|
|
1-A POS |
2017-07-11 17:54:49 UTC |
- Amount To Be Raised
- $238,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001658966
- Filed Document
- 0001213900-17-007445
- Accepted Date
- 2017-07-11 17:54:49 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-PREPACKAGED SOFTWARE
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $9,000
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2017-07-11 17:53:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711573
- Filed Document
- 0001711573-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:53:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-11 17:36:26 UTC |
- Amount To Be Raised
- $2,120,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710096
- Filed Document
- 0001710096-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:36:26 UTC
- Type of Offering
- D/A
- Industry
- Commercial Banking
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-11 17:33:15 UTC |
- Amount To Be Raised
- $9,430,742
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518987
- Filed Document
- 0001632917-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:33:15 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-11 17:27:48 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710966
- Filed Document
- 0001710966-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:27:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A |
2017-07-11 17:26:22 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703429
- Filed Document
- 0001703429-17-000002
- Accepted Date
- 2017-07-11 17:26:22 UTC
- Type of Offering
- 1-A
- Industry
- SERVICES-PREPACKAGED SOFTWARE
- Offering Tier
- Tier2
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $0
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2017-07-11 17:24:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp.
- CIK Number
- 0001491162
- Filed Document
- 0001315863-17-000571
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:24:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 17:23:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554146
- Filed Document
- 0001315863-17-000570
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:23:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-11 17:21:34 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001711561
- Filed Document
- 0001711561-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-07-11 17:21:34 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-07-11 17:20:41 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711413
- Filed Document
- 0001711413-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:20:41 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-11 17:20:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711301
- Filed Document
- 0000919574-17-005342
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:20:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 17:20:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612831
- Filed Document
- 0001315863-17-000569
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:20:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-11 17:19:47 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company Incorporated
- CIK Number
- 0001453687
- Filed Document
- 0001140361-17-027627
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:19:47 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 17:18:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp.
- CIK Number
- 0001491161
- Filed Document
- 0001315863-17-000568
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:18:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 17:18:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Paul O'Grady, Kevin Moutes, Jerry MacDonald, and Curtis Krause
- CIK Number
- 0001197407
- Filed Document
- 0001507943-17-000095
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:18:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-11 17:17:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Paul O'Grady, Kevin Moutes, Jerry MacDonald, and Curtis Krause
- CIK Number
- 0001433532
- Filed Document
- 0001507943-17-000094
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:17:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-11 17:16:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Paul O'Grady, Kevin Moutes, Jerry MacDonald, and Curtis Krause
- CIK Number
- 0001635225
- Filed Document
- 0001507943-17-000093
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:16:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-11 17:16:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Butler Capital Investments, LLC
- CIK Number
- 0001554145
- Filed Document
- 0001315863-17-000567
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:16:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2017-07-11 17:16:08 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Orchard Securities, LLC, which it will reallow
- CIK Number
- 0001677881
- Filed Document
- 0001193125-17-226163
- Accepted Date
- 2017-07-11 17:16:08 UTC
- Type of Offering
- 1-A/A
- Industry
- REAL ESTATE INVESTMENT TRUSTS
- Offering Tier
- Tier2
- Principal Place of Business
- UTAH
- Revenue or Assets
- $0
- State of Jurisdiction
- MARYLAND
- Type of Security
- Equity (common or preferred stock)
|
AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust
See All Filings
|
D/A |
2017-07-11 17:14:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
- CIK Number
- 0001613305
- Filed Document
- 0001613305-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-07-11 17:14:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-11 17:12:52 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655511
- Filed Document
- 0001655511-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:12:52 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2017-07-11 17:11:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711047
- Filed Document
- 0001507943-17-000092
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:11:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-11 17:11:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509222
- Filed Document
- 0001507943-17-000091
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:11:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-11 17:10:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509220
- Filed Document
- 0001507943-17-000090
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:10:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-11 17:10:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669498
- Filed Document
- 0001507943-17-000089
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:10:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-11 17:07:52 UTC |
- Amount To Be Raised
- $348,103
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701549
- Filed Document
- 0001183740-17-000116
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:07:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 17:07:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N.A. INVESTCORP LLC
- CIK Number
- 0001679642
- Filed Document
- 0001679642-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:07:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-11 17:05:59 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707221
- Filed Document
- 0001707221-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:05:59 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 17:04:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582993
- Filed Document
- 0001553911-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 17:04:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-11 16:51:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711404
- Filed Document
- 0001711404-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:51:50 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-07-11 16:50:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576420
- Filed Document
- 0001576420-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:50:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-11 16:46:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427169
- Filed Document
- 0001144204-17-036448
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:46:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-11 16:45:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001393834
- Filed Document
- 0001144204-17-036447
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:45:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-11 16:39:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553911
- Filed Document
- 0001553911-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:39:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-11 16:37:14 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711349
- Filed Document
- 0001711349-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:37:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-11 16:36:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITIGROUP GLOBAL MARKETS INC. and CITI PRIVATE ADVISORY, LLC
- CIK Number
- 0001703977
- Filed Document
- 0000919574-17-005339
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:36:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2017-07-11 16:36:01 UTC |
- Amount To Be Raised
- $0
- Associated Brokers / Dealers
- None Yet
- CIK Number
- 0001661166
- Filed Document
- 0001213900-17-007428
- Accepted Date
- 2017-07-11 16:36:01 UTC
- Type of Offering
- 1-A/A
- Industry
- INVESTORS, NEC
- Offering Tier
- Tier2
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $8,440
- State of Jurisdiction
- FLORIDA
- Type of Security
- Debt
|
|
|
D |
2017-07-11 16:34:49 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710335
- Filed Document
- 0001117768-17-001328
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:34:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 16:31:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001536910
- Filed Document
- 0000919574-17-005337
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:31:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 16:25:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001456162
- Filed Document
- 0000919574-17-005335
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:25:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-11 16:21:33 UTC |
- Amount To Be Raised
- $907,500
- Associated Brokers / Dealers
- Gordian Investments, LLC
- CIK Number
- 0001436343
- Filed Document
- 0001436343-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:21:33 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-07-11 16:21:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001666368
- Filed Document
- 0000919574-17-005333
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:21:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 16:16:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001536913
- Filed Document
- 0000919574-17-005331
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:16:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-11 16:15:42 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711421
- Filed Document
- 0001711421-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-07-11 16:15:42 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-07-11 16:12:52 UTC |
- Amount To Be Raised
- $1,750,934
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711318
- Filed Document
- 0001711318-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:12:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-11 16:12:48 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- BREAN CAPITAL LLC
- CIK Number
- 0001693512
- Filed Document
- 0000913849-17-000242
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:12:48 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 16:10:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001566700
- Filed Document
- 0000919574-17-005329
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:10:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 16:10:41 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001126213
- Filed Document
- 0001126213-17-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2017-07-11 16:10:41 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-11 16:07:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001703596
- Filed Document
- 0000919574-17-005327
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:07:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-11 16:00:06 UTC |
- Amount To Be Raised
- $14,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711614
- Filed Document
- 0001711614-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-11 16:00:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|