Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Providence MBS Fund, LP See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Vantage Securities Inc., Laureate Wealth Management, LLC, Direct Access Partners, LLC, First Liberties Securities, Inc., and LJS Capital, LLC CIK Number 0001291322 Filed Document 0001013594-15-000155 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
BAUPOST LTD PARTNERSHIP 1983 B-1 See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000715917 Filed Document 0000715917-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ebbu LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001634129 Filed Document 0001634129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HERO DVO INVESTOR, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $50,321,000 Associated Brokers / Dealers N/A CIK Number 0001634473 Filed Document 0001015325-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
myProcess Corp dba Snapflow See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615168 Filed Document 0001615168-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sapheneia Inc. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602914 Filed Document 0001602914-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Modsys International Ltd See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $21,188,589 Associated Brokers / Dealers N/A CIK Number 0001029581 Filed Document 0001029581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Power Partners II, L.P. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Avalon Wealth Management, LLC, and Etgal Holdings, Ltd. CIK Number 0001610053 Filed Document 0001140361-15-008093 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQFTx, Inc. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001634391 Filed Document 0001634391-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Heatwurx, Inc. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001533743 Filed Document 0001441557-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HOMELAND URANIUM INC. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers Tor Brokerage LLC CIK Number 0001621906 Filed Document 0001621906-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GIGA TRONICS INC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $1,291,329 Associated Brokers / Dealers N/A CIK Number 0000719274 Filed Document 0001437749-15-003120 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Southie Living I LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $682,753 Associated Brokers / Dealers None CIK Number 0001634339 Filed Document 0001634339-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Guayacan Fund of Funds IV, L.P. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001634605 Filed Document 0001634605-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul, Co. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001572810 Filed Document 0001572810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
COSKATA INC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001372761 Filed Document 0001140361-15-008620 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
WOODFUELS INVESTMENT, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers EDI Financial, Inc. CIK Number 0001597854 Filed Document 0001065949-15-000056 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Enterprise Risk Control, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001580495 Filed Document 0001209191-15-017888 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
EnGeneIC Ltd. (ABN: 59 091 336 499) See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001522586 Filed Document 0000897069-15-000175 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Debt
MatterFab Corp. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $7,769,632 Associated Brokers / Dealers N/A CIK Number 0001579376 Filed Document 0001579376-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FlyBy Media, Inc. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001519777 Filed Document 0001519777-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Iridescent Entertainment-NA, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001634461 Filed Document 0001634460-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CSHG FIX USD Fund, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460455 Filed Document 0001460455-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Midwestern BioAg, Inc. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001612631 Filed Document 0001612631-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Landscape Illiquid Fund II, LP - Series 3 Landscape Venture Fund 2 See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001633550 Filed Document 0001592915-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
III Global Ltd. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Citigroup Global Markets Inc., James River Securities Corp., Frontier Solutions, LLC, and Norfolk Markets, LLC CIK Number 0001469719 Filed Document 0001469719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRESHAM A PLUS FUND LLC See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483673 Filed Document 0001140361-15-008100 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Planet Found Energy Development LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001634023 Filed Document 0001634023-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Providence MBS Fund, Ltd. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Vantage Securities Inc., Laureate Wealth Management, LLC, Direct Access Partners, LLC, First Liberties Securities, Inc., and LJS Capital, LLC CIK Number 0001291380 Filed Document 0001013594-15-000156 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
BAUPOST LTD PARTNERSHIP 1983 C-1 See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000715916 Filed Document 0000715916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Racktop Systems, Inc. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001634020 Filed Document 0001634020-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LGP Associates VI-A LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001568921 Filed Document 0001568923-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
United Catalyst, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001634487 Filed Document 0001634487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
BAUPOST LIMITED PARTNERSHIP 1987 F-1 See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000825744 Filed Document 0000825744-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REALTYSHARES 62, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers N/A CIK Number 0001634596 Filed Document 0001634086-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Keep Holdings, Inc. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $4,499,000 Associated Brokers / Dealers N/A CIK Number 0001501349 Filed Document 0001168404-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Andurand Commodities Fund LP See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570199 Filed Document 0000902664-15-001322 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GAM Beachwood Total Return Fund, L.L.C. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469834 Filed Document 0001469834-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommercialTribe Inc. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised $3,975,000 Associated Brokers / Dealers N/A CIK Number 0001607576 Filed Document 0001607576-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Quid Financial Services, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001634383 Filed Document 0001634383-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
DMK NAVY PIER, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634584 Filed Document 0001634584-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Iris PR Management, Inc. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001634515 Filed Document 0001634515-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SE Holiday (New Orleans), LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001634080 Filed Document 0001634080-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bondhawk Systems, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001587663 Filed Document 0001587663-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Iridescent Entertainment, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001634460 Filed Document 0001634460-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE PILLAR INC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $13,931,808 Associated Brokers / Dealers N/A CIK Number 0001438197 Filed Document 0001438197-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
REALTYSHARES 66, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001634597 Filed Document 0001634086-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
REALTYSHARES 65, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001634087 Filed Document 0001634086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ADVISORS HEDGE FUND LLC See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094544 Filed Document 0001094544-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
XLerant Inc See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001422929 Filed Document 0001209191-15-016394 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other