Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONAL PLANNING CORP/CA See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351905 Filed Document 0001351905-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Ares US Real Estate VIII Co-Invest, L.P. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $18,150,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001631629 Filed Document 0001631629-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Camp Menominee, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631645 Filed Document 0001631645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Araxid Prime, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001631819 Filed Document 0001631819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ESG Credit Macro Event Offshore Fund, Ltd. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001508929 Filed Document 0000919574-15-000718 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omaha Beach Partners, LP See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630782 Filed Document 0001630782-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bandstand NYC Ltd Liability Co See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001628777 Filed Document 0001628777-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BaseTrace, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001579019 Filed Document 0001579019-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Aero-Solar Max LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001631712 Filed Document 0001631712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MERLIN PARTNERS, LP See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INVERNESS SECURITIES, LLC, CORONADO INVESTMENTS, LLC, and HAMILTON MILLER INVESTMENTS, LLC CIK Number 0001431892 Filed Document 0000919574-15-000700 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meta Co See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $25,960,369 Associated Brokers / Dealers none CIK Number 0001584382 Filed Document 0001584382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Huntsville, LLLP See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001602183 Filed Document 0001602183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Seafront Technology Fund Series LLC, Series 2 See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $1,110,951 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001631571 Filed Document 0001631571-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
JACKSON NATIONAL LIFE INSURANCE CO See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000931788 Filed Document 0000931788-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
Alternative Investments Opportunity Ltd. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Venovate Marketplace, Inc. CIK Number 0001590820 Filed Document 0000902664-15-000262 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kazazian Capital Offshore Fund, Ltd. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542723 Filed Document 0001542723-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
REALTYSHARES 52, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001631430 Filed Document 0001631217-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ESG Nexus Fund LP See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001552343 Filed Document 0000919574-15-000712 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprocket LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001630919 Filed Document 0001630919-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
IORA HEALTH, INC. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $28,000,001 Associated Brokers / Dealers N/A CIK Number 0001532758 Filed Document 0001532758-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUMID TECHNOLOGIES INC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $4,250,001 Associated Brokers / Dealers N/A CIK Number 0001383277 Filed Document 0001383277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Oak Forest IL Self Storage, LP See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $1,316,000 Associated Brokers / Dealers N/A CIK Number 0001630637 Filed Document 0001630637-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Source Rock Royalties Ltd. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $24,228 Associated Brokers / Dealers N/A CIK Number 0001618573 Filed Document 0001618573-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Arbco Partners L P See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321620 Filed Document 0001613138-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SCHRODER INTERNATIONAL SMALL COMPANIES PORTFOLIO, A SEPARATE SERIES OF SCHRODER INVESTMENT PORTFOLIOS, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001388288 Filed Document 0001388288-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuGene International, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593549 Filed Document 0001615774-15-000162 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HMLP Private Investors LLC See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001378322 Filed Document 0000899140-15-000116 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SBC Latin America Housing Cayman Fund II, L.P. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631678 Filed Document 0001631678-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xolve, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $2,769,524 Associated Brokers / Dealers N/A CIK Number 0001508682 Filed Document 0001508682-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Jefferson Hotel Group, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers Jefferson Hotel Group, LLC CIK Number 0001631802 Filed Document 0001631802-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business IOWA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Inland Capital Property Fund 2015, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001631211 Filed Document 0001631211-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Axiom Laboratories, LLC See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001610698 Filed Document 0001610698-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
BRC Emerging Managers Fund of Funds, LP See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. Riley & Co., LLC CIK Number 0001516607 Filed Document 0001516607-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenfields Petroleum Corp See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $1,774,800 Associated Brokers / Dealers N/A CIK Number 0001486868 Filed Document 0001486868-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TRICON MANUFACTURED HOUSING COMMUNITIES LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES HARRISON, SCOTT HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001631449 Filed Document 0001631449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LyonRoss Partners Fund L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001385344 Filed Document 0001385344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedSeal, Inc. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001305683 Filed Document 0001305683-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eidolon Brands, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001631782 Filed Document 0001631782-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Bayport Martin Apartments Associates, LP, a Nevada limited partnership See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $3,155,000 Associated Brokers / Dealers None CIK Number 0001630903 Filed Document 0001104659-15-004798 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BERKSHIRE MULTIFAMILY USA PROPERTY PARTNERS REIT See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001631538 Filed Document 0001631538-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTAIR PARTNERS II, L.P. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631293 Filed Document 0000919574-15-000697 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avalon Theatrical Partners, Ltd Liability Co See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001631520 Filed Document 0001631520-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Allegro Ophthalmics, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $21,216,241 Associated Brokers / Dealers Aquilo Partners, L.P. CIK Number 0001631466 Filed Document 0001631466-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AWCB Investments, LLC See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001536892 Filed Document 0001536892-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Ares European Real Estate IV Co-Invest, L.P. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $26,500,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001631626 Filed Document 0001631626-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LUMEN LABS INC. See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001631821 Filed Document 0001631821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Bryan Energy LP #36-2014 See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Bryan Funding, Inc. CIK Number 0001622619 Filed Document 0001622619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Lanx Concentrated Offshore Fund I, Ltd See All Filings	D	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631075 Filed Document 0001631075-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHRODER EMERGING MARKETS DEBT FUND, A SEPARATE SERIES OF SCHRODER INVESTMENT PORTFOLIOS, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001376186 Filed Document 0001376186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternative Investments Opportunity, L.P. See All Filings	D/A	2015-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Venovate Marketplace, Inc. CIK Number 0001582976 Filed Document 0000902664-15-000261 Exclusions or Exemptions 506b Accepted Date 2015-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund