Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rover Labs Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634148 Filed Document 0001634148-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TMG SBS, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001633555 Filed Document 0001633555-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
FUTURE FORE INC. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633722 Filed Document 0001633722-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
EIGER BIOPHARMACEUTICALS INC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $9,048,000 Associated Brokers / Dealers N/A CIK Number 0001454815 Filed Document 0001454815-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SaviCorp See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001096637 Filed Document 0001019687-15-000645 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hauser Private Equity Core Fund II, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $100,100,000 Associated Brokers / Dealers N/A CIK Number 0001588109 Filed Document 0001588109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
Zebra Medical Technologies, Inc. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001619556 Filed Document 0001619556-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tealium Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $30,688,922 Associated Brokers / Dealers N/A CIK Number 0001537531 Filed Document 0001140361-15-007407 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Miragen Therapeutics Inc See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001417827 Filed Document 0001417827-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
MeehanCombs Global Credit Opportunities Fund (Cayman), LP See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570280 Filed Document 0001570280-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reven Pharmaceuticals, Inc. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001556231 Filed Document 0000897069-15-000162 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OBLONG INDUSTRIES, INC. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001420890 Filed Document 0001420890-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rochester Self Storage OpCo LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001633364 Filed Document 0001633364-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SG Aurora Fund (Onshore) L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483918 Filed Document 0001140361-15-007685 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intermountain Healthcare Innovation Fund I, LP See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001630224 Filed Document 0001630224-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLL INVESTORS, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000935790 Filed Document 0000935790-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Uptown Network, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $4,865,220 Associated Brokers / Dealers N/A CIK Number 0001633934 Filed Document 0001633934-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
B. Riley Financial, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $6,666,660 Associated Brokers / Dealers N/A CIK Number 0001464790 Filed Document 0001615774-15-000308 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Offshore Fund Ltd See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391245 Filed Document 0000899140-15-000254 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NGA Capital Feeder Fund Ltd See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nomura Securities International, Inc. CIK Number 0001633947 Filed Document 0001633947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Healthcare, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $422,731,204 Associated Brokers / Dealers N/A CIK Number 0001351051 Filed Document 0000950172-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Opargo, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001593866 Filed Document 0001593866-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Contour Opportunity Fund, L.P. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001634046 Filed Document 0001634046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChanRx Corp. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $31,851,132 Associated Brokers / Dealers N/A CIK Number 0001609970 Filed Document 0001609970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CACHET FINANCIAL SOLUTIONS, INC. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers Northland Securities, Inc. and Scarsdale Equities LLC CIK Number 0001487906 Filed Document 0001629990-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ample Hills Creamery, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001634253 Filed Document 0001634253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
iCap Pacific Northwest Opportunity & Income Fund, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Skyway Advisors, LLC, Pariter Securities, LLC, Advisory Group Equity Services LTD., Ausdal Financial Partners, Inc., Bradley Wealth Management, LLC, Chauner Securities, Inc., Claraphi Advisory Network, LLC, Cobalt Capital, Inc., IBN Financial Services, Inc., Gardner Financial Services, Inc., iCap Pacific NW Management, LLC, Wall Street Strategies, Inc., Merrimac Corporate Securities, Inc., and Titan Securities CIK Number 0001594277 Filed Document 0001594277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Primary Holdings, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616671 Filed Document 0001616671-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Shea Ventures Opportunity Fund A-V, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001633833 Filed Document 0001627221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENSATIONAL SOLES, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001634082 Filed Document 0001634082-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Innovational Funding, LLC Project #40 See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001631490 Filed Document 0001631490-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VIDDER INC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $11,999,996 Associated Brokers / Dealers N/A CIK Number 0001459778 Filed Document 0001459778-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Instevent, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001553246 Filed Document 0001553246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
EquityZen ZocDoc Fund II LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam CIK Number 0001633961 Filed Document 0001445866-15-000156 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Freeport Bancshares, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001632770 Filed Document 0001632770-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
ENDEAVOUR CAPITAL PARTNERS LP See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000924821 Filed Document 0001012975-15-000124 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Lexcom Development, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001634128 Filed Document 0001634128-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VK Industrial III Feeder A, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001632482 Filed Document 0001632482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
GLL INVESTORS II, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353303 Filed Document 0000935790-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
LP Operating, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
StreetShares, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607838 Filed Document 0001607838-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SilverArc Capital Alpha Fund I, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549634 Filed Document 0001549634-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signpost Capital Partners, LP See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540737 Filed Document 0000919574-15-002061 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERTON TUNICA L.L.C. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers FPCG, LLC CIK Number 0001476607 Filed Document 0001476607-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Cadence Retail Income Fund LP See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001630239 Filed Document 0001630239-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Dream Payments Corp. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $510,279 Associated Brokers / Dealers N/A CIK Number 0001634220 Filed Document 0001193805-15-000291 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Aruba Topco, L.P. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $530,000,000 Associated Brokers / Dealers N/A CIK Number 0001633526 Filed Document 0001633526-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USARAD Holdings, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634075 Filed Document 0001634075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
UVLrx Therapeutics, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001546059 Filed Document 0001546059-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bramshill Opportunities Fund, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600029 Filed Document 0001600029-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund