Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PROTEGE PARTNERS (BP) FUND, LTD. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580795 Filed Document 0000919574-14-003956 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MaverixLab, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612619 Filed Document 0001612619-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
BIOVENTRIX INC See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $12,430,879 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001283259 Filed Document 0001283259-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PECC-BMI, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001612979 Filed Document 0001612979-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Blackstone Partners Offshore Fund Ltd. (Class X Shares) See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581759 Filed Document 0000902664-14-003040 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encompass Capital E&P Master Fund L.P. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612850 Filed Document 0000919574-14-003944 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GYNESONICS, INC See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $35,494,719 Associated Brokers / Dealers N/A CIK Number 0001341675 Filed Document 0001341675-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beacon Capital Strategic Partners VII, L.P. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. and Morgan Stanley & Co. LLC CIK Number 0001613171 Filed Document 0001613171-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longford Capital Fund I, LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001581131 Filed Document 0000902664-14-003075 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Route One Fund I, L.P. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497232 Filed Document 0000935836-14-000406 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Meadows Spirits, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Three Meadows Spirits, LLC CIK Number 0001612926 Filed Document 0001612926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TWELVE, Inc. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $14,075,943 Associated Brokers / Dealers N/A CIK Number 0001480558 Filed Document 0001480558-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Fund L P See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385053 Filed Document 0001385053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Respicardia, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001447604 Filed Document 0001181431-14-026416 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Legion Partners Special Opportunities, L.P. I See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612650 Filed Document 0001612650-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNBOUND CONCEPTS, INC. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001564785 Filed Document 0001564785-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
HICKORY GROVE FARMS WELLS #5 & #6 See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001582762 Filed Document 0001582762-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Sarona Frontier Markets International Fund 2 LP See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580681 Filed Document 0000902664-14-003049 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tengu LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610645 Filed Document 0001610645-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
PROTEGE PARTNERS QP FUND LTD See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373503 Filed Document 0000919574-14-003955 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MW Market Neutral TOPS (US) Fund See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611811 Filed Document 0000902664-14-003051 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Link Capital Strategic Opportunities Fund, L.P. See All Filings	D/A	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612560 Filed Document 0001612560-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProofPilot, Inc. See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613067 Filed Document 0001613067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MC Nashville LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $3,157,500 Associated Brokers / Dealers N/A CIK Number 0001607697 Filed Document 0001607697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Halo Medical Technologies LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001612934 Filed Document 0001612934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
APC Opportunity Fund III, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001611944 Filed Document 0001611944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bright Spruce Fund, LP See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612986 Filed Document 0001612986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaGen European Best Ideas Fund, LLC See All Filings	D	2014-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Henderson Global Investors Equity Planning Inc. CIK Number 0001612059 Filed Document 0001612059-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect US Fund LLC See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutsche Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc, CIK Number 0001333112 Filed Document 0001315863-14-000421 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanear Corp See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612335 Filed Document 0001612321-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hirzel Capital Fund (Offshore), Ltd. See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547138 Filed Document 0001315863-14-000426 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sofinnova HealthQuest Partners, L.P. See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001579382 Filed Document 0001579382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GuraGear, LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001612661 Filed Document 0001612661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Cape One Fund II LP See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580906 Filed Document 0001580906-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Motorcycles Inc See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $5,067,316 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fannin Partners, LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001612480 Filed Document 0001612480-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OPTCAPITAL LLC See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optsecurities, LLC CIK Number 0001280660 Filed Document 0001280660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Elysian Parc Sponsor, LLC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001609070 Filed Document 0001609070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
STIRLING PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001346292 Filed Document 0000935836-14-000399 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroGREEN Polymers Inc See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001292871 Filed Document 0001292871-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
VALERITAS INC See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001445274 Filed Document 0001445274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Entrada, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $750,001 Associated Brokers / Dealers N/A CIK Number 0001483888 Filed Document 0001483888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Rebiotix Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001532997 Filed Document 0001532997-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Point Capital, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001514183 Filed Document 0001213900-14-004709 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Cleargate European Recovery Fund, LP See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William Jensen CIK Number 0001580773 Filed Document 0000919574-14-003922 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reshape Medical, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001410930 Filed Document 0001410930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DW BBX Space Cowboy #1, LP See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001612876 Filed Document 0001612876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ValStone Opportunity Investments V Ltd See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001580710 Filed Document 0001580710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Woofound, Inc. See All Filings	D	2014-07-07 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001528887 Filed Document 0001528887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Hedged Credit Fund, LLC See All Filings	D/A	2014-07-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462443 Filed Document 0001462443-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity