Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Taylor Road TEI Equities LLC See All Filings	D	2017-10-11 16:39:58 UTC
Amount To Be Raised $12,650,000 Associated Brokers / Dealers Time Equities Securities and Niagara International Capital Limited CIK Number 0001719232 Filed Document 0001719232-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:39:58 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MINISTRY PARTNERS INVESTMENT COMPANY, LLC See All Filings	D/A	2017-10-11 16:38:16 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Ministry Partners Securities, LLC CIK Number 0000944130 Filed Document 0000944130-17-000030 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:38:16 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
HOMEFED CORP See All Filings	D	2017-10-11 16:37:24 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0000833795 Filed Document 0001140361-17-038286 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:37:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Stone Glacier, Inc. See All Filings	D	2017-10-11 16:30:24 UTC
Amount To Be Raised $435,000 Associated Brokers / Dealers N/A CIK Number 0001719261 Filed Document 0001719261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:30:24 UTC Type of Offering D Industry Retailing Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alpha Wolf Creek, LLC See All Filings	D	2017-10-11 16:27:24 UTC
Amount To Be Raised $1,880,000 Associated Brokers / Dealers N/A CIK Number 0001717367 Filed Document 0001717367-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 16:27:24 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Localeur, Inc. See All Filings	D	2017-10-11 16:24:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001688137 Filed Document 0001688137-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:24:42 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Fig Publishing, Inc. See All Filings	D	2017-10-11 16:22:03 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001658966 Filed Document 0001465818-17-000060 Exclusions or Exemptions 506c Accepted Date 2017-10-11 16:22:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PROVIDENT MORTGAGE TRUST INC See All Filings	D	2017-10-11 16:21:37 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001217315 Filed Document 0001217315-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:21:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2017-10-11 16:15:23 UTC
Amount To Be Raised $564,010 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-17-052044 Accepted Date 2017-10-11 16:15:23 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Other(describe)
Vector Entrepreneur Fund V, L.P. See All Filings	D	2017-10-11 16:13:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701766 Filed Document 0001701766-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:13:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CROE, INC. See All Filings	D	2017-10-11 16:11:14 UTC
Amount To Be Raised $1,345,000 Associated Brokers / Dealers N/A CIK Number 0001688126 Filed Document 0001493152-17-011502 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:11:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Momentum JLRP LLC See All Filings	D	2017-10-11 16:06:33 UTC
Amount To Be Raised $1,417,000 Associated Brokers / Dealers N/A CIK Number 0001719149 Filed Document 0001719149-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 16:06:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Medical REIT L.P. See All Filings	D	2017-10-11 16:06:02 UTC
Amount To Be Raised $83,333 Associated Brokers / Dealers N/A CIK Number 0001718214 Filed Document 0001144204-17-052041 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:06:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Ribometrix, Inc. See All Filings	D	2017-10-11 16:05:24 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001718794 Filed Document 0001718794-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:05:24 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Contravisory IDF, L.P. See All Filings	D/A	2017-10-11 16:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542367 Filed Document 0001144204-17-052039 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:04:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Long Pond Opportunity, LP See All Filings	D	2017-10-11 16:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714471 Filed Document 0000902664-17-003954 Exclusions or Exemptions 506b Accepted Date 2017-10-11 16:02:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fracta, Inc. See All Filings	D	2017-10-11 15:59:26 UTC
Amount To Be Raised $8,218,759 Associated Brokers / Dealers N/A CIK Number 0001708335 Filed Document 0001708335-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:59:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vology, Inc. See All Filings	D	2017-10-11 15:59:13 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001719118 Filed Document 0001719118-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:59:13 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
Apple Capital Group, Inc. See All Filings	D	2017-10-11 15:57:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001718804 Filed Document 0001718804-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 15:57:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BeachSheetz, LLC See All Filings	C	2017-10-11 15:49:04 UTC
Financial Interest n/a Filing Platform GrowthFountain Capital LLC Offering Amount $107,000 CIK Number 0001719220 Filed Document 0001719220-17-000003 Accepted Date 2017-10-11 15:49:04 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Common Stock State CALIFORNIA
Regulation A Plus VC Partners INC See All Filings	D	2017-10-11 15:48:39 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001717026 Filed Document 0001717026-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-11 15:48:39 UTC Type of Offering D Industry Investment Banking Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Hammering Hebrew LLC See All Filings	C/A	2017-10-11 15:47:23 UTC
Financial Interest The Intermediary will receive Revenue Participation Rights in a principal amount that is equal to 2% (two percent) of the aggregate dollar amount of all Revenue Participation Rights issued in the Offering. Filing Platform First Democracy VC Offering Amount $1,007,000 CIK Number 0001715237 Filed Document 0001715237-17-000003 Accepted Date 2017-10-11 15:47:23 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
ENTREPOT, LTD. See All Filings	D	2017-10-11 15:42:04 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001719243 Filed Document 0001580695-17-000448 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:42:04 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BLOF II LP See All Filings	D	2017-10-11 15:40:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719099 Filed Document 0000897069-17-000498 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:40:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O2/MHC Holdings, LLC See All Filings	D	2017-10-11 15:29:42 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001718447 Filed Document 0001596771-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:29:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
COLONIAL GAS CO See All Filings	D	2017-10-11 15:29:03 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0000060653 Filed Document 0000060653-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:29:03 UTC Type of Offering D Industry Electric Utilities Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Debt
Grand Angels-Blue Medora, LLC See All Filings	D	2017-10-11 15:25:00 UTC
Amount To Be Raised $645,000 Associated Brokers / Dealers N/A CIK Number 0001645140 Filed Document 0001645140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:25:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
DoorStat LLC See All Filings	D/A	2017-10-11 15:24:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers North Capital Private Securities CIK Number 0001716829 Filed Document 0001716829-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-11 15:24:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
SEMPER VIC PARTNERS OFFSHORE, LTD. See All Filings	D/A	2017-10-11 15:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621700 Filed Document 0000919574-17-007234 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:23:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Targeted Neutral, Ltd. See All Filings	D/A	2017-10-11 15:22:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622122 Filed Document 0001622122-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:22:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neverware, Inc. See All Filings	D	2017-10-11 15:21:54 UTC
Amount To Be Raised $6,337,857 Associated Brokers / Dealers N/A CIK Number 0001595301 Filed Document 0001231919-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:21:54 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2017-10-11 15:18:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:18:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
JDK Housing, LLC See All Filings	D/A	2017-10-11 15:17:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688715 Filed Document 0001688715-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:17:03 UTC Type of Offering D/A Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Health Warrior, Inc. See All Filings	D	2017-10-11 15:16:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001554419 Filed Document 0001209191-17-056616 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:16:35 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MHC Acquisition, LLC See All Filings	D	2017-10-11 15:16:24 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001718436 Filed Document 0001596771-17-000070 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:16:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Micro Cap Fund LLC See All Filings	D/A	2017-10-11 15:15:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:15:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2017-10-11 15:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:11:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Romulus Humanyze Special Opportunity L.P. See All Filings	D	2017-10-11 15:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717042 Filed Document 0001717042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:08:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2017-10-11 15:06:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:06:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Asepticys, LLC See All Filings	D	2017-10-11 15:06:50 UTC
Amount To Be Raised $5,159,256 Associated Brokers / Dealers N/A CIK Number 0001669815 Filed Document 0001669815-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:06:50 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
O2 Oxygen 1 MHC Intermediate, LLC See All Filings	D	2017-10-11 15:04:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001719233 Filed Document 0001596771-17-000069 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:04:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2017-10-11 15:03:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:03:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Surterra Florida, LLC See All Filings	D	2017-10-11 15:02:28 UTC
Amount To Be Raised $13,400,000 Associated Brokers / Dealers N/A CIK Number 0001719248 Filed Document 0001719248-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 15:02:28 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cydan II, Inc. See All Filings	D	2017-10-11 14:56:32 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001719089 Filed Document 0001719089-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 14:56:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GMI-NOMA, LP See All Filings	D/A	2017-10-11 14:55:16 UTC
Amount To Be Raised $14,979,328 Associated Brokers / Dealers Joseph Ondris, Walte Parker, Todd Gottel, Charles Huffington, Bob Koslowski, Kathy Scanlon, Marc Seeherman, Stephen Sumner, Taher Gilani, Azam Jaber, Bobby K Cowand, Brian Smith, Javier Larrea, Ted R Burkhart, Richard Goodwin, Torry Scott, Mark Van Mourick, Christopher Fess, Scott Bussy, and Troy Sutton CIK Number 0001715093 Filed Document 0001715093-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-10-11 14:55:16 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GreenOne Holdings, Inc. See All Filings	D	2017-10-11 14:54:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001718828 Filed Document 0001718828-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-11 14:54:37 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Gotham Balanced Value Strategies (US), LP See All Filings	D/A	2017-10-11 14:51:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502583 Filed Document 0001502583-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 14:51:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warner Premier Office Investors, LP See All Filings	D	2017-10-11 14:46:28 UTC
Amount To Be Raised $5,860,000 Associated Brokers / Dealers N/A CIK Number 0001719247 Filed Document 0001719247-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 14:46:28 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Ion Financial, MHC See All Filings	D	2017-10-11 14:39:09 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, LP CIK Number 0001719266 Filed Document 0001719266-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-11 14:39:09 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
GreenOne Holdings, Inc. See All Filings	D	2017-10-11 14:34:25 UTC
Amount To Be Raised $2,383,073 Associated Brokers / Dealers N/A CIK Number 0001718828 Filed Document 0001718828-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-11 14:34:25 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt