24:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549003
- Filed Document
- 0001140361-17-019608
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:24:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-11 13:24:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MBSC SECURITIES CORPORATION
- CIK Number
- 0001644265
- Filed Document
- 0001644265-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:24:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 13:22:42 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001705984
- Filed Document
- 0001140361-17-019606
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:22:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 13:21:12 UTC |
- Amount To Be Raised
- $571,989
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705743
- Filed Document
- 0001705743-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:21:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-11 13:21:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MBSC Securities Corporation
- CIK Number
- 0001459782
- Filed Document
- 0001459782-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:21:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-11 13:20:43 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705982
- Filed Document
- 0001140361-17-019602
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:20:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-11 13:18:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MBSC SECURITIES CORPORATION
- CIK Number
- 0001673220
- Filed Document
- 0001673220-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:18:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 13:16:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Marc Rosenberg, Gary Reneau, and Robert Lyster
- CIK Number
- 0001562670
- Filed Document
- 0001095449-17-000057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:16:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 13:15:23 UTC |
- Amount To Be Raised
- $115,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001187953
- Filed Document
- 0001441557-17-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:15:23 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2017-05-11 13:08:20 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001274007
- Filed Document
- 0001274007-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:08:20 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-05-11 13:08:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664755
- Filed Document
- 0001664755-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:08:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-11 13:03:17 UTC |
- Amount To Be Raised
- $22,631,637
- Associated Brokers / Dealers
- Investment Planners Inc, Courtlandt Securities Corp, Primex, Westpark Capital Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Maureen Verduyn, Investment Planners, Inc, 1st Global Capital Corporation, Brian Evans, Independent Financial Group, LLC, Concorde Investment Services LLC, Parkland Securities, Alex Filippini, DFPG Investments, Inc, H.D. Vest Investment Securities Inc, Sigma Financial Corporation, Silver Portal Capital, LLC, Concorde Investment Services, LLC, 1st Global Capital Corporation, lndependent Financial Group, LLC, lndependent Financial Group, LLC, lndependent Financial Group, LLC, Colorado Financial Service Corp, Ausdal Financial Partners, lnc., Triad Advisors, lnc., Questar Capital Corporation, 1st Global Capital Corporation, Concorde lnvestment Services, LLC, Centaurus Financial, lnc., Voya Financial Advisors, Commonwealth Financial Network, Commonwealth Financial Network, Colorado Financial Service Corp, and Voya Financial Advisors
- CIK Number
- 0001698656
- Filed Document
- 0001693202-17-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:03:17 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-11 13:01:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Carrollton Capital Partners, LLC
- CIK Number
- 0001674878
- Filed Document
- 0001674878-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 13:01:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 12:57:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706464
- Filed Document
- 0001315863-17-000414
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:57:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-11 12:55:49 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705518
- Filed Document
- 0001705518-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:55:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-05-11 12:55:17 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684525
- Filed Document
- 0000905729-17-000197
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:55:17 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-05-11 12:54:23 UTC |
- Amount To Be Raised
- $643,650
- Associated Brokers / Dealers
- Carrollton Capital Partners, LLC
- CIK Number
- 0001689622
- Filed Document
- 0001689622-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:54:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-11 12:52:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001378675
- Filed Document
- 0001378675-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:52:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 12:50:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706338
- Filed Document
- 0001706338-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:50:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 12:45:51 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705621
- Filed Document
- 0001705621-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-05-11 12:45:51 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-05-11 12:37:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705938
- Filed Document
- 0001705938-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:37:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-05-11 12:30:05 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620735
- Filed Document
- 0001620735-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:30:05 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2017-05-11 12:30:03 UTC |
- Amount To Be Raised
- $24,099,126
- Associated Brokers / Dealers
- Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, Investment Planners, Crown Capital Securities, L.P, 1st Global Corporation, 1st Global Corporation, Sagepoint Financial, Inc., Concorde Investment Services LLC, Colorado Financial Services Corp, Colorado Financial Services Corp, Sandlapper Securities,LLC, Brian Evans, Centaurus Financial, Inc, Westpark Capital Inc, Parkland Securities, LLC, Woodbury Financial Services, Inc., Independent Financial Group, LLC, Jason Landers, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, DFPG Investments, Inc, DFPG Investments, Inc, Woodbury Financial Services, Inc, 1st Global Capital Corporation, Concorde Investment Services, LLC, Independent Financial Group, Boustead Securities, LLC, Silver Portal Capital, LLC, Colorado Financial Service Corp, 1st Global Capital Corporation, 1st Global Capital Corporation, lndependent Financial Group, LLC, DFPG Investments, Inc, DFPG Investments, Inc, Concorde Investment Services, LLC, Silver Portal Capital LLC, and 1st Global Capital Corporation
- CIK Number
- 0001693202
- Filed Document
- 0001693202-17-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:30:03 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2017-05-11 12:15:50 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $100,000
- CIK Number
- 0001705080
- Filed Document
- 0001665160-17-000181
- Accepted Date
- 2017-05-11 12:15:50 UTC
- Type of Offering
- C
- Security Offered Amount
- 2,500
- Security Offered Type
- Common Stock
- State
- CALIFORNIA
|
|
|
D |
2017-05-11 12:11:06 UTC |
- Amount To Be Raised
- $5,221,000
- Associated Brokers / Dealers
- ALLEGHENY INVESTMENTS LTD.
- CIK Number
- 0001706207
- Filed Document
- 0001706207-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:11:06 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-05-11 12:07:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Carrollton Capital Partners, LLC
- CIK Number
- 0001692236
- Filed Document
- 0001692236-17-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:07:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 12:04:57 UTC |
- Amount To Be Raised
- $32,937,608
- Associated Brokers / Dealers
- Huntwicke Securities LLC, Westpark Capital Inc, Silver Portal Capital LLC, and Primex
- CIK Number
- 0001703605
- Filed Document
- 0001703605-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:04:57 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-11 12:03:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706360
- Filed Document
- 0001706360-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:03:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-05-11 12:03:28 UTC |
- Amount To Be Raised
- $1,011,520
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706329
- Filed Document
- 0001706329-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 12:03:28 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-05-11 11:56:14 UTC |
- Amount To Be Raised
- $3,208,333
- Associated Brokers / Dealers
- Red Cloud Klondike Strike Inc. and Haywood Securities Inc.
- CIK Number
- 0001536674
- Filed Document
- 0001536674-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-05-11 11:56:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-05-11 11:52:50 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- WealthForge Securities, LLC
- CIK Number
- 0001705422
- Filed Document
- 0001705422-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-05-11 11:52:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|