|
|
1-A/A |
2017-07-26 17:13:13 UTC |
- Amount To Be Raised
- $115,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688804
- Filed Document
- 0001688804-17-000012
- Accepted Date
- 2017-07-26 17:13:13 UTC
- Type of Offering
- 1-A/A
- Industry
- MOTOR VEHICLES & PASSENGER CAR BODIES
- Offering Tier
- Tier2
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $0
- State of Jurisdiction
- DELAWARE
- Type of Security
- Other(describe)
|
|
|
D |
2017-07-26 17:08:20 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712962
- Filed Document
- 0001712962-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 17:08:20 UTC
- Type of Offering
- D
- Industry
- Health Insurance
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 17:06:03 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634122
- Filed Document
- 0001634122-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-07-26 17:06:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 17:05:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712833
- Filed Document
- 0001712833-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-07-26 17:05:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
GQG Partners International Equity Fund - GQG Partners Series LLC
See All Filings
|
D/A |
2017-07-26 17:04:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679903
- Filed Document
- 0001679903-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 17:04:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 17:04:25 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698807
- Filed Document
- 0001698807-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-07-26 17:04:25 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 16:58:26 UTC |
- Amount To Be Raised
- $2,455,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001417917
- Filed Document
- 0001417917-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:58:26 UTC
- Type of Offering
- D/A
- Industry
- Investment Banking
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 16:55:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679902
- Filed Document
- 0001679902-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:55:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2017-07-26 16:49:14 UTC |
- Amount To Be Raised
- $49,999,380
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001374128
- Filed Document
- 0001235802-17-000118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:49:14 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2017-07-26 16:47:56 UTC |
- Amount To Be Raised
- $1,249,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712588
- Filed Document
- 0000905718-17-000729
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:47:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 16:46:04 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712673
- Filed Document
- 0001712673-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:46:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 16:45:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Bain Capital Distributors, LLC
- CIK Number
- 0001712855
- Filed Document
- 0001711436-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:45:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
GQG Partners Emerging Markets Equity Fund - GQG Partners Series LLC
See All Filings
|
D/A |
2017-07-26 16:41:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679904
- Filed Document
- 0001679904-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:41:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2017-07-26 16:38:58 UTC |
- Amount To Be Raised
- $1,124,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602928
- Filed Document
- 0001602928-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:38:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 16:34:33 UTC |
- Amount To Be Raised
- $4,258,149
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504011
- Filed Document
- 0000905718-17-000727
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:34:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 16:33:33 UTC |
- Amount To Be Raised
- $9,999,957
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640287
- Filed Document
- 0001640287-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:33:33 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 16:29:29 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A and N/A
- CIK Number
- 0001679866
- Filed Document
- 0001140361-17-028731
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:29:29 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-26 16:21:33 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687366
- Filed Document
- 0001687366-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:21:33 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 16:17:17 UTC |
- Amount To Be Raised
- $24,713,805,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill, Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001700736
- Filed Document
- 0000950142-17-001389
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:17:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 16:16:53 UTC |
- Amount To Be Raised
- $4,065,118
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547741
- Filed Document
- 0001547741-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:16:53 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 16:16:49 UTC |
- Amount To Be Raised
- $24,713,805,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001700744
- Filed Document
- 0000950142-17-001388
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:16:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 16:16:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712255
- Filed Document
- 0000919574-17-005600
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:16:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 16:16:11 UTC |
- Amount To Be Raised
- $24,713,805,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001700632
- Filed Document
- 0000950142-17-001387
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:16:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 16:15:37 UTC |
- Amount To Be Raised
- $24,713,805,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001700633
- Filed Document
- 0000950142-17-001386
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:15:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 16:15:08 UTC |
- Amount To Be Raised
- $24,713,805,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001700634
- Filed Document
- 0000950142-17-001385
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:15:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 16:13:43 UTC |
- Amount To Be Raised
- $24,713,805,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001700635
- Filed Document
- 0000950142-17-001384
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:13:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 16:11:52 UTC |
- Amount To Be Raised
- $24,713,805,000
- Associated Brokers / Dealers
- Larrain Vial Activos S.A. Administradora General de Fondos, Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001700636
- Filed Document
- 0000950142-17-001383
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:11:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 16:02:49 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702924
- Filed Document
- 0001415889-17-001277
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:02:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 16:01:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sean Jenkins, Scott Mibu, and Mike Oshiro
- CIK Number
- 0001581871
- Filed Document
- 0001095449-17-000080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 16:01:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 15:58:43 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685567
- Filed Document
- 0001144204-17-038314
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:58:43 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 15:58:34 UTC |
- Amount To Be Raised
- $8,120,000
- Associated Brokers / Dealers
- TEXAKOMA FINANCIAL INC.
- CIK Number
- 0001312331
- Filed Document
- 0001312331-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:58:34 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2017-07-26 15:58:33 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687366
- Filed Document
- 0001687366-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:58:33 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 15:54:06 UTC |
- Amount To Be Raised
- $8,466,069
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712861
- Filed Document
- 0001712861-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:54:06 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 15:51:21 UTC |
- Amount To Be Raised
- $162,972,388
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001126461
- Filed Document
- 0001126461-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:51:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 15:46:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713109
- Filed Document
- 0001713109-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:46:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 15:44:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Scott Mibu, Mike Oshiro, Patrick Moriarty, Sean Jenkins, and Arnold L. Mintz
- CIK Number
- 0001395296
- Filed Document
- 0001095449-17-000079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:44:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-26 15:40:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001085394
- Filed Document
- 0001405086-17-000141
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:40:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 15:38:40 UTC |
- Amount To Be Raised
- $525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713134
- Filed Document
- 0001713134-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:38:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 15:37:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Scott Mibu, Mike Oshiro, and Sean Jenkins
- CIK Number
- 0001612092
- Filed Document
- 0001095449-17-000078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:37:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C/A |
2017-07-26 15:34:25 UTC |
- Financial Interest
- No
- Filing Platform
- Wefunder Portal LLC
- Offering Amount
- $1,000,000
- CIK Number
- 0001703592
- Filed Document
- 0001670254-17-000206
- Accepted Date
- 2017-07-26 15:34:25 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 100,000
- Security Offered Type
- Other
- State
- MICHIGAN
|
|
|
D |
2017-07-26 15:34:24 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677595
- Filed Document
- 0001677595-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:34:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-07-26 15:28:56 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582186
- Filed Document
- 0001582186-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:28:56 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 15:23:49 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713096
- Filed Document
- 0001713096-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:23:49 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 15:20:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC, Credit Suisse Securities (USA) LLC, Jefferies and Company, Hodes Weill, Wells Fargo Clearing Services, LLC, UBS Financial Services, Inc., and Robertson Stephens Advisors LLC
- CIK Number
- 0001466409
- Filed Document
- 0001566089-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:20:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-26 15:14:41 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597791
- Filed Document
- 0001597791-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:14:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-07-26 15:06:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509794
- Filed Document
- 0000950103-17-007108
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:06:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 15:04:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427083
- Filed Document
- 0000950103-17-007106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 15:04:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-26 15:00:19 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- WealthForge Securities, LLC
- CIK Number
- 0001713017
- Filed Document
- 0001713017-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-07-26 15:00:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2017-07-26 14:57:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612407
- Filed Document
- 0001612407-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 14:57:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-26 14:51:13 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Circleup Network, Inc.
- CIK Number
- 0001691809
- Filed Document
- 0001691809-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-26 14:51:13 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|