Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CRITERION INSTITUTIONAL PARTNERS LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260054 Filed Document 0001260054-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBD 2015 Offshore, L.P. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001635879 Filed Document 0001140361-15-012277 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DiaVacs, Inc. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001575240 Filed Document 0001575240-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CVC Growth Partners Associates L.P. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636477 Filed Document 0001636477-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DESRI IV, L.L.C. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001582730 Filed Document 0001582730-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESLEY CAPITAL, LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001434847 Filed Document 0000919574-15-002972 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AvaTech, Inc. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $3,532,483 Associated Brokers / Dealers N/A CIK Number 0001591511 Filed Document 0001591511-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Jacobs Levy 130-30 Core 3 Fund, LLC See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430090 Filed Document 0000919574-15-002976 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NUWAVE INVESTMENT PARTNERS LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488067 Filed Document 0001013594-15-000245 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CORSAIR CAPITAL INVESTORS LTD See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Buckman, Buckman & Reid, Inc., J.H. DARBIE & CO., INC., and Award Capital Advisory Limited CIK Number 0001456210 Filed Document 0001013594-15-000221 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001162596 Filed Document 0001162596-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevet Direct Lending - Short Duration Fund, L.P. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456411 Filed Document 0001456411-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWBROOK CAPITAL PARTNERS LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460462 Filed Document 0001315863-15-000290 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royal Warrants Inc. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001579132 Filed Document 0001579132-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tunesat, LLC See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001483602 Filed Document 0001483602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ROYAL BANK OF CANADA See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $3,735,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-002423 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
BAY STREET ASSOCIATES LTD See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000843550 Filed Document 0000843550-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
RED KITE COMPASS FUND L P See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367677 Filed Document 0000947871-15-000193 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MESIROW ALTERNATIVE STRATEGIES FUND, L.P. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, Wells Fargo Advisors, LLC, and Stifel, Nicolaus & Company, Inc. CIK Number 0001001315 Filed Document 0001001315-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KYNIKOS OPPORTUNITY FUND INTERNATIONAL LTD See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460037 Filed Document 0001144204-15-016636 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Colchis/Marlette Income Fund, Ltd. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603209 Filed Document 0000935836-15-000178 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phase II Fund LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542859 Filed Document 0001140361-15-012620 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimplyWishes, Inc. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $600 Associated Brokers / Dealers N/A CIK Number 0001636239 Filed Document 0001636239-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund IV, LLC See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised $3,209,202 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001632066 Filed Document 0001632066-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ZEVIA LLC See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $11,829,023 Associated Brokers / Dealers N/A CIK Number 0001436331 Filed Document 0001140361-15-012947 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Strategic Fund II LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484600 Filed Document 0001484600-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stone Lion Fund L.P. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451593 Filed Document 0001315863-15-000288 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROSPECT STREET PARTNERS LTD See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871840 Filed Document 0000871840-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Wynsun Capital Technology Fund See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GATE US, LLC CIK Number 0001636767 Filed Document 0001636767-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
PCIP Portofino Series See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $4,435,700 Associated Brokers / Dealers N/A CIK Number 0001635565 Filed Document 0001635565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
LifeDojo Inc. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $1,410,075 Associated Brokers / Dealers N/A CIK Number 0001637450 Filed Document 0001637450-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Helpful Alliance Co See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001561257 Filed Document 0001561257-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Beach Point Dynamic Income Fund LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588148 Filed Document 0001588148-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Iconic Brands, Inc. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001636672 Filed Document 0001636672-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LINCOLN ASSOCIATES LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominic Marsicovetere and Christopher Santini CIK Number 0000799539 Filed Document 0001013594-15-000240 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INDIAN CREEK INVESTORS L P See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369253 Filed Document 0001013594-15-000238 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Unterberg Koller Capital Fund, L.P. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594944 Filed Document 0000902664-15-001810 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miura Global Partners II, LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001385977 Filed Document 0000919574-15-002988 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNIKEY TECHNOLOGIES INC. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001552389 Filed Document 0001552389-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
URSUS PARTNERS L P See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000884860 Filed Document 0001144204-15-016624 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kynikos Opportunity Fund, L.P. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277008 Filed Document 0001144204-15-016629 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
root9B Technologies Inc. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $4,055,498 Associated Brokers / Dealers N/A CIK Number 0001272550 Filed Document 0001140361-15-012113 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RADCLIFFE DOMESTIC ULTRA SHORT DURATION FUND, L.P. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479689 Filed Document 0000919574-15-002983 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge Street 2015, L.P. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001635877 Filed Document 0001140361-15-012271 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OptMed, Inc. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001469988 Filed Document 0001469988-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Cameroon Enterprises, LLC See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001636316 Filed Document 0000905718-15-000308 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DIKER MICRO-CAP FUND, LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460913 Filed Document 0000902664-15-001808 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tamus ARS Fund LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571966 Filed Document 0001140361-15-012269 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWIN OFFSHORE, LTD. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180089 Filed Document 0000902664-15-001795 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIKER SMALL-CAP FUND, LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270623 Filed Document 0000902664-15-001803 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund