Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Niki Gilbert, L.P. See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001646915 Filed Document 0001646915-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vape Holdings, Inc. See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001455819 Filed Document 0001213900-15-004937 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
York Multi-Strategy HedgeFocus Fund LP See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001605423 Filed Document 0001605423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encore Wealth, LLC See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646931 Filed Document 0001646931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axfund Cayman Feeder Fund See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647321 Filed Document 0001647321-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431697 Filed Document 0001315863-15-000558 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Picwell, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $4,018,438 Associated Brokers / Dealers N/A CIK Number 0001646215 Filed Document 0001646215-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FIR TREE VALUE FUND, L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918478 Filed Document 0001315863-15-000560 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Precision Midstream, LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615061 Filed Document 0001615061-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RREAF Harvard House, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001646925 Filed Document 0001646925-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zavante Therapeutics, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $4,184,863 Associated Brokers / Dealers N/A CIK Number 0001642422 Filed Document 0001140361-15-026281 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Immerge, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Immerge, LLC CIK Number 0001532093 Filed Document 0001532093-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
East Side Capital, L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Keith M. Rosenbloom and Stephen H. Hamrick CIK Number 0001314688 Filed Document 0000919574-15-005148 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clearstone Sports Network, Inc See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001614386 Filed Document 0001614386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PowerToFly Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $6,499,999 Associated Brokers / Dealers N/A CIK Number 0001646774 Filed Document 0001646774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Garganey, LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577152 Filed Document 0001577152-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Marcato Encore II, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646134 Filed Document 0000950142-15-001579 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcato Encore International Ltd. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646139 Filed Document 0000950142-15-001581 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monitor Venture Partners A Annex, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $1,194,998 Associated Brokers / Dealers N/A CIK Number 0001646317 Filed Document 0001646317-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inari Medical, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $12,405,000 Associated Brokers / Dealers N/A CIK Number 0001531048 Filed Document 0001531048-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Snap Trends, Inc. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001554481 Filed Document 0001554481-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fisher Investments Institutional Group Frontier Markets Equity Fund See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001646892 Filed Document 0001646892-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Investment Council Fund I, L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001625828 Filed Document 0001625828-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cognotion, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001625233 Filed Document 0001625233-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YHT Investors, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $17,400 Associated Brokers / Dealers N/A CIK Number 0001646582 Filed Document 0001646582-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-15-000565 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL SUN HOLDINGS, INC. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001646909 Filed Document 0001646909-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Signifyd, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $7,227,021 Associated Brokers / Dealers N/A CIK Number 0001564648 Filed Document 0001564648-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iValu8, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001646282 Filed Document 0001646282-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lomont Molding LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $2,507,500 Associated Brokers / Dealers N/A CIK Number 0001618025 Filed Document 0001618025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Elgin Energy LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001646917 Filed Document 0001646917-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Fir Tree Special Opportunities Fund V (Cayman) Ltd. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619559 Filed Document 0001315863-15-000572 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD ENHANCED LONG SHORT FUND LTD. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525956 Filed Document 0001405086-15-000189 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rockridge Capital Fund LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295420 Filed Document 0001295420-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-VTS-23-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $272,700 Associated Brokers / Dealers N/A CIK Number 0001646807 Filed Document 0001646807-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProtoKinetix, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
E-Line Ventures LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587856 Filed Document 0001587856-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
L.E. Manufacturing, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646427 Filed Document 0001646427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CPC Covercraft Holdings, LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $6,525,000 Associated Brokers / Dealers N/A CIK Number 0001646782 Filed Document 0001393725-15-000094 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cold Harbor Capital Partners, LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611625 Filed Document 0001611625-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Center Coast Core MLP Fund I, LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001521971 Filed Document 0001521971-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SONIC BLUE AEROSPACE INC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $2,551,255 Associated Brokers / Dealers N/A CIK Number 0001451999 Filed Document 0001451999-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Rowd-12-Fund, a series of AngelList Funds, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $677,000 Associated Brokers / Dealers N/A CIK Number 0001646086 Filed Document 0001646086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bear Creek Warehouse, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001565802 Filed Document 0001565802-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Audax Credit BDC Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001633858 Filed Document 0000945621-15-000214 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Heartis Fountainview Partners, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001647546 Filed Document 0001647546-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
2nd Skull, LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Not Applicable CIK Number 0001641888 Filed Document 0001641888-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CoastEdge Arclight VI, LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639355 Filed Document 0001639355-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Precision Midstream, LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615061 Filed Document 0001615061-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
International Growth & Value Fund See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646847 Filed Document 0001646847-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity