|
|
D |
2017-11-06 12:00:29 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721766
- Filed Document
- 0001721766-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 12:00:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-06 11:59:50 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668359
- Filed Document
- 0001668359-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:59:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 11:59:39 UTC |
- Amount To Be Raised
- $959,330
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721564
- Filed Document
- 0001015325-17-000054
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:59:39 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Kotak Advantage Fund -I (Segregated Portfolio of K Opportunities Fund SPC)
See All Filings
|
D/A |
2017-11-06 11:59:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kotak Mahindra Inc.
- CIK Number
- 0001591960
- Filed Document
- 0001591960-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:59:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-06 11:55:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001476041
- Filed Document
- 0000947871-17-000880
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:55:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 11:46:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657388
- Filed Document
- 0000950103-17-010854
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:46:16 UTC
- Type of Offering
- D/A
- Industry
- Construction
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 11:32:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., Charles Schwab & Co,, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Securities, LPL FinancialLLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Janney Montgomery Scott LLC, US Trust/ Bank of America, Wells Fargo Bank N.A., WELLS FARGO SECURITIES, LLC, SUNTRUST ROBINSON HUMPHREY, INC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL Financial Services, Wilmington Trust, FIRST REPUBLIC SECURITIES COMPANY, LLC, DEUTSCHE BANK SECURITIES INC, BB&T SECURITIES, LLC, BARCLAYS CAPITAL INC, BESSEMER INVESTOR SERVICES, INC., SANFORD C. BERNSTEIN & CO., LLC, ALLIANCEBERNSTEIN INVESTMENTS, INC., AT INVESTMENT ADVISERS, INC., and Ameriprise Financial Services
- CIK Number
- 0001404013
- Filed Document
- 0000350797-17-000107
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:32:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 11:05:09 UTC |
- Amount To Be Raised
- $22,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559774
- Filed Document
- 0001559774-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-11-06 11:05:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-06 11:04:48 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721761
- Filed Document
- 0001721761-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 11:04:48 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
C |
2017-11-06 10:59:35 UTC |
- Financial Interest
- None
- Filing Platform
- NextSeed US LLC
- Offering Amount
- $550,000
- CIK Number
- 0001705975
- Filed Document
- 0001705975-17-000001
- Accepted Date
- 2017-11-06 10:59:35 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- TEXAS
|
|
|
D/A |
2017-11-06 10:54:41 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688526
- Filed Document
- 0001688526-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:54:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-06 10:53:00 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587702
- Filed Document
- 0001587702-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:53:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-11-06 10:34:04 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001720687
- Filed Document
- 0001720687-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:34:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-06 10:31:54 UTC |
- Amount To Be Raised
- $45,200,232
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000814457
- Filed Document
- 0000897069-17-000543
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:31:54 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-06 10:30:51 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621479
- Filed Document
- 0001621479-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:30:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 10:04:57 UTC |
- Amount To Be Raised
- $5,556,854
- Associated Brokers / Dealers
- Louis Garb
- CIK Number
- 0001721232
- Filed Document
- 0001721232-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 10:04:57 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-06 09:54:14 UTC |
- Amount To Be Raised
- $38,115
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001331084
- Filed Document
- 0001331084-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:54:14 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-06 09:51:31 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708657
- Filed Document
- 0001708657-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:51:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-06 09:50:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650015
- Filed Document
- 0001650015-17-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-11-06 09:50:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-06 09:44:00 UTC |
- Amount To Be Raised
- $165,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001330633
- Filed Document
- 0001330633-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:44:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-06 09:34:41 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718374
- Filed Document
- 0001718374-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:34:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2017-11-06 09:29:01 UTC |
- Financial Interest
- None.
- Filing Platform
- NetCapital Funding Portal Inc.
- Offering Amount
- $200,000
- CIK Number
- 0001684793
- Filed Document
- 0001669191-17-000163
- Accepted Date
- 2017-11-06 09:29:01 UTC
- Type of Offering
- C
- Security Offered Amount
- 2,000
- Security Offered Type
- Common Stock
- State
- CALIFORNIA
|
|
|
D |
2017-11-06 09:23:57 UTC |
- Amount To Be Raised
- $10,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721281
- Filed Document
- 0001192482-17-000270
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:23:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-06 09:18:07 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720319
- Filed Document
- 0001720319-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:18:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-06 09:15:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721453
- Filed Document
- 0001721453-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-06 09:15:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-06 07:15:20 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675808
- Filed Document
- 0001675808-17-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-11-06 07:15:20 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
1-A POS |
2017-11-06 06:13:16 UTC |
- Amount To Be Raised
- $13,800,000
- Associated Brokers / Dealers
- NMS CAPITAL ADVISORS, LLC
- CIK Number
- 0001676823
- Filed Document
- 0001144204-17-056332
- Accepted Date
- 2017-11-06 06:13:16 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-BUSINESS SERVICES, NEC
- Offering Tier
- Tier1
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $0
- State of Jurisdiction
- WYOMING
- Type of Security
- Equity (common or preferred stock)
|
|
|
C |
2017-11-03 21:47:40 UTC |
- Financial Interest
- Securities equal to 1.0% of the securities sold will be issued to the intermediary upon a successful fundraise.
- Filing Platform
- Wefunder Portal LLC
- Offering Amount
- $570,000
- CIK Number
- 0001674374
- Filed Document
- 0001670254-17-000315
- Accepted Date
- 2017-11-03 21:47:40 UTC
- Type of Offering
- C
- Security Offered Amount
- 16,600
- Security Offered Type
- Common Stock
- State
- UTAH
|
|
|
C |
2017-11-03 21:24:59 UTC |
- Financial Interest
- Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise.
- Filing Platform
- Wefunder Portal LLC
- Offering Amount
- $827,795
- CIK Number
- 0001690781
- Filed Document
- 0001670254-17-000311
- Accepted Date
- 2017-11-03 21:24:59 UTC
- Type of Offering
- C
- Security Offered Amount
- 86,257
- Security Offered Type
- Other
- State
- FLORIDA
|
|
|
C |
2017-11-03 21:05:06 UTC |
- Financial Interest
- Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise.
- Filing Platform
- Wefunder Portal LLC
- Offering Amount
- $107,000
- CIK Number
- 0001671911
- Filed Document
- 0001670254-17-000306
- Accepted Date
- 2017-11-03 21:05:06 UTC
- Type of Offering
- C
- Security Offered Amount
- 25,000
- Security Offered Type
- Preferred Stock
- State
- ARIZONA
|
|
|
D |
2017-11-03 19:58:20 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721486
- Filed Document
- 0001721486-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:58:20 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-03 19:54:50 UTC |
- Amount To Be Raised
- $17,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720358
- Filed Document
- 0001720358-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:54:50 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-11-03 19:54:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721419
- Filed Document
- 0001721419-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:54:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-03 19:42:26 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707315
- Filed Document
- 0001707315-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:42:26 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-03 19:20:49 UTC |
- Amount To Be Raised
- $9,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721704
- Filed Document
- 0001721704-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:20:49 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-03 19:08:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719926
- Filed Document
- 0001719926-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 19:08:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-03 18:27:08 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689260
- Filed Document
- 0001689260-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 18:27:08 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-03 18:26:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721416
- Filed Document
- 0001721416-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 18:26:36 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-11-03 17:58:31 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686360
- Filed Document
- 0001686360-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 17:58:31 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-03 17:47:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721659
- Filed Document
- 0001721659-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 17:47:58 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-11-03 17:42:48 UTC |
- Amount To Be Raised
- $67,689,093
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573348
- Filed Document
- 0001573348-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 17:42:48 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-03 17:41:10 UTC |
- Amount To Be Raised
- $8,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342981
- Filed Document
- 0001342981-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 17:41:10 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- HAWAII
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
C |
2017-11-03 17:32:40 UTC |
- Financial Interest
- 2.0% of same securities
- Filing Platform
- OpenDeal Inc.
- Offering Amount
- $1,070,000
- CIK Number
- 0001717904
- Filed Document
- 0001717904-17-000001
- Accepted Date
- 2017-11-03 17:32:40 UTC
- Type of Offering
- C
- Security Offered Amount
- 50,000
- Security Offered Type
- Other
- State
- CALIFORNIA
|
|
|
D |
2017-11-03 17:29:24 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649572
- Filed Document
- 0001649572-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 17:29:24 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-11-03 17:28:43 UTC |
- Amount To Be Raised
- $18,126,585
- Associated Brokers / Dealers
- N/A, Peter A. Finnegan, David A. Langan, Bryan C. Hakola, Chay T. Lapin, Benhamin T. Newhouse, David P. Dahill, Peter A. Fisher, Silver Portal Capital LLC, Robert S. Smith, Peter Chernin, Marcia A. Geltman, Roy V. Pfleger II, Daniel P. Raupp, Delmar V. McKinney, Maurice W. McKinney, Joseph G. Michaletz, Michael L. Cruz, Taylor D. Ashland, Mark G. Kosanke, Robert J. Binkele, Tomas J. Velken, Cole G. Stichler, Kyle S. Jobin, and Dwight K. Kay
- CIK Number
- 0001694124
- Filed Document
- 0001714406-17-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 17:28:43 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
1-A POS |
2017-11-03 17:22:13 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699683
- Filed Document
- 0001699683-17-000037
- Accepted Date
- 2017-11-03 17:22:13 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-COMPUTER PROCESSING & DATA PREPARATION
- Offering Tier
- Tier2
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $298,786
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2017-11-03 17:18:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721286
- Filed Document
- 0000950142-17-001953
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 17:18:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-03 17:16:40 UTC |
- Amount To Be Raised
- $55,020,466
- Associated Brokers / Dealers
- William L. Toft, Curtis L. Whipple, Michael A. Bendix, Shawn L. Valentine, Mitchal D. O'Hare, Sigrid A. Daugaard, Edward E. Fernandez, Corbin S. Thomas, William S. Sheehan, Joseph G. Michaletz, David B. Alexander, David M. Lademan, Elizabeth L. Friant, Gary L. Leavitt, Roger T. Tadsen, Eric S. Scaff, Erkki M. Peippo, Steven J. Yazbeck, Robert A. Herje, Daniel P. Raupp, Byron J. Ishiwata, Robert S. Smith, John M. Kosmicki, Mikel R. Featherston, Julienne E. Riddell, Kimberly J. Hart, Gregory D. Harris, Christopher L. Hasbrouck, Scott S. Brown, Todd W. Carter, John E. Levee, Jeffrey L. Tiona, Mark A. Smith, Scott P. Inabnet, Christina L. Orta, Thomas G. Scheiman, David P. Dahill, Keith A. Vanhoy, Keith C. Moore, Edward E. Fernandez, Douglas I. Donald, Taylor K. Knopf, David P. Robinson, John T. Christy, Paul L. Rogers, Chin Po, Anthony K. Urban, Barry R. Ozer, Silver Portal Capital LLC, Charles C. Werckenthien, John P. Schlatter, Jeffrey L. Bangerter, Charles G. Morgan, David A. Kangas, John E. Bishop, David B. Levinson, Robert S. Smith, Michael J. Messer, Susan J. Gitt, Richard M. Waters Jr., James P. Cunningham, Kurt W. Whitesell, Dominick J. Sarinelli, Michael J. D' Epagnier, Conrad R. Pensavalle Jr., James R. Maxon, Rod Acord, Bruce S. Horowitz, David P. Dahill, Robert B. Malone, Daniel W. Phillips, Silver Portal Capital LLC, Nelvine A. Ocampo, David A. Fingerhut, Daniel S. Phillips, Daniel T. Vincent, Walter R. Webb Jr., Christina S. Nielson, Michael Stieglitz, Scott S. Offerman, Michael A. Curley Sr., Steven A. Henderson, Gerrin P. Degroot, James L. Duchene Jr., Anthony Casagrande, Glen J. Darmos, Michael W. Speer, Craig M. Rollins, Walter B. Crist, Robert R. Tweed, Alton D. Thiele, and Vincent R. Bailey Sr.
- CIK Number
- 0001714406
- Filed Document
- 0001714406-17-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 17:16:40 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-11-03 17:14:32 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721500
- Filed Document
- 0001721500-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 17:14:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-03 17:08:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656292
- Filed Document
- 0001656292-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-03 17:08:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|