Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Imprint Energy, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $5,999,997 Associated Brokers / Dealers N/A CIK Number 0001608514 Filed Document 0001608514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Americann, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001508348 Filed Document 0001004878-14-000201 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Private Mortgage Fund LLC See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461975 Filed Document 0001461975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
R.C. Temme Corp. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
KALORAMA SPECIAL PRODUCTS FUND SPC LTD See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001432708 Filed Document 0001315863-14-000344 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $64,504,450 Associated Brokers / Dealers Charles Steinberg and Christopher Parker CIK Number 0001135856 Filed Document 0001135856-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Opedix, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001608762 Filed Document 0001608762-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
OpenFin Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001520551 Filed Document 0000905718-14-000275 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VARY Energy & Environmental, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608629 Filed Document 0001608629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ThunderRoad Partners, LP See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608611 Filed Document 0001608611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Anellotech, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608668 Filed Document 0001608668-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Global Management LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $3,214,025 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-14-020476 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
SpineThera, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608110 Filed Document 0001608110-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Anson Investments Offshore Fund, Ltd. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491068 Filed Document 0001491068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weiss Equity Strategies Fund (Cayman) Ltd. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520350 Filed Document 0000919574-14-003511 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Select Investors Unit Trust See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461082 Filed Document 0001144204-14-032320 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiveOak Venture Partners I, L.P. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $80,340,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001563830 Filed Document 0001563830-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Windermere Equity Fund Series See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489787 Filed Document 0001489787-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SearchCore, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001281198 Filed Document 0001135432-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Listen, LP See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001608630 Filed Document 0001608630-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PaeDae, Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $8,000,002 Associated Brokers / Dealers N/A CIK Number 0001538468 Filed Document 0001538468-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ondot Systems, Inc. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001605130 Filed Document 0001605130-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $40,848,399 Associated Brokers / Dealers Charles Steinberg and Christopher Parker CIK Number 0001135856 Filed Document 0001135856-14-000186 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Liberty Commodity Partners L P See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cetera Advisors LLC CIK Number 0001327851 Filed Document 0001327851-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Realty Partners VII, L.P. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC, and Financial Management Enterprises Ltd. CIK Number 0001603572 Filed Document 0001603572-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GJ Investment Funds I, L.P. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466573 Filed Document 0001466573-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Placecodes Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001608267 Filed Document 0001608267-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rock Creek Whitehaven Fund, Ltd See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001553303 Filed Document 0001315863-14-000348 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vortex Control Technologies LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001491623 Filed Document 0001491623-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BlueBay Credit Alpha Long Short Fund Ltd. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560184 Filed Document 0000943663-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair - TAO, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001606953 Filed Document 0001144204-14-033056 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aeolus Property Catastrophe Spire Fund LP See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595867 Filed Document 0001564928-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALSENSE, INC. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001587081 Filed Document 0001587081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Bandura, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607286 Filed Document 0001607286-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Ambergris by the Sea, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001605439 Filed Document 0001605439-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
American Vanadium Corp. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $339,443 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0001517179 Filed Document 0001140361-14-022329 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LIBERTY GLOBAL FUND , A LIMITED PARTNERSHIP See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cetera Advisors LLC and RBC Capital Markets LLC CIK Number 0001457351 Filed Document 0001327851-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIBERTY COMPOSITE FUND A LIMITED PARTNERSHIP See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cetera Advisors LLC CIK Number 0001457354 Filed Document 0001457354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments 16, LP See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608719 Filed Document 0001608719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empower Micro Systems Inc. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $19,266 Associated Brokers / Dealers N/A CIK Number 0001559730 Filed Document 0001559730-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Mapleton Retirement Investors, LLC See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112159 Filed Document 0001095449-14-000085 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immune Design Corp. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $10,500 Associated Brokers / Dealers N/A CIK Number 0001437786 Filed Document 0001140361-14-025055 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tritium I, L.P. See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001608450 Filed Document 0001608450-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Reger Investor Note Fund, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001608748 Filed Document 0000899797-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,305,510 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-14-000187 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DashDine, Inc. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,032,500 Associated Brokers / Dealers N/A CIK Number 0001603698 Filed Document 0001603698-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Southeastern Ambulatory Surgery Center, LLC See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610198 Filed Document 0001610198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Onyx Investment Group, LP See All Filings	D	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608579 Filed Document 0001608579-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Fiera Quantum Diversified Alpha Fund, Ltd. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513201 Filed Document 0000950103-14-003560 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Agilum Healthcare Intelligence, Inc. See All Filings	D/A	2014-05-20 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001514729 Filed Document 0001514729-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity