Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BSP CRE CM NewCo II L.L.C. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640977 Filed Document 0001640977-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
K2 SPECIAL OPPORTUNITIES FUND, LP 2015-A SERIES See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640246 Filed Document 0001640246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Austin Capital Bank SSB See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,676,817 Associated Brokers / Dealers N/A CIK Number 0001631155 Filed Document 0001631155-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
DataTorrent, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $15,600,001 Associated Brokers / Dealers N/A CIK Number 0001640782 Filed Document 0001640782-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Streetparkd, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001639905 Filed Document 0001639905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Smack Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001640598 Filed Document 0001640598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Rex Shares, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001640890 Filed Document 0001640890-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Flick USA LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001640588 Filed Document 0001144204-15-025586 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Backstitch, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001591412 Filed Document 0001591412-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bloomington LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640466 Filed Document 0001640466-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIXON MIDLAND MANAGED FUTURES LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520962 Filed Document 0001520962-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ILEX Energy Partners I, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001626067 Filed Document 0001626067-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Senet, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $5,045,454 Associated Brokers / Dealers N/A CIK Number 0001471536 Filed Document 0001471536-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
PathAR, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001637034 Filed Document 0001393725-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Next Step Living, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001461828 Filed Document 0001461828-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381358 Filed Document 0001393725-15-000073 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Parkway Capital Strategic Income Fund I, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573144 Filed Document 0001573144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iMedicor See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001408057 Filed Document 0001354488-15-001940 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Osprey Multi-Asset Fund, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639628 Filed Document 0001639628-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEMASYS INC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001339005 Filed Document 0000945621-15-000158 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUM MATERIALS CORP. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001403570 Filed Document 0001468128-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GABELLI ASSOCIATES LTD II E See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and n/a CIK Number 0001489941 Filed Document 0000919574-15-003738 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCON Infrastructure Partners III, L.P. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $877,864,000 Associated Brokers / Dealers N/A CIK Number 0001639927 Filed Document 0001639927-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
AEP Feeder Fund VI, Inc. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001626948 Filed Document 0001626948-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INTERLINE BRANDS, INC./DE See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001292900 Filed Document 0001181431-15-006186 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Siena Capital Partners I, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463325 Filed Document 0001463325-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Townsend Real Estate Alpha Fund II, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001627596 Filed Document 0001627596-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBB Montgomeryville Investors SGS, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001640684 Filed Document 0001640684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Beers Enterprises, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $14,525,184 Associated Brokers / Dealers N/A CIK Number 0001343610 Filed Document 0001343610-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Energy Opportunities Fund, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640263 Filed Document 0001181431-15-006143 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
High Quality Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381361 Filed Document 0001393725-15-000074 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Event Value Fund, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547692 Filed Document 0001547692-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Core Nutrition, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001599602 Filed Document 0001599602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MyoKardia Inc See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $46,000,001 Associated Brokers / Dealers N/A CIK Number 0001552451 Filed Document 0001552451-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENHANCED CMBS FUND, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001512430 Filed Document 0001393725-15-000067 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sales Hacker, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640682 Filed Document 0001640682-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENWOOD CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121944 Filed Document 0001121944-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOHOC, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608533 Filed Document 0001144204-15-025700 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Grand Parkway Capital Fund I L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMS SECURITIES, INC. CIK Number 0001451513 Filed Document 0001451513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARKETSHARE PARTNERS LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001453765 Filed Document 0001453765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dust Cutter See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $106,516 Associated Brokers / Dealers N/A CIK Number 0001571269 Filed Document 0001571269-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
MPOWER Financing, Public Benefit Corp See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001639970 Filed Document 0001639970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Escadrille Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627339 Filed Document 0001627339-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ELIAS Animal Health, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626694 Filed Document 0001014108-15-000123 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
INTERLINE BRANDS, INC./DE See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $896,208 Associated Brokers / Dealers N/A CIK Number 0001292900 Filed Document 0001181431-15-006187 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CAI CAMINO DE LOS MARES, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640365 Filed Document 0001640365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brightstone Venture Capital Fund LP See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573240 Filed Document 0001573240-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FUTURA LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $616,800 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Advanced Technology Select Fund LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Partners Ltd. CIK Number 0001638032 Filed Document 0001013762-15-000398 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund