Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alteryx, Inc. See All Filings	D	2017-06-12 16:56:41 UTC
Amount To Be Raised $4,999,744 Associated Brokers / Dealers N/A CIK Number 0001689923 Filed Document 0001689923-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:56:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cortland Partners Fund IV, LLC See All Filings	D	2017-06-12 16:49:21 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001709032 Filed Document 0001315863-17-000493 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
OSG Group Holdings, Inc. See All Filings	D	2017-06-12 16:43:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708616 Filed Document 0001708616-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:43:51 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Smartly, Inc. See All Filings	D	2017-06-12 16:39:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625012 Filed Document 0001625012-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:39:03 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DA Brazil Opportunity Fund (Master), LP See All Filings	D/A	2017-06-12 16:37:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674305 Filed Document 0001674305-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:37:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GREEN LEAF MEDICAL, LLC See All Filings	D	2017-06-12 16:35:39 UTC
Amount To Be Raised $6,000,001 Associated Brokers / Dealers N/A CIK Number 0001701230 Filed Document 0001701230-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:35:39 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TREVOR DEVELOPMENT Ltd LIABILITY Co See All Filings	D	2017-06-12 16:31:13 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001704643 Filed Document 0001704643-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:31:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SeaChange Group LLC See All Filings	D	2017-06-12 16:30:30 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001708910 Filed Document 0001708910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:30:30 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
DAVENFORTH ACQUSITION GROUP LP See All Filings	D	2017-06-12 16:27:43 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001695201 Filed Document 0001695201-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:27:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ACP Fund I Offshore Feeder LP See All Filings	D	2017-06-12 16:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707746 Filed Document 0001415021-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:26:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACP Fund I LP See All Filings	D	2017-06-12 16:15:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707747 Filed Document 0001415021-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:15:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners IV, LP See All Filings	D/A	2017-06-12 16:08:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ausdal Financial, Berthel Fisher Company Financial, Centaurus Financial, Inc., Chapin Davis, Inc., Chauner Securities, Concorde Investment Services, LLC, Heritage Wealth Management, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Legacy Wealth Management, LLC, ProEquities, Inc., and Sandlapper Securities, LLC CIK Number 0001667521 Filed Document 0001667521-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:08:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund SPC - Segregated Portfolio 45 See All Filings	D	2017-06-12 16:08:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709005 Filed Document 0001659828-17-000058 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:08:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathfinder Strategic Credit II LP See All Filings	D	2017-06-12 16:06:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707743 Filed Document 0001415021-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:06:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Game Systems, Inc. See All Filings	D	2017-06-12 16:03:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629342 Filed Document 0001629342-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-06-12 16:03:01 UTC Type of Offering D Industry Computers Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WXZ Retail Group/RR, LLC See All Filings	D	2017-06-12 16:00:33 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001708779 Filed Document 0001708778-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:00:33 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Herban Planet, LLC See All Filings	D	2017-06-12 15:53:12 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001708924 Filed Document 0001708924-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:53:12 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
WXZ Retail Group/Streetsboro Two, LLC See All Filings	D	2017-06-12 15:48:47 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001708778 Filed Document 0001708778-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:48:47 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
STINSON ASSOCIATES LLC See All Filings	D	2017-06-12 15:47:43 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001708982 Filed Document 0001708982-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:47:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hear My Voice, Inc. See All Filings	C	2017-06-12 15:46:03 UTC
Financial Interest 5% Equity Compensation Filing Platform SI Securities, LLC Offering Amount $750,000 CIK Number 0001709126 Filed Document 0001709126-17-000001 Accepted Date 2017-06-12 15:46:03 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State FLORIDA
Pineview Apartments 152, LLC See All Filings	D	2017-06-12 15:36:55 UTC
Amount To Be Raised $290,000,000 Associated Brokers / Dealers N/A CIK Number 0001709066 Filed Document 0001709061-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:36:55 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PANZARETA PARTNERS, LLC See All Filings	D/A	2017-06-12 15:36:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001675960 Filed Document 0001675960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:36:29 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FILTRATION INDUSTRIAL LLC See All Filings	D	2017-06-12 15:34:11 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001709039 Filed Document 0001709039-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:34:11 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Proterra Brazil Opportunity Fund B LP See All Filings	D	2017-06-12 15:30:04 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001707899 Filed Document 0001707899-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:30:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMC INTERNATIONAL, INC. See All Filings	D/A	2017-06-12 15:29:59 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001671689 Filed Document 0001671689-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:29:59 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ALMADEN MINERALS LTD See All Filings	D	2017-06-12 15:27:47 UTC
Amount To Be Raised $8,933,512 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001015647 Filed Document 0001102624-17-000288 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:27:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Best Response Strategies LLC See All Filings	D/A	2017-06-12 15:27:38 UTC
Amount To Be Raised $102,750 Associated Brokers / Dealers N/A CIK Number 0001502201 Filed Document 0001140361-17-024669 Exclusions or Exemptions 504 and 506b Accepted Date 2017-06-12 15:27:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Brijjitco LLC See All Filings	D	2017-06-12 15:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709095 Filed Document 0001709095-17-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2017-06-12 15:22:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Proterra Brazil Opportunity Direct Fund LP See All Filings	D	2017-06-12 15:11:22 UTC
Amount To Be Raised $101,010,000 Associated Brokers / Dealers N/A CIK Number 0001707898 Filed Document 0001707898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:11:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Crypto LP See All Filings	D	2017-06-12 15:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709125 Filed Document 0001709125-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-12 15:08:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC1 P, LLC See All Filings	D	2017-06-12 15:07:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001702362 Filed Document 0001140361-17-024661 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:07:40 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AdAdapted, Inc. See All Filings	D/A	2017-06-12 15:06:47 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001596535 Filed Document 0001596535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:06:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
RWN Turnkey Rental Fund I, LLC See All Filings	D	2017-06-12 15:01:53 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001709061 Filed Document 0001709061-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 15:01:53 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KCIBT Holdings, L.P. See All Filings	D	2017-06-12 14:46:59 UTC
Amount To Be Raised $11,530,000 Associated Brokers / Dealers N/A CIK Number 0001708220 Filed Document 0001708220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 14:46:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AVM Ranger Qualified, LP See All Filings	D/A	2017-06-12 14:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547401 Filed Document 0001566114-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-06-12 14:46:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LICENTIAM INC. See All Filings	D	2017-06-12 14:44:51 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001708369 Filed Document 0001708369-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 14:44:51 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AVM Ranger Accredited, LP See All Filings	D/A	2017-06-12 14:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547402 Filed Document 0001566114-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-06-12 14:40:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDS 2017-Marcellus Shale Development, LP See All Filings	D/A	2017-06-12 14:35:51 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Advisor Group Equity Services Ltd., Arete Wealth Management, LLC, Ausdal Financial Partners, Inc., Berthel, Fisher & Company Financial Services, Inc., Cabot Lodge Securities LLC, Cambridge Investment Research, Inc., Capital Investment Brokerage, Inc., Capital Investment Group, Inc., Center Street Securities, Inc., Coastal Equities, Inc., Dempsey Lord Smith, LLC, Freedom Investors Corp., IBN Financial Services, Inc., KCD Financial, Inc., Newbridge Securities Corporation, Primex, The Strategic Financial Alliance, Inc., TransAm Securities, Inc., Triad Advisors, Inc., Voya Financial Advisors, Inc., and MDS Securities, LLC CIK Number 0001694054 Filed Document 0001694054-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 14:35:51 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
View Ridge Capital International, Ltd. See All Filings	D/A	2017-06-12 14:35:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673480 Filed Document 0000935836-17-000306 Exclusions or Exemptions 506b Accepted Date 2017-06-12 14:35:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gemini Development LLC See All Filings	D	2017-06-12 14:25:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001709109 Filed Document 0001709109-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 14:25:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Event Opportunities Fund LLC See All Filings	D/A	2017-06-12 14:22:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600167 Filed Document 0001600167-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 14:22:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit Select Series - CLO Equity Fund LP See All Filings	D/A	2017-06-12 14:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677414 Filed Document 0000945621-17-000264 Exclusions or Exemptions 506b Accepted Date 2017-06-12 14:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Varigate - II) LP See All Filings	D	2017-06-12 14:12:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661173 Filed Document 0001465818-17-000038 Exclusions or Exemptions 506c Accepted Date 2017-06-12 14:12:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
BlueFin Capital LLC See All Filings	D	2017-06-12 14:00:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Chris Walters CIK Number 0001708033 Filed Document 0001708033-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 14:00:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Fresenius Medical Care Lake Bluff, LLC See All Filings	D	2017-06-12 13:49:32 UTC
Amount To Be Raised $10,069,927 Associated Brokers / Dealers N/A CIK Number 0001708531 Filed Document 0001461373-17-000024 Exclusions or Exemptions 506b Accepted Date 2017-06-12 13:49:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cunat Multi-Family Investment Fund II, LLC See All Filings	D	2017-06-12 13:46:14 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers ARETE Wealth Management LLC CIK Number 0001709118 Filed Document 0001709118-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 13:46:14 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Trizic, Inc. See All Filings	D	2017-06-12 13:37:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001635816 Filed Document 0001635816-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-12 13:37:54 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GameCo HoldCo, Inc. See All Filings	D	2017-06-12 13:34:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001709080 Filed Document 0001709080-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 13:34:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
M37 Inc. See All Filings	D	2017-06-12 13:29:18 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001709038 Filed Document 0001698363-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-12 13:29:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Legion Partners Special Opportunities, L.P. VI See All Filings	D	2017-06-12 13:29:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709053 Filed Document 0001709053-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-12 13:29:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity