Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Philadelphia Financial Life Assurance Co Separate Account VL133 See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Financial CIK Number 0001612191 Filed Document 0001612191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedShape, Inc. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001463845 Filed Document 0001463845-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LIghthouse Composite Segregated Portfolio, a segregated portfolio of Lighthouse Managed Futures Fund, SPC See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, JP Morgan Securities, Inc., APB Financial Group, Suntrust Investment Services, Inc., Capital Strategies Partners AV SA, Certitude Global Investments Limited, SunTrust Banks, Inc., Bank Julius Baer & Co. Ltd., Primores AG, Stifel, Nicolaus & Company, Incorporated, Deutsche Bank Securities, Inc., and Deutsche Bank Trust Company Americas CIK Number 0001470610 Filed Document 0001323161-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pollen, Inc. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $27,000,001 Associated Brokers / Dealers N/A CIK Number 0001508784 Filed Document 0001140361-14-031240 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Overbrook Select Fund, LP See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615876 Filed Document 0001315863-14-000472 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maerisland-Trident Fund, Ltd. See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582825 Filed Document 0001582825-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Marianas Fund Ltd. See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ounavarra Capital LLC CIK Number 0001582350 Filed Document 0000902664-14-003347 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GW TR Master Fund I LP See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526968 Filed Document 0000902664-14-003385 Exclusions or Exemptions 506b Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Alpha Master Fund, L.P. See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583713 Filed Document 0001583713-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salzman Offshore Ltd See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC. CIK Number 0001411892 Filed Document 0001411892-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Storage South Daytona, LLLP See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001615733 Filed Document 0001615733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hortican Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $1,541,945 Associated Brokers / Dealers M Partners Inc. CIK Number 0001603447 Filed Document 0001603447-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Social Finance Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers NA CIK Number 0001606846 Filed Document 0001606846-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Youngevity International, Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001569329 Filed Document 0001415889-14-002315 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kawa Solar Investments Offshore Ltd See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001615907 Filed Document 0001398344-14-003885 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Silverback Holdings Corp. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615001 Filed Document 0001615001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gatosk Operating Company, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001610050 Filed Document 0001610050-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CHILDRENS HEALTHCARE OF ATLANTA SURGERY CENTER AT MERIDIAN MARK PLAZA, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $828,000 Associated Brokers / Dealers N/A CIK Number 0001200058 Filed Document 0001200058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
East Lansing - Ashton Lake, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $2,059,081 Associated Brokers / Dealers N/A CIK Number 0001616044 Filed Document 0001616044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Jubilee Diversified Trend Fund, LP See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615362 Filed Document 0001615362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rxense, Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001616065 Filed Document 0001616065-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Loomis Sayles Intermediate Duration Fixed Income Trust See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494515 Filed Document 0001494515-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ASB ALLEGIANCE REAL ESTATE FUND, LP See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583736 Filed Document 0001583736-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Voya Mortgage Investment Master Fund See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511709 Filed Document 0001511709-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voya Mortgage Investment Fund See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554677 Filed Document 0001554677-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASTLE BIOSCIENCES INC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $1,501,000 Associated Brokers / Dealers N/A CIK Number 0001447362 Filed Document 0001447362-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Courtside Venture Partners RG, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001615579 Filed Document 0001615579-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Light Street Argon, L.P. See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552400 Filed Document 0001552400-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPF HedgeFocus Fund Ltd See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001615853 Filed Document 0001615853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disciplined Alpha Offshore Fund Ltd. See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583812 Filed Document 0001583812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RRM Opportunity Fund, L.L.C. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001614125 Filed Document 0001614125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Howell Preserve, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers Brantley Commercial Partners, LLC, G. Gary Nixon & Associates, LLC, and Smart Investors, LLC CIK Number 0001614919 Filed Document 0001614919-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Balam Fund I, L.P. See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001582127 Filed Document 0001582127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Human Brands Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001615862 Filed Document 0001615862-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Bybrook Capital Opportunities Fund LP See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615150 Filed Document 0000902664-14-003333 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Osteonovus, Inc. See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001595323 Filed Document 0001595323-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
SW Enterprises, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $50,880,000 Associated Brokers / Dealers N/A CIK Number 0001616121 Filed Document 0001616121-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Skyline Medical Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $977,565 Associated Brokers / Dealers N/A CIK Number 0001446159 Filed Document 0001144204-14-047177 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Innotrieve, Inc. See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers N/A CIK Number 0001583952 Filed Document 0001583952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Prologue Delaware Feeder Fund, L.P. See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Anchor Asset Management LLC CIK Number 0001453817 Filed Document 0001453817-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YGEIA Consulting Group, Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001615713 Filed Document 0001380389-14-000083 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DCP II Executives, L.P. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614836 Filed Document 0000902664-14-003340 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harpeth Financial Services, LLC See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498276 Filed Document 0001498276-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
RENREL PARTNERS LLC See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001613913 Filed Document 0001144204-14-047691 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Carmel Acquisition, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $4,125,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001615802 Filed Document 0001615802-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
EmergeVest Fund LP See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $45,700,000 Associated Brokers / Dealers N/A CIK Number 0001595188 Filed Document 0001595188-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juggernaut ASM Coinvestment, L.P. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001615771 Filed Document 0001615771-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vistria Fund, LP See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $148,585,000 Associated Brokers / Dealers N/A CIK Number 0001583046 Filed Document 0001140361-14-030655 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creador II, LLC See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001583186 Filed Document 0001583186-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
MitraSpan, Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $6,674,772 Associated Brokers / Dealers N/A CIK Number 0001554107 Filed Document 0001554107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity