|
|
D |
2017-08-30 13:44:59 UTC |
- Amount To Be Raised
- $1,405,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715875
- Filed Document
- 0001144204-17-045843
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 13:44:59 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 13:44:12 UTC |
- Amount To Be Raised
- $47,420,978
- Associated Brokers / Dealers
- Donald Tippett, Daniel Davis, Thomas Bass, Brian Sharkey, and Alice Neill
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000273
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 13:44:12 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-30 13:39:40 UTC |
- Amount To Be Raised
- $2,850,000
- Associated Brokers / Dealers
- Dalmore Group LLC
- CIK Number
- 0001700382
- Filed Document
- 0001709850-17-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-08-30 13:39:40 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 13:39:23 UTC |
- Amount To Be Raised
- $607,080
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651995
- Filed Document
- 0001651995-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 13:39:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 13:38:50 UTC |
- Amount To Be Raised
- $10,712,643
- Associated Brokers / Dealers
- Randall E. O'Brian and Kevin Bauer
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000272
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 13:38:50 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-30 13:29:57 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678918
- Filed Document
- 0001678918-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 13:29:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-08-30 13:29:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631091
- Filed Document
- 0001405086-17-000192
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 13:29:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 13:28:35 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714989
- Filed Document
- 0001714989-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 13:28:35 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 13:26:44 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517175
- Filed Document
- 0000947871-17-000684
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 13:26:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2017-08-30 13:25:30 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715395
- Filed Document
- 0001715395-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 13:25:30 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 13:20:39 UTC |
- Amount To Be Raised
- $779,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705184
- Filed Document
- 0001705184-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 13:20:39 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 13:19:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509072
- Filed Document
- 0001509072-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 13:19:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-30 13:11:54 UTC |
- Amount To Be Raised
- $3,346,000
- Associated Brokers / Dealers
- Dalmore Group LLC
- CIK Number
- 0001712277
- Filed Document
- 0001709850-17-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-08-30 13:11:54 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 12:57:44 UTC |
- Amount To Be Raised
- $2,099,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715412
- Filed Document
- 0001715412-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 12:57:44 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 12:55:00 UTC |
- Amount To Be Raised
- $2,075,000
- Associated Brokers / Dealers
- Dalmore Group LLC
- CIK Number
- 0001709850
- Filed Document
- 0001709850-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-08-30 12:55:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 12:54:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715038
- Filed Document
- 0001715038-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 12:54:37 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 12:41:52 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715809
- Filed Document
- 0001144204-17-045811
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 12:41:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 12:36:20 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715852
- Filed Document
- 0001715852-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 12:36:20 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 12:31:11 UTC |
- Amount To Be Raised
- $2,829,075
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700433
- Filed Document
- 0001700433-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 12:31:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 12:28:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444513
- Filed Document
- 0001315863-17-000713
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 12:28:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 12:16:13 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680782
- Filed Document
- 0001680782-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 12:16:13 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-08-30 12:02:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001088968
- Filed Document
- 0001088968-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 12:02:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-30 12:00:40 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715503
- Filed Document
- 0001715503-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 12:00:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 11:52:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585243
- Filed Document
- 0001585243-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 11:52:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-30 11:46:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714971
- Filed Document
- 0001714971-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 11:46:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-30 11:46:20 UTC |
- Amount To Be Raised
- $2,592,077
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715857
- Filed Document
- 0001461373-17-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 11:46:20 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 11:46:20 UTC |
- Amount To Be Raised
- $1,007,251
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577815
- Filed Document
- 0001577815-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 11:46:20 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-08-30 11:39:06 UTC |
- Amount To Be Raised
- $2,842,307
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715859
- Filed Document
- 0001461373-17-000041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 11:39:06 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 11:38:15 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598372
- Filed Document
- 0001598372-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 11:38:15 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-08-30 11:13:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715538
- Filed Document
- 0001715538-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 11:13:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 11:00:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385560
- Filed Document
- 0001385560-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 11:00:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-30 10:58:49 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658966
- Filed Document
- 0001465818-17-000051
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-08-30 10:58:49 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 10:58:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679638
- Filed Document
- 0001013594-17-000656
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:58:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 10:53:02 UTC |
- Amount To Be Raised
- $625,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693223
- Filed Document
- 0001693223-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:53:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 10:48:07 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715402
- Filed Document
- 0001715402-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:48:07 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-08-30 10:45:50 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629019
- Filed Document
- 0001629019-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:45:50 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 10:45:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001491736
- Filed Document
- 0001712211-17-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:45:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-30 10:45:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704687
- Filed Document
- 0001012975-17-000671
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:45:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-30 10:41:22 UTC |
- Amount To Be Raised
- $3,820,470
- Associated Brokers / Dealers
- Carlos Noe Otalvaro
- CIK Number
- 0001715879
- Filed Document
- 0001715879-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:41:22 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 10:40:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001424676
- Filed Document
- 0001712211-17-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:40:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-30 10:40:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557070
- Filed Document
- 0001557070-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:40:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-30 10:36:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555868
- Filed Document
- 0001555868-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:36:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-30 10:32:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001546761
- Filed Document
- 0001712211-17-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:32:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-30 10:30:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557069
- Filed Document
- 0001557069-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:30:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-30 10:27:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Old City Securities LLC
- CIK Number
- 0001680602
- Filed Document
- 0001013594-17-000655
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 10:27:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 09:36:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Axiom Capital Management, Inc, BCG Securities, Inc., Moloney Securities Co., Inc., Whitehall-Parker Securities, Inc., Dempsey Lord Smith, LLC, AUSDAL FINANCIAL PARTNERS, INC., CENTER STREET SECURITIES, INC., COASTAL EQUITIES, INC., CONCORDE INVESTMENT SERVICES, LLC, CRYSTAL BAY SECURITIES INC., EMERSON EQUITY LLC, FINANCIAL WEST GROUP, GENEOS WEALTH MANAGEMENT, INC., MCNALLY FINANCIAL SERVICES CORPORATION, LION STREET FINANCIAL, LLC, KALOS CAPITAL, INC., IBN FINANCIAL SERVICES, INC., IMS SECURITIES, INC., CROWN CAPITAL SECURITIES, L.P., MONEY CONCEPTS CAPITAL CORP, NATIONAL SECURITIES CORPORATION, ORCHARD SECURITIES, LLC, PARITER SECURITIES, LLC, SANDLAPPER SECURITIES, LLC, VESTECH SECURITIES, INC., STEPHEN A. KOHN & ASSOCIATES, LTD., WESTERN INTERNATIONAL SECURITIES, INC., AEGIS CAPITAL CORP., ADVISORY GROUP EQUITY SERVICES LTD., and INTERNATIONAL ASSETS ADVISORY, LLC
- CIK Number
- 0001682966
- Filed Document
- 0001682966-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 09:36:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-08-30 09:31:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652680
- Filed Document
- 0001405086-17-000191
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 09:31:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 09:30:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652681
- Filed Document
- 0001405086-17-000190
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 09:30:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-30 09:28:44 UTC |
- Amount To Be Raised
- $7,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001413310
- Filed Document
- 0001413310-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 09:28:44 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-30 09:26:47 UTC |
- Amount To Be Raised
- $3,600,000
- Associated Brokers / Dealers
- Juan C. Magdaleno
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000271
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-30 09:26:47 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|