|
|
D/A |
2017-07-21 15:40:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677967
- Filed Document
- 0001677967-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:40:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 15:39:53 UTC |
- Amount To Be Raised
- $1,001,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707242
- Filed Document
- 0001707242-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:39:53 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 15:39:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc., Morgan Stanley Smith Barney LLC, and Citi Private Advisory, LLC
- CIK Number
- 0001458218
- Filed Document
- 0001458218-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:39:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 15:38:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Concept Capital Markets, LLC, Essex Radez, LLC, Spencer Edwards, Inc., Alternative Capital Sources, Ltd, Mark DeRolf, Brightworks Financial Services, LLC, David Lansburgh, Flying Cloud Securities LLC, Kenilworth Asset Management, LLC, Kerry Jordan, TRAC Financial Services, LLC, Walsten Corporation, ACS Execution Services, LLC, and Enclave Capital, LLC
- CIK Number
- 0001667526
- Filed Document
- 0001062993-17-003349
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:38:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 15:37:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Concept Capital Markets, LLC, Essex Radez, LLC, Spencer Edwards, Inc., Jeffrey Newman, Mark DeRolf, Brightworks Financial Services, LLC, Flying Cloud Securities LLC, Kenilworth Asset Management, LLC, Kerry Jordan, TRAC Financial Services, LLC, ACS Execution Services, LLC, and Enclave Capital, LLC
- CIK Number
- 0001667689
- Filed Document
- 0001062993-17-003348
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:37:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 15:36:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Rick Vogel, Jeffrey Newman, James Casselberry, David Clark, David Lansburgh, Gary Clark, John David, Josh Scheinfeld, Monarch Trading Ltd., Peregrine Financial Group, Perry Jonkheer, S-Cubed, Steve Walker, Subeck & Assoc., Ltd., Suzanne Black, and Walsten Corporation
- CIK Number
- 0001051096
- Filed Document
- 0001062993-17-003347
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:36:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 15:32:36 UTC |
- Amount To Be Raised
- $512,932
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613912
- Filed Document
- 0001613912-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:32:36 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 15:29:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Citi Private Advisory, LLC
- CIK Number
- 0001639417
- Filed Document
- 0001639417-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:29:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 15:28:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680259
- Filed Document
- 0001680259-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:28:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2017-07-21 15:28:03 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $107,000
- CIK Number
- 0001711575
- Filed Document
- 0001665160-17-000288
- Accepted Date
- 2017-07-21 15:28:03 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- CALIFORNIA
|
|
|
D/A |
2017-07-21 15:27:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001497826
- Filed Document
- 0001497826-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:27:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 15:26:17 UTC |
- Amount To Be Raised
- $250,775,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712121
- Filed Document
- 0001712121-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:26:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 15:25:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA and William F. Loehning III
- CIK Number
- 0001675584
- Filed Document
- 0001675584-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:25:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 15:25:23 UTC |
- Amount To Be Raised
- $370,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664959
- Filed Document
- 0001664959-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:25:23 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-07-21 15:15:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Citi Private Advisory, LLC
- CIK Number
- 0001584477
- Filed Document
- 0001584477-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:15:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 15:14:12 UTC |
- Amount To Be Raised
- $22,654,639
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001649606
- Filed Document
- 0001649606-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:14:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 15:00:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001280064
- Filed Document
- 0001544824-17-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 15:00:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 14:59:38 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001637499
- Filed Document
- 0001637499-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:59:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 14:55:46 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712591
- Filed Document
- 0001712591-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:55:46 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 14:53:33 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001637494
- Filed Document
- 0001637494-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:53:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 14:47:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Caedmon Partners LLP
- CIK Number
- 0001448746
- Filed Document
- 0001448746-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:47:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 14:47:32 UTC |
- Amount To Be Raised
- $5,749,940
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712596
- Filed Document
- 0000906318-17-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:47:32 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 14:40:33 UTC |
- Amount To Be Raised
- $25,025,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597545
- Filed Document
- 0001597545-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:40:33 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 14:40:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001697183
- Filed Document
- 0001697183-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:40:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 14:34:02 UTC |
- Amount To Be Raised
- $5,562,240
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647499
- Filed Document
- 0001647499-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:34:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-07-21 14:29:00 UTC |
- Amount To Be Raised
- $2,232,450
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001582085
- Filed Document
- 0001582085-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:29:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 14:26:19 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712311
- Filed Document
- 0001712311-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:26:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 14:11:21 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613595
- Filed Document
- 0001613595-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:11:21 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 14:07:17 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711262
- Filed Document
- 0001711262-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:07:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 14:07:15 UTC |
- Amount To Be Raised
- $2,830,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712448
- Filed Document
- 0001712448-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:07:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 14:05:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683465
- Filed Document
- 0001683465-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:05:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 14:05:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648569
- Filed Document
- 0001405086-17-000138
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:05:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 13:56:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458502
- Filed Document
- 0001507943-17-000100
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:56:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 13:53:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421275
- Filed Document
- 0001507943-17-000099
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:53:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 13:50:03 UTC |
- Amount To Be Raised
- $5,075,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712584
- Filed Document
- 0001712584-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:50:03 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 13:48:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694351
- Filed Document
- 0001507943-17-000098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:48:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 13:44:43 UTC |
- Amount To Be Raised
- $283,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712414
- Filed Document
- 0001712414-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:44:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 13:40:15 UTC |
- Amount To Be Raised
- $4,675,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712466
- Filed Document
- 0001712466-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:40:15 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 13:38:13 UTC |
- Amount To Be Raised
- $1,604,350
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712600
- Filed Document
- 0001712600-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:38:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A POS |
2017-07-21 13:38:12 UTC |
- Amount To Be Raised
- $2,274,420
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588504
- Filed Document
- 0001144204-17-037636
- Accepted Date
- 2017-07-21 13:38:12 UTC
- Type of Offering
- 1-A POS
- Industry
- FINANCE SERVICES
- Offering Tier
- Tier1
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $443,188
- State of Jurisdiction
- GEORGIA
- Type of Security
- Other(describe)
|
|
|
D |
2017-07-21 13:35:11 UTC |
- Amount To Be Raised
- $10,450,000
- Associated Brokers / Dealers
- JCC Advisors, LLC
- CIK Number
- 0001712476
- Filed Document
- 0001712476-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:35:11 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D |
2017-07-21 13:25:26 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577283
- Filed Document
- 0001477932-17-003455
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:25:26 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 13:19:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc., Morgan Stanley Smith Barney LLC, and Citi Private Advisory, LLC
- CIK Number
- 0001526366
- Filed Document
- 0001526366-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:19:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc
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D/A |
2017-07-21 13:13:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, John W. Akkerman, and Not Applicable
- CIK Number
- 0001609154
- Filed Document
- 0001140361-17-028375
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:13:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2017-07-21 13:10:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680221
- Filed Document
- 0001680221-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:10:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc
See All Filings
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D/A |
2017-07-21 13:10:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman
- CIK Number
- 0001609117
- Filed Document
- 0001140361-17-028373
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:10:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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MacKay Shields Emerging Markets Credit Portfolio, a sub-fund of Plainview Funds plc
See All Filings
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D/A |
2017-07-21 13:07:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman
- CIK Number
- 0001609144
- Filed Document
- 0001140361-17-028371
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:07:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2017-07-21 13:05:44 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712028
- Filed Document
- 0001712028-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:05:44 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2017-07-21 13:05:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001348211
- Filed Document
- 0000950103-17-006959
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:05:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc
See All Filings
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D/A |
2017-07-21 13:03:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, Not Applicable, and John W. Akkerman
- CIK Number
- 0001609116
- Filed Document
- 0001140361-17-028369
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:03:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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