Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GUGGENHEIM LOAN FUND, LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001588382 Filed Document 0000899140-15-000695 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Whiskey Row 3, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001655392 Filed Document 0001655392-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
PointBridge Fund Ltd See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618771 Filed Document 0000950142-15-002060 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hapten Sciences, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001526465 Filed Document 0001526465-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Happy Creek Minerals Ltd. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $828,750 Associated Brokers / Dealers N/A CIK Number 0001653011 Filed Document 0001653011-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Sunshine Gold Investment Fund, LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652689 Filed Document 0001652689-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business POLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Bridges Partners Fund LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586065 Filed Document 0001586065-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Mile Capital/Huron SPV, LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $8,670,000 Associated Brokers / Dealers N/A CIK Number 0001652562 Filed Document 0001652562-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Loop Labs, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616783 Filed Document 0001616783-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Plexus Entertainment, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $5,657,426 Associated Brokers / Dealers N/A CIK Number 0001548598 Filed Document 0001548598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zift Solutions Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $25,560,000 Associated Brokers / Dealers N/A CIK Number 0001492064 Filed Document 0001492064-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GAVEKAL ASIAN VALUE FUND See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652680 Filed Document 0001405086-15-000242 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Alpha TMT Select Onshore Fund LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652868 Filed Document 0001652868-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caddis Funding, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $334,950 Associated Brokers / Dealers N/A CIK Number 0001652807 Filed Document 0001652807-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Riverstone Credit Partners, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC CIK Number 0001635960 Filed Document 0001635960-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cathay Capital North American-Sino Fund (B), LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001652488 Filed Document 0001652487-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Partners Group Capital LLC See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619278 Filed Document 0001642024-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argent Mill, Inc See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001653149 Filed Document 0000896595-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Bazean Corp. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652796 Filed Document 0001652796-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
David Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652571 Filed Document 0001652571-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
City View Townhomes, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001652780 Filed Document 0001652780-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Caerus DT Fund, LLC See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618858 Filed Document 0001618858-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TechU Angels Venture Partners LLC - Series C See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652617 Filed Document 0001652617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLL Partners Fund VII, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001618460 Filed Document 0000950172-15-000086 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Cerebellum Multi-Strategy Fund, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559786 Filed Document 0001559786-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equinox OTP Investments, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001652802 Filed Document 0001652802-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ADESTO TECHNOLOGIES Corp See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $2,249,999 Associated Brokers / Dealers N/A CIK Number 0001395848 Filed Document 0001168404-15-000023 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
A-GEJ-16-Fund, a series of AngelList-InPe-Funds, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $95,936 Associated Brokers / Dealers N/A CIK Number 0001652651 Filed Document 0001652651-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argent Mill, Inc See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001653149 Filed Document 0000896595-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
PointBridge Fund LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619370 Filed Document 0000950142-15-002061 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LMCG Emerging Markets Equity Fund, Ltd. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585656 Filed Document 0001652684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ross Penn Dutch Plaza LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $3,507,000 Associated Brokers / Dealers N/A CIK Number 0001652375 Filed Document 0001652375-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Fund See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652552 Filed Document 0001652552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Group Direct Equity 2016 (USD) A, L.P. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652543 Filed Document 0001652543-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandler Cres I, LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571790 Filed Document 0001571790-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAVEKAL GLOBAL ASSET ALLOCATION UCITS FUND See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652681 Filed Document 0001405086-15-000243 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Gryphon BH Funding, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001652764 Filed Document 0001652764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
DOTS DEVICES, INC. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $8,512,000 Associated Brokers / Dealers N/A CIK Number 0001652512 Filed Document 0001140361-15-034644 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SeaView Income Partners, LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652137 Filed Document 0001652137-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Americas Silver Corp See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,278,645 Associated Brokers / Dealers N/A CIK Number 0001286973 Filed Document 0001062993-15-004972 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Share2Give, Inc. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623699 Filed Document 0001623699-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CLUTTER INC. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,341,748 Associated Brokers / Dealers N/A CIK Number 0001640279 Filed Document 0001640279-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Research Alpha Fund, L.P. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651294 Filed Document 0001144204-15-054358 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERNORTH MUNICIPAL PARTNERS, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500640 Filed Document 0001500640-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Codefied Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $8,217,264 Associated Brokers / Dealers N/A CIK Number 0001583975 Filed Document 0001583975-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REACH Health, Inc. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001500088 Filed Document 0001500088-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cathay Capital North American-Sino Fund (A), LP See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001652487 Filed Document 0001652487-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Crescent Park FOF Partners, L.P. See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618219 Filed Document 0000935836-15-000475 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granular, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $21,058,523 Associated Brokers / Dealers N/A CIK Number 0001482838 Filed Document 0001243233-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #52 See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651781 Filed Document 0001651781-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity