Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KeyPoint Real Estate Offshore Opportunity Hedge Fund, Ltd. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551696 Filed Document 0001551696-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MeehanCombs Global Credit Opportunities Master Fund, LP See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570281 Filed Document 0001570281-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ancile Global Diversification Fund I LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321908 Filed Document 0001321908-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LIGHTING SCIENCE GROUP CORP See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $32,525,000 Associated Brokers / Dealers N/A CIK Number 0000866970 Filed Document 0000866970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Signpost Capital Master Fund Ltd. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540736 Filed Document 0000919574-15-002281 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNIVERSITY BANCORP INC /DE/ See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000811211 Filed Document 0000811211-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Mindbody, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,499,967 Associated Brokers / Dealers N/A CIK Number 0001458962 Filed Document 0001458962-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DYNAMIC DOMESTIC FUND LP See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219167 Filed Document 0000899140-15-000251 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vendian Entertainment LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001634398 Filed Document 0001140361-15-008249 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Aegis Holdings, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $21,313,576 Associated Brokers / Dealers N/A CIK Number 0001631825 Filed Document 0000898822-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
AudioFlix, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001564554 Filed Document 0001004878-15-000061 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Sense AI Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001634064 Filed Document 0001634064-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Caxton, Ltd. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526900 Filed Document 0001526900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cupps Small Cap Growth Fund, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528317 Filed Document 0001422219-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meural Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001622142 Filed Document 0001622142-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kelso Investment Associates IX, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, WENDY MAN YEE WONG, WENDY MAN YEE WONG, SIMON PAUL DUNN, SIMON PAUL DUNN, Mark Mason, Mark Mason, and Mohammed Afkhami CIK Number 0001624195 Filed Document 0001181431-15-002627 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CLUB MOTORSPORTS INC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001255733 Filed Document 0001255733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Klaff Markets Holdings LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $331,360,887 Associated Brokers / Dealers N/A CIK Number 0001634050 Filed Document 0001634050-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MeehanCombs Global Credit Opportunities Fund, LP See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570218 Filed Document 0001570218-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewCo Platform, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001633072 Filed Document 0001633072-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RGPC Investors, LLC - Series D See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001602684 Filed Document 0001602684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
SweetSense, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001633726 Filed Document 0001591408-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Gaball II See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers GABALL II LLC CIK Number 0001481219 Filed Document 0001481219-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NB ALPHA CAPTURE FUND LTD. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001600321 Filed Document 0001140361-15-007733 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DXA Eureka, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600182 Filed Document 0001140361-15-007505 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODSTOCK HOLDINGS INC. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Woodstock Financial Group Inc. CIK Number 0001095373 Filed Document 0001553350-15-000142 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
WhoPlusYou Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001547360 Filed Document 0001547360-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
COCONNECT, INC. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001088638 Filed Document 0001493152-15-000551 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Mend VIP, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001633792 Filed Document 0001633792-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Waldun Pharmaceuticals, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001634123 Filed Document 0001634123-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
McLean Plaza Associates, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $11,364,287 Associated Brokers / Dealers N/A CIK Number 0001633564 Filed Document 0001633564-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pronutria Biosciences, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $28,299,993 Associated Brokers / Dealers N/A CIK Number 0001633070 Filed Document 0001633070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Finicity Factoring Co I, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001572753 Filed Document 0001572753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Laurel Canyon Funds, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers None CIK Number 0001634051 Filed Document 0001634051-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Bernstein Alternative Investment Strategies, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512705 Filed Document 0000902664-15-000909 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW MORTGAGE SECURITIES DOMESTIC, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539665 Filed Document 0000902664-15-000911 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WIND ROSE FUND LTD See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424917 Filed Document 0001424917-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SoFi Professional Loan Program 2015-A LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $616,303 Associated Brokers / Dealers SoFi Securities LLC CIK Number 0001634127 Filed Document 0000897069-15-000161 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LOOP88, INC. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001599291 Filed Document 0001599291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Social Leverage Capital Fund II, L.P. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001616552 Filed Document 0001616552-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fairview Opportunity Fund, L.P. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001633549 Filed Document 0001633549-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FormZapper.com, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $451,358 Associated Brokers / Dealers N/A CIK Number 0001607685 Filed Document 0001607685-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Signpost Capital Fund Ltd. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540735 Filed Document 0000919574-15-002013 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DotAlign, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,913,370 Associated Brokers / Dealers N/A CIK Number 0001514754 Filed Document 0001514754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unchained Labs See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001633723 Filed Document 0001633723-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atheer, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001595879 Filed Document 0001595879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Special Opportunities Ltd. II SPC, Segregated Portfolio C See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001627884 Filed Document 0001627884-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE RIDGE DAY SURGERY CENTER L P See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $904,000 Associated Brokers / Dealers N/A CIK Number 0000911513 Filed Document 0000911513-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity