Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NEWPORT GARFIELD, LLC See All Filings	D/A	2017-09-25 15:43:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472170 Filed Document 0001659828-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:43:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBS Weanling Pinhook, LLC See All Filings	D	2017-09-25 15:42:17 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001717887 Filed Document 0001717887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:42:17 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alpha/Select Portfolio 2, LP See All Filings	D	2017-09-25 15:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717661 Filed Document 0001717661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:39:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Newport UT, LLC See All Filings	D/A	2017-09-25 15:39:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496369 Filed Document 0001659828-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:39:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Structured Credit Fund, L.P. See All Filings	D/A	2017-09-25 15:37:51 UTC
Amount To Be Raised $808,411,500 Associated Brokers / Dealers TCG Securities, L.L.C, Morgan Stanley Smith Barney LLC, and Moneda S.A. Administradora General de Fondos CIK Number 0001675495 Filed Document 0001675495-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:37:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taurus 193 Olde Raleigh NC LP See All Filings	D/A	2017-09-25 15:35:49 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers T Capital Funding, LLC, Robert Clifford, Jason Newmark, Alexander Jeffers, and Amber Clarke CIK Number 0001713642 Filed Document 0001713642-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:35:49 UTC Type of Offering D/A Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Madrona Park Apartments LLC See All Filings	D	2017-09-25 15:32:38 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001717028 Filed Document 0001717028-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:32:38 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
REGENT CAPITAL CORP See All Filings	D	2017-09-25 15:31:05 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001620259 Filed Document 0001140361-17-036340 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:31:05 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PTN USA Ltd See All Filings	D/A	2017-09-25 15:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714930 Filed Document 0001714930-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tempus Labs, Inc. See All Filings	D	2017-09-25 15:27:20 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001717115 Filed Document 0001717115-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:27:20 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Renoun, LLC See All Filings	D	2017-09-25 15:25:42 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001640260 Filed Document 0001717797-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:25:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Fort Washington Full Discretion Fixed Income LLC See All Filings	D/A	2017-09-25 15:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, LAWRENCE MICHAEL CARONE, JON JUSTIN SALSTROM, BARRY DOUGLAS PAVLO, and Touchstone Securities, Inc. CIK Number 0001555669 Filed Document 0001555669-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASTROP COVENANT GROUP LLC See All Filings	D	2017-09-25 15:18:43 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers N/A CIK Number 0001717277 Filed Document 0001717278-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:18:43 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
FORT WASHINGTON HIGH YIELD INVESTORS LLC See All Filings	D/A	2017-09-25 15:14:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, LAWRENCE MICHAEL CARONE, JON JUSTIN SALSTROM, BARRY DOUGLAS PAVLO, and Touchstone Securities, Inc. CIK Number 0001114342 Filed Document 0001114342-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:14:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackBox Master Fund, LP See All Filings	D/A	2017-09-25 15:12:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Emerging Manager Advisors, LLC and Silver Leaf Partners, LLC CIK Number 0001520175 Filed Document 0001520175-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:12:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Linxus Capital, LLC See All Filings	D	2017-09-25 15:12:04 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers None CIK Number 0001714163 Filed Document 0001493152-17-010870 Exclusions or Exemptions 506c Accepted Date 2017-09-25 15:12:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CoreMap, Inc. See All Filings	D	2017-09-25 15:10:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001717797 Filed Document 0001717797-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:10:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Bofat Investment Inc See All Filings	1-A POS	2017-09-25 15:08:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677159 Filed Document 0001677159-17-000008 Accepted Date 2017-09-25 15:08:58 UTC Type of Offering 1-A POS Industry ENGINES & TURBINES Offering Tier Tier1 Principal Place of Business MINNESOTA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Fort Washington Emerging Market Debt LLC See All Filings	D/A	2017-09-25 15:07:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, LAWRENCE MICHAEL CARONE, JON JUSTIN SALSTROM, BARRY DOUGLAS PAVLO, and Touchstone Securities, Inc. CIK Number 0001565712 Filed Document 0001555668-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:07:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Creek Holdings, Inc. See All Filings	D	2017-09-25 15:06:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714155 Filed Document 0001714155-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 15:06:07 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Orange Twist, LLC See All Filings	D	2017-09-25 14:49:30 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001717732 Filed Document 0001717732-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:49:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alcresta Therapeutics, Inc. See All Filings	D	2017-09-25 14:42:43 UTC
Amount To Be Raised $34,999,978 Associated Brokers / Dealers N/A CIK Number 0001673510 Filed Document 0001673510-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:42:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington High Yield Investors II, LLC See All Filings	D/A	2017-09-25 14:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555668 Filed Document 0001555668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:40:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Techotel, Inc. See All Filings	C	2017-09-25 14:35:33 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $428,000 CIK Number 0001640709 Filed Document 0001640709-17-000008 Accepted Date 2017-09-25 14:35:33 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
Alpha Investment Inc. See All Filings	D	2017-09-25 14:35:16 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001616736 Filed Document 0001515971-17-000134 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:35:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
TROG FUND II LP See All Filings	D	2017-09-25 14:32:11 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001717516 Filed Document 0001717516-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:32:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Norsk Titanium AS See All Filings	D	2017-09-25 14:24:15 UTC
Amount To Be Raised $10,289,868 Associated Brokers / Dealers N/A CIK Number 0001669922 Filed Document 0001669922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:24:15 UTC Type of Offering D Industry Other Principal Place of Business NORWAY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Automaton, Inc. See All Filings	D	2017-09-25 14:18:03 UTC
Amount To Be Raised $3,605,555 Associated Brokers / Dealers N/A CIK Number 0001681914 Filed Document 0001681914-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:18:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PetroShare Corp. See All Filings	D	2017-09-25 14:15:27 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers GVC Capital, G. Select Securities, LLC, and Colorado Financial Service Corporation CIK Number 0001568079 Filed Document 0001004878-17-000211 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:15:27 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
True Capital Ventures II, LLC - Series E See All Filings	D	2017-09-25 14:13:05 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001717879 Filed Document 0001717879-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:13:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
Evident ID, Inc. See All Filings	D	2017-09-25 14:12:51 UTC
Amount To Be Raised $8,958,933 Associated Brokers / Dealers N/A CIK Number 0001667532 Filed Document 0001667532-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:12:51 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
WISER Systems, Inc. See All Filings	D	2017-09-25 14:06:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001717710 Filed Document 0001717710-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:06:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LAS VEGAS COVENANT GROUP LLC See All Filings	D	2017-09-25 14:06:02 UTC
Amount To Be Raised $1,785,000 Associated Brokers / Dealers N/A CIK Number 0001717278 Filed Document 0001717278-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 14:06:02 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-09-25 13:51:26 UTC
Amount To Be Raised $61,148 Associated Brokers / Dealers Kristin Barens, Shirley McMillan, and Neil goff CIK Number 0001135856 Filed Document 0001135856-17-000292 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:51:26 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
143RD AVENUE INVESTORS LLC See All Filings	D	2017-09-25 13:43:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001717850 Filed Document 0001461859-17-000027 Exclusions or Exemptions 506c Accepted Date 2017-09-25 13:43:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Porcupine Multifire LP See All Filings	D	2017-09-25 13:41:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Porcupine Capital Management CIK Number 0001702280 Filed Document 0001702280-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:41:33 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Backyard Capital Fund II, LLC See All Filings	D	2017-09-25 13:41:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001717648 Filed Document 0001140361-17-036311 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:41:12 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CS1031 Fairway View Apartments, DST See All Filings	D	2017-09-25 13:35:24 UTC
Amount To Be Raised $13,775,000 Associated Brokers / Dealers N/A CIK Number 0001717736 Filed Document 0001717736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:35:24 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Grande Marque Trading, LLC See All Filings	D/A	2017-09-25 13:32:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001651261 Filed Document 0001651261-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-25 13:32:59 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Caldo Kitchen, Inc. See All Filings	D	2017-09-25 13:27:09 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001717095 Filed Document 0001717095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:27:09 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fitzsimons Self Storage LLC See All Filings	D	2017-09-25 13:24:14 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001717882 Filed Document 0001717882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:24:14 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TOTUSRX, INC. See All Filings	D	2017-09-25 13:14:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717735 Filed Document 0001717735-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:14:25 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NLCF Fund LP See All Filings	D/A	2017-09-25 13:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531602 Filed Document 0001315863-17-000781 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Wei Ji Master Fund LP See All Filings	D/A	2017-09-25 13:11:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463727 Filed Document 0001315863-17-000780 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:11:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Corporate Arbitrage & Relative Value Fund, L.P. See All Filings	D/A	2017-09-25 13:10:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649206 Filed Document 0000935836-17-000471 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:10:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neon Liberty Wei Ji Fund, Ltd. See All Filings	D/A	2017-09-25 13:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472017 Filed Document 0001315863-17-000779 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Wei Ji Fund LP See All Filings	D/A	2017-09-25 13:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463726 Filed Document 0001315863-17-000778 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SG VC Fund III, L.P. See All Filings	D	2017-09-25 13:07:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699698 Filed Document 0001699698-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:07:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunshine Aerial Systems, Inc. See All Filings	D	2017-09-25 13:07:05 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001716975 Filed Document 0001716975-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-25 13:07:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Master Fund LP See All Filings	D/A	2017-09-25 13:06:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678416 Filed Document 0001315863-17-000777 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:06:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity