Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ceres Farmland, LLC See All Filings	D	2017-11-09 15:10:57 UTC
Amount To Be Raised $50,125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001720584 Filed Document 0001720584-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:10:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2017 - Charlesbank IX, LLLP See All Filings	D	2017-11-09 15:07:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717223 Filed Document 0001717206-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:07:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montrose Investors, LLC See All Filings	D	2017-11-09 15:04:05 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001722179 Filed Document 0001722173-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:04:05 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NBD Nanotechnologies Inc. See All Filings	D	2017-11-09 15:02:07 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001589304 Filed Document 0001589304-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 15:02:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2017 - Blue Water Aggregates Fund, LLLP See All Filings	D	2017-11-09 14:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717206 Filed Document 0001717206-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:59:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ener-Core, Inc. See All Filings	D/A	2017-11-09 14:59:22 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-17-011652 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:59:22 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Catenary Alternatives Partners Ltd See All Filings	D/A	2017-11-09 14:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA SELECT NETWORK, LLC CIK Number 0001557618 Filed Document 0000919574-17-007684 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:58:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LinkSquares, Inc. See All Filings	D	2017-11-09 14:49:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001722207 Filed Document 0001722207-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:49:18 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
45th Parallel Capital, L.P. See All Filings	D	2017-11-09 14:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721572 Filed Document 0001721572-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:39:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gelest Intermediate Holdings, Inc. See All Filings	D	2017-11-09 14:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703286 Filed Document 0000895345-17-000330 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:32:06 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gar76 See All Filings	D	2017-11-09 14:28:58 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001657168 Filed Document 0001657168-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:28:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2017-11-09 14:26:29 UTC
Amount To Be Raised $1,669,077 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:26:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Foxhaven Capital (Offshore), Ltd. See All Filings	D/A	2017-11-09 14:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590530 Filed Document 0001590530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:24:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockhouse Partners Offshore Fund Ltd. See All Filings	D/A	2017-11-09 14:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689846 Filed Document 0000919574-17-007682 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
University Townhomes Tucson, LLC See All Filings	D	2017-11-09 14:23:57 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001722173 Filed Document 0001722173-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:23:57 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ceres Farmland Holdings, LP See All Filings	D	2017-11-09 14:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720576 Filed Document 0001720576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:23:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
STAYBLGEAR LLC See All Filings	C-W	2017-11-09 14:21:29 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001721277 Filed Document 0001665160-17-000572 Accepted Date 2017-11-09 14:21:29 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Hardman Johnston International Equity Fund I, L.P. See All Filings	D/A	2017-11-09 14:21:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Grace Holdings, Inc. CIK Number 0001439938 Filed Document 0001473541-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:21:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Streamlined Opportunity Fund I, L.P. See All Filings	D	2017-11-09 14:19:10 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001722195 Filed Document 0001722195-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:19:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blockhouse Partners Fund LP See All Filings	D/A	2017-11-09 14:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689799 Filed Document 0000919574-17-007680 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:18:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BioHealthonomics Inc. See All Filings	C	2017-11-09 14:12:51 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001721429 Filed Document 0001665160-17-000571 Accepted Date 2017-11-09 14:12:51 UTC Type of Offering C Security Offered Amount 200 Security Offered Type Common Stock State CALIFORNIA
ALTUM CREDIT EUROPEAN FUND II, L.P. See All Filings	D/A	2017-11-09 14:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657813 Filed Document 0000919574-17-007678 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hardman Johnston Capital Partners Fund I, L.P. See All Filings	D/A	2017-11-09 14:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473541 Filed Document 0001473541-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tregan Energy Partners, L.P. See All Filings	D	2017-11-09 14:00:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722094 Filed Document 0001722094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:00:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lemon Tree Passage Inc. See All Filings	1-A/A	2017-11-09 13:58:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001713621 Filed Document 0001713621-17-000005 Accepted Date 2017-11-09 13:58:38 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Water Island LevArb Fund, LP See All Filings	D	2017-11-09 13:57:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720815 Filed Document 0001013594-17-000770 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:57:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
CGMT Parallel REIT, L.P. See All Filings	D	2017-11-09 13:55:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001722208 Filed Document 0001722208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:55:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Calera Capital Partners V, L.P. See All Filings	D/A	2017-11-09 13:49:53 UTC
Amount To Be Raised $519,279,000 Associated Brokers / Dealers UBS Securities LLC and Mercury Capital Advisors, LLC CIK Number 0001649880 Filed Document 0001649880-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:49:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROGENITY, INC. See All Filings	D	2017-11-09 13:44:59 UTC
Amount To Be Raised $55,000,001 Associated Brokers / Dealers N/A CIK Number 0001580063 Filed Document 0001580063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:44:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foxhaven Capital, LP See All Filings	D/A	2017-11-09 13:44:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590528 Filed Document 0001590528-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:44:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Art Craft Entertainment, Inc. See All Filings	D	2017-11-09 13:40:46 UTC
Amount To Be Raised $2,143,335 Associated Brokers / Dealers N/A CIK Number 0001611945 Filed Document 0001611945-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:40:46 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Orestone Mining Corp. See All Filings	D	2017-11-09 13:33:32 UTC
Amount To Be Raised $50,113 Associated Brokers / Dealers N/A CIK Number 0001481857 Filed Document 0001140361-17-041743 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:33:32 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
METHODOLOGY PUTS FUND A LTD. See All Filings	D	2017-11-09 13:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722233 Filed Document 0001722233-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:20:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Human Connective Venture, LLC See All Filings	D	2017-11-09 13:14:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001719084 Filed Document 0001719084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:14:15 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Azul Bay Resort Holdings, LLC See All Filings	D	2017-11-09 13:12:04 UTC
Amount To Be Raised $17,960,670 Associated Brokers / Dealers N/A CIK Number 0001721095 Filed Document 0001721095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:12:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CS Anaheim Holdings Management, LLC See All Filings	D	2017-11-09 13:09:42 UTC
Amount To Be Raised $24,200,000 Associated Brokers / Dealers N/A CIK Number 0001722186 Filed Document 0001171520-17-000462 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:09:42 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Catenary Alternatives Partners, LP See All Filings	D/A	2017-11-09 13:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA SELECT NETWORK, LLC CIK Number 0001557541 Filed Document 0000919574-17-007673 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor 777 Fund, L.P. See All Filings	D	2017-11-09 13:03:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721731 Filed Document 0001721731-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:03:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bright Locker, Inc. See All Filings	C/A	2017-11-09 12:27:18 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001607566 Filed Document 0001665160-17-000569 Accepted Date 2017-11-09 12:27:18 UTC Type of Offering C/A Security Offered Amount 2,994 Security Offered Type Common Stock State TEXAS
NREA Adair, DST See All Filings	D	2017-11-09 12:25:56 UTC
Amount To Be Raised $24,742,538 Associated Brokers / Dealers Highland Capital Funds Distributor, Inc. CIK Number 0001722121 Filed Document 0001722121-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:25:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Cove Credit Opportunity Fund, LP See All Filings	D	2017-11-09 12:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721936 Filed Document 0001721936-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:18:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peri Inc. See All Filings	D	2017-11-09 12:13:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001630387 Filed Document 0001630387-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:13:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Commonfund Strategic Solutions Global Equity, LLC See All Filings	D/A	2017-11-09 12:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001556090 Filed Document 0001473541-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:04:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 121 See All Filings	D	2017-11-09 11:45:21 UTC
Amount To Be Raised $90,077 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001721916 Filed Document 0001721916-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:45:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Keywise Phoenix Development Onshore Fund See All Filings	D/A	2017-11-09 11:32:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC CIK Number 0001534527 Filed Document 0001473541-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caption Partners, LP See All Filings	D/A	2017-11-09 11:31:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551048 Filed Document 0000919574-17-007668 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:31:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Y-Prime, Inc. See All Filings	D	2017-11-09 11:26:32 UTC
Amount To Be Raised $2,065,000 Associated Brokers / Dealers N/A CIK Number 0001586656 Filed Document 0001586656-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:26:32 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY STREET COMMINGLED EAFE EQUITY FUND, LP See All Filings	D/A	2017-11-09 11:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627305 Filed Document 0000919574-17-007666 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CF Innovations Group, Inc. See All Filings	D	2017-11-09 11:19:49 UTC
Amount To Be Raised $570,848 Associated Brokers / Dealers N/A CIK Number 0001721146 Filed Document 0000897069-17-000547 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:19:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CF Innovations Group, Inc. See All Filings	D	2017-11-09 11:14:36 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001721146 Filed Document 0000897069-17-000546 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:14:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt