Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 09:22:13 UTC
Amount To Be Raised $7,200,003 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-17-000270 Exclusions or Exemptions 506b Accepted Date 2017-08-30 09:22:13 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HUNT ENCORE LLC See All Filings	D	2017-08-30 09:17:46 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001715851 Filed Document 0001715851-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 09:17:46 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha Emerging Markets Equity 350 LLC See All Filings	D/A	2017-08-30 09:16:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683763 Filed Document 0001683763-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 09:16:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CANAM PORT ARTHUR LLC See All Filings	D/A	2017-08-30 09:14:17 UTC
Amount To Be Raised $5,780,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001714865 Filed Document 0001714865-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 09:14:17 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 09:06:22 UTC
Amount To Be Raised $15,600,013 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-17-000269 Exclusions or Exemptions 506b Accepted Date 2017-08-30 09:06:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 09:01:48 UTC
Amount To Be Raised $805,936 Associated Brokers / Dealers Jimmy Edwards and William Schantz CIK Number 0001135856 Filed Document 0001135856-17-000268 Exclusions or Exemptions 506b Accepted Date 2017-08-30 09:01:48 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 08:55:21 UTC
Amount To Be Raised $14,326,704 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-17-000267 Exclusions or Exemptions 506b Accepted Date 2017-08-30 08:55:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Technology Keiretsu, LLC See All Filings	D	2017-08-30 08:51:02 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001565794 Filed Document 0001565794-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 08:51:02 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 08:47:47 UTC
Amount To Be Raised $35,365 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-17-000266 Exclusions or Exemptions 506b Accepted Date 2017-08-30 08:47:47 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Busniess Lines Corp See All Filings	1-A/A	2017-08-30 08:00:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001712534 Filed Document 0001712534-17-000004 Accepted Date 2017-08-30 08:00:07 UTC Type of Offering 1-A/A Industry TRANSPORTATION SERVICES Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Novea Inc. See All Filings	1-A POS	2017-08-30 06:03:27 UTC
Amount To Be Raised $13,800,000 Associated Brokers / Dealers NMS CAPITAL ADVISORS, LLC CIK Number 0001676823 Filed Document 0001144204-17-045742 Accepted Date 2017-08-30 06:03:27 UTC Type of Offering 1-A POS Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
PASSCO OCEAN DST See All Filings	D	2017-08-29 20:02:18 UTC
Amount To Be Raised $50,300,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001715811 Filed Document 0001715811-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 20:02:18 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meridan Capital Partners, L.P. See All Filings	D/A	2017-08-29 19:56:56 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001359618 Filed Document 0001095449-17-000091 Exclusions or Exemptions 506b Accepted Date 2017-08-29 19:56:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rollbox, Inc. See All Filings	D	2017-08-29 19:14:04 UTC
Amount To Be Raised $812,000 Associated Brokers / Dealers N/A CIK Number 0001715560 Filed Document 0001715560-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 19:14:04 UTC Type of Offering D Industry Other Technology Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Equity
Gorman 2017-11 Well Program Venture See All Filings	D	2017-08-29 18:57:48 UTC
Amount To Be Raised $3,269,102 Associated Brokers / Dealers N/A CIK Number 0001714632 Filed Document 0001714632-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 18:57:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Livelike Inc. See All Filings	D	2017-08-29 18:50:22 UTC
Amount To Be Raised $8,923,359 Associated Brokers / Dealers N/A CIK Number 0001682957 Filed Document 0001682957-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-29 18:50:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bad Stuff LLC See All Filings	D	2017-08-29 18:41:58 UTC
Amount To Be Raised $603,200 Associated Brokers / Dealers N/A CIK Number 0001712066 Filed Document 0001712066-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 18:41:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GPI Capital Global Partnership Investing Fund I-A LP See All Filings	D	2017-08-29 18:41:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Oppenheimer & Co. Inc. CIK Number 0001715457 Filed Document 0001715457-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 18:41:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wolfe Bhatia 19th Street, LLC See All Filings	D	2017-08-29 18:31:47 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001715712 Filed Document 0001715708-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-29 18:31:47 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RANDOLPH STREET INVESTMENT PARTNERS, L.P. - 2017 PEF See All Filings	D/A	2017-08-29 18:17:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001696826 Filed Document 0001696826-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-29 18:17:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wolfe Madewell 2017, LLC See All Filings	D	2017-08-29 18:14:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001715708 Filed Document 0001715708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 18:14:29 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gladiolus Surgery Center, L.L.C. See All Filings	D	2017-08-29 18:06:23 UTC
Amount To Be Raised $473,000 Associated Brokers / Dealers N/A CIK Number 0001715729 Filed Document 0001715729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 18:06:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CORE REAL ESTATE CAPITAL OPPORTUNITY FUND I, LP See All Filings	D	2017-08-29 18:00:48 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001705884 Filed Document 0001705884-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 18:00:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
SFA BOSTON 2016, LP See All Filings	D/A	2017-08-29 17:34:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679384 Filed Document 0001679384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:34:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dharma Platform, Inc. See All Filings	D	2017-08-29 17:32:20 UTC
Amount To Be Raised $14,281,000 Associated Brokers / Dealers N/A CIK Number 0001688937 Filed Document 0001688937-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:32:20 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Dean Ventures 20, LLC See All Filings	D/A	2017-08-29 17:31:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595451 Filed Document 0001595451-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:31:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TerraCycle US Inc. See All Filings	1-A	2017-08-29 17:31:17 UTC
Amount To Be Raised $21,581,758 Associated Brokers / Dealers Strategic Capital Investments CIK Number 0001714781 Filed Document 0001144204-17-045693 Accepted Date 2017-08-29 17:31:17 UTC Type of Offering 1-A Industry REFUSE SYSTEMS Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $9,960,446 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Westpower Equipment Ltd. See All Filings	D	2017-08-29 17:30:21 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001715624 Filed Document 0001715624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:30:21 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mytonomy, Inc. See All Filings	D	2017-08-29 17:24:45 UTC
Amount To Be Raised $5,195,751 Associated Brokers / Dealers N/A CIK Number 0001513919 Filed Document 0001513919-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:24:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Dean Ventures II Holdings, LLC See All Filings	D/A	2017-08-29 17:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595448 Filed Document 0001595448-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Serrada Digital Asset Fund LP See All Filings	D	2017-08-29 17:12:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715602 Filed Document 0001715602-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:12:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Ventures Holdings, LLC See All Filings	D/A	2017-08-29 17:07:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595450 Filed Document 0001595450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:07:12 UTC Type of Offering D/A Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NEUROONE MEDICAL TECHNOLOGIES Corp See All Filings	D	2017-08-29 17:04:54 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001500198 Filed Document 0001711868-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:04:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Farragut Square Global Partners, Ltd. See All Filings	D/A	2017-08-29 17:03:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682034 Filed Document 0001682034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:03:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RED RIVER BANCSHARES INC See All Filings	D	2017-08-29 17:03:32 UTC
Amount To Be Raised $13,800,000 Associated Brokers / Dealers N/A CIK Number 0001071236 Filed Document 0001071236-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:03:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Pinkham Partners LLC See All Filings	D/A	2017-08-29 17:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714663 Filed Document 0001714663-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-29 17:00:27 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polymerize, Inc. See All Filings	D	2017-08-29 16:58:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001715659 Filed Document 0001715659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:58:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Holdings (Cayman), L.P. See All Filings	D/A	2017-08-29 16:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677918 Filed Document 0001677918-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:56:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Arrowhead Capital Fund III, LP See All Filings	D/A	2017-08-29 16:55:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC CIK Number 0001680238 Filed Document 0001680238-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:55:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WMC Grafton, LLC See All Filings	D	2017-08-29 16:55:44 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001714667 Filed Document 0001714667-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:55:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
VECO Power Trading, LLC See All Filings	D/A	2017-08-29 16:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654015 Filed Document 0001654015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:55:15 UTC Type of Offering D/A Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Board Management Software, Inc. See All Filings	D	2017-08-29 16:50:16 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001694078 Filed Document 0001694078-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:50:16 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Dean Capital Investments Holdings, LLC See All Filings	D/A	2017-08-29 16:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652900 Filed Document 0001652900-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:41:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Arena Holdings, Inc. See All Filings	D	2017-08-29 16:38:19 UTC
Amount To Be Raised $85,462,586 Associated Brokers / Dealers N/A CIK Number 0001714399 Filed Document 0001714399-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:38:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ForeverCar Holdings, Inc. See All Filings	D	2017-08-29 16:37:21 UTC
Amount To Be Raised $3,115,143 Associated Brokers / Dealers N/A CIK Number 0001671525 Filed Document 0001671525-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:37:21 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Reason to Believe, LLC See All Filings	D	2017-08-29 16:34:41 UTC
Amount To Be Raised $16,083,648 Associated Brokers / Dealers N/A CIK Number 0001692827 Filed Document 0001692827-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:34:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
III EP Strategies Fund Ltd. See All Filings	D	2017-08-29 16:33:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P. CIK Number 0001715338 Filed Document 0001715337-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:33:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benefit Street Partners Senior Secured Opportunities Master Fund (Non-US) L.P. See All Filings	D/A	2017-08-29 16:33:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001679936 Filed Document 0001679936-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:33:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC Investments Neutral Fund, LLC See All Filings	D/A	2017-08-29 16:32:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670722 Filed Document 0001670722-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Harbert U.S. Real Estate Fund VI Feeder, L.P. See All Filings	D/A	2017-08-29 16:32:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001683920 Filed Document 0001683920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-29 16:32:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund