Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Candlewood Financial Opportunities Fund, LLC See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583022 Filed Document 0000945621-14-000214 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OPV Investors, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers Norman Pappas CIK Number 0001615416 Filed Document 0001615416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Barker Partnership Fund See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615154 Filed Document 0001615154-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Movencorp Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001615468 Filed Document 0001615468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bergen Medical Products, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $2,090,316 Associated Brokers / Dealers N/A CIK Number 0001615712 Filed Document 0001615712-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
MatterFab Corp. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579376 Filed Document 0001579376-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
APOLETTO INVESTMENTS II, L.P. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615539 Filed Document 0001615539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graph Story, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001614758 Filed Document 0001614758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
FilmBot, Inc. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001602733 Filed Document 0001602733-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Savile Row SP Hedged Equity, LLC See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553728 Filed Document 0001553728-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Cottage Orthopedic & Spine Management Group, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $123,840 Associated Brokers / Dealers N/A CIK Number 0001614238 Filed Document 0001614238-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEALTHCARE ROYALTY PARTNERS III, L.P. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001582018 Filed Document 0001582018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIC Bancshares, Inc. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $4,006,762 Associated Brokers / Dealers N/A CIK Number 0001492536 Filed Document 0001492536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
VIDDER INC See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $6,523,088 Associated Brokers / Dealers N/A CIK Number 0001459778 Filed Document 0001459778-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kean Wind Turbines, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Kean Wind Turbines, Inc. CIK Number 0001563517 Filed Document 0001563517-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
3DplusMe, Inc. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,203,840 Associated Brokers / Dealers N/A CIK Number 0001604649 Filed Document 0001604649-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TINKA RESOURCES Ltd See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $11,518,248 Associated Brokers / Dealers N/A CIK Number 0001368845 Filed Document 0000949353-14-000119 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SQOOP, INC. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001615578 Filed Document 0001615578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Bloom Innovations, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers John Oram CIK Number 0001615534 Filed Document 0001615534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HOLLIS PARK OPPORTUNITIES FUND LP See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614098 Filed Document 0001614098-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
PHAROAHS TREASURE PARTNERSHIP See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $798,714 Associated Brokers / Dealers ALL FINRA REGSITERED REPRESENTATIVES CIK Number 0001615526 Filed Document 0001615526-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Impact Medical Strategies, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001615591 Filed Document 0001615591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CAPITAL COVE REO OPPORTUNITIES FUND II LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers CAPITAL COVE BANCORP LLC CIK Number 0001615769 Filed Document 0001615769-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Impax Fundamental Long-Term Opportunities in Water Fund, L.P. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608646 Filed Document 0000897069-14-000338 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MADE Global Brands, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001508597 Filed Document 0001508597-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
11 East 1st St. LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001538381 Filed Document 0001515971-14-000332 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Transilio, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001591383 Filed Document 0001591383-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
HackHands, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001615646 Filed Document 0001615646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sean Jenkins, Scott Mibu, and Mike Oshiro CIK Number 0001581871 Filed Document 0001095449-14-000110 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Synergem Technologies, Inc See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Tom Kolassa and Dean Calhoun CIK Number 0001615593 Filed Document 0001615593-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JMI Equity Fund VIII-A, L.P. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $970,000,000 Associated Brokers / Dealers N/A CIK Number 0001614226 Filed Document 0001614226-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GAM Unconstrained Bond Fund See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484496 Filed Document 0001484496-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PackPar Fund See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503506 Filed Document 0000902664-14-003311 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EveryWare Global, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $21,200,000 Associated Brokers / Dealers N/A CIK Number 0001532543 Filed Document 0001600219-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $Over $100,000,000 Type of Security Equity
SPYDER LYNK LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001400133 Filed Document 0001400133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
La Crosse Hotel Group LLC See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001601650 Filed Document 0001601650-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
General Quarters LP See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547874 Filed Document 0001547874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Vivacelle Bio, Inc. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001600053 Filed Document 0001600053-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
St. Crispin's, LP See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615612 Filed Document 0001615612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASL ANALYTICAL INC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001366608 Filed Document 0001366608-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Altoona Investors, L.P. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001615577 Filed Document 0001615577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Thayer Street SK-Com I, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613879 Filed Document 0001012975-14-000496 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Poverty Dignified, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001591615 Filed Document 0001591615-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
MESIROW FINANCIAL HOLDINGS INC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $422,029 Associated Brokers / Dealers N/A CIK Number 0000827221 Filed Document 0000827221-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Gentry-Solexel Investment LLC See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $3,208,403 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001550423 Filed Document 0001550423-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Scilex Pharmaceuticals Inc. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers NONE, NONE, and NONE CIK Number 0001603542 Filed Document 0000905718-14-000492 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Seedling Capital Partners, LP See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501417 Filed Document 0001501417-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Splendid Labs, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001583099 Filed Document 0000897069-14-000339 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SEI Core Property Fund, L.P. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504960 Filed Document 0001504960-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueShift Labs, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $2,579,996 Associated Brokers / Dealers N/A CIK Number 0001615885 Filed Document 0001615885-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity