|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634142
- Filed Document
- 0001634142-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634270
- Filed Document
- 0001634270-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001442329
- Filed Document
- 0001442329-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541829
- Filed Document
- 0001541829-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse USA LLC, SunTrust, and Bel Air
- CIK Number
- 0001483252
- Filed Document
- 0001483252-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,320,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568923
- Filed Document
- 0001568923-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634433
- Filed Document
- 0001634433-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594455
- Filed Document
- 0001594455-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MONTANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590733
- Filed Document
- 0000902664-15-001321
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631743
- Filed Document
- 0001631743-15-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Fusion Analytics Securities
- CIK Number
- 0001629992
- Filed Document
- 0001013762-15-000171
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GAM Services Inc.
- CIK Number
- 0001469833
- Filed Document
- 0001469833-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Maymont Partners, Inc., Anchor Asset Management LLC, Frontier Solutions, LLC, Norfolk Markets, LLC, and James River Securities Corp.
- CIK Number
- 0001077921
- Filed Document
- 0001077921-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $5,675,000
- Associated Brokers / Dealers
- EDI Financial Inc
- CIK Number
- 0001633421
- Filed Document
- 0001633421-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001393834
- Filed Document
- 0001144204-15-011111
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634518
- Filed Document
- 0001634518-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634441
- Filed Document
- 0001634441-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001634521
- Filed Document
- 0001634521-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427169
- Filed Document
- 0001144204-15-011109
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001370040
- Filed Document
- 0001370040-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634377
- Filed Document
- 0001634377-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567146
- Filed Document
- 0001567146-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001023399
- Filed Document
- 0000919574-15-002329
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634425
- Filed Document
- 0001634425-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $564,243
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592321
- Filed Document
- 0001592321-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $2,053,198
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632969
- Filed Document
- 0001140361-15-008135
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580180
- Filed Document
- 0001580180-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001118330
- Filed Document
- 0001118330-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504682
- Filed Document
- 0001504682-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633282
- Filed Document
- 0001633282-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001429979
- Filed Document
- 0001429979-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- Growth Capital Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001631284
- Filed Document
- 0001631284-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001430080
- Filed Document
- 0001430080-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $515,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634598
- Filed Document
- 0001634086-15-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634086
- Filed Document
- 0001634086-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- Babson Capital Securities LLC
- CIK Number
- 0001634031
- Filed Document
- 0001634031-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569824
- Filed Document
- 0001569824-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507328
- Filed Document
- 0001507328-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001254282
- Filed Document
- 0001254282-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634176
- Filed Document
- 0001634176-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600510
- Filed Document
- 0001600510-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578744
- Filed Document
- 0001315863-15-000191
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634175
- Filed Document
- 0001634175-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001243631
- Filed Document
- 0001243631-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542746
- Filed Document
- 0001542746-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Maymont Partners, Inc., James River Securities Corp., Norfolk Markets, LLC, Frontier Solutions, LLC, and H.C. Wainwright & Co., LLC
- CIK Number
- 0001469720
- Filed Document
- 0001469720-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- TriPoint Global Equities, LLC
- CIK Number
- 0001634567
- Filed Document
- 0001144204-15-011141
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- $3,000,089
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634570
- Filed Document
- 0001015325-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Newport Group Securities, Inc., FAS Corp., and UBS Financial Services
- CIK Number
- 0001132469
- Filed Document
- 0001132469-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001170883
- Filed Document
- 0000919574-15-002335
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|