Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Arlon Latin America Partners B LP See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587896 Filed Document 0001587896-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Batman Holdings, Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643858 Filed Document 0001643858-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CGFSP II Coinvestment, LP See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618260 Filed Document 0001618260-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ACQUIA INC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $54,999,995 Associated Brokers / Dealers N/A CIK Number 0001427730 Filed Document 0001427730-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Ireland Coinvestment, LP See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617721 Filed Document 0001617721-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
1802 BELMONT REALTY, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001653575 Filed Document 0001144204-15-056872 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Court Works LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653999 Filed Document 0001653999-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
CJIP III Coinvestment, LP See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617725 Filed Document 0001617725-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Right at School, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001578345 Filed Document 0001578345-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Aviation Ventures Series Fund LLC Series One See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised $5,735,000 Associated Brokers / Dealers N/A CIK Number 0001569284 Filed Document 0001382963-15-000110 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
KRP Bakken I LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $12,810,096 Associated Brokers / Dealers N/A CIK Number 0001654167 Filed Document 0001654167-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SC VIA Technology Holdings, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Syndicated Capital, Inc. CIK Number 0001653777 Filed Document 0001653777-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Finomial Corp See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001538698 Filed Document 0001538698-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CAMP NATIVE, INC. See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001649353 Filed Document 0001649353-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Mellitus, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001588301 Filed Document 0001588301-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Defender Capital Partners, LLC See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565991 Filed Document 0001140361-15-036270 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Island Hospital Holdings, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Ryan Crouch CIK Number 0001653430 Filed Document 0001653430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
SUMMIT INVESTORS CREDIT II, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619526 Filed Document 0001619526-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington High Yield Investors II, LLC See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555668 Filed Document 0001114342-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AC AUTOPAY LLC SERIES 2015 A-41 See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers CIK Number 0001654199 Filed Document 0001654199-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Record360 Inc. See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001649756 Filed Document 0001649756-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bethesda Biomedical, Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653887 Filed Document 0001653887-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Travel Equity Partners, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $15,134,250 Associated Brokers / Dealers N/A CIK Number 0001654026 Filed Document 0001654026-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TeamCo Select Tax-Exempt Partners Fund L.P. See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587825 Filed Document 0001587825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
odExperts Inc See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653880 Filed Document 0001653880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ROYAL BANK OF CANADA See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-006833 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
ICPM XII, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001654190 Filed Document 0001654190-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
T-REX OIL, INC. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers OBERON SECURITIES, LLC CIK Number 0001287900 Filed Document 0001065949-15-000243 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FORT WASHINGTON HIGH YIELD INVESTORS LLC See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001114342 Filed Document 0001114342-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preschool2me, Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $159,250 Associated Brokers / Dealers N/A CIK Number 0001654122 Filed Document 0001654122-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners III, LP See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, VSR Financial Services, Inc., Cambridge Investment Research, Inc., ProEquities Inc., Whitehall-Parker Securities, Inc., Berthel Fisher and Company Financial Services, Inc., First Allied Securities, Inc., and Independent Financial Group, LLC CIK Number 0001616825 Filed Document 0001616825-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alvento Long/Short Equity Fund Ltd See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653429 Filed Document 0000902664-15-003749 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheels Up MIP LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625694 Filed Document 0001625694-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-Apollo Structured Credit Recovery Access Fund, L.P. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $8,790,000 Associated Brokers / Dealers N/A CIK Number 0001654000 Filed Document 0000897069-15-000483 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Deep Blue Performance Fund I, L.P. See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588017 Filed Document 0000935836-15-000505 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cox Capital Partnership, LP See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654165 Filed Document 0001654165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
KERNEL LABS HOLDING LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001654341 Filed Document 0001654341-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $209,700 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Industry Careers, Inc. See All Filings	D	2015-09-27 00:00:00 UTC
Amount To Be Raised $199,999 Associated Brokers / Dealers N/A CIK Number 0001630377 Filed Document 0001630377-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MPIC Fund I LP See All Filings	D/A	2015-09-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001363357 Filed Document 0001209191-15-074805 Exclusions or Exemptions 506b Accepted Date 2015-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deepwater Desal Investments, LLC See All Filings	D/A	2015-09-26 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001650245 Filed Document 0001288230-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-09-26 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GlassesOff Inc. See All Filings	D	2015-09-26 00:00:00 UTC
Amount To Be Raised $4,375,002 Associated Brokers / Dealers N/A CIK Number 0001487522 Filed Document 0001653501-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
Partners Group - FPP Plan, L.P. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654070 Filed Document 0001654059-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empery Tax Efficient II LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620313 Filed Document 0001620313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Traverse Co-Investment, LP See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised $257,268,721 Associated Brokers / Dealers N/A CIK Number 0001614060 Filed Document 0001614060-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRAMONTANA POINT L P See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350554 Filed Document 0001350554-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSA QMS Fund Ltd See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520524 Filed Document 0000943663-15-000204 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 7 See All Filings	D/A	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001648434 Filed Document 0001445866-15-001097 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SELERITY, INC See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001453168 Filed Document 0001453168-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Stonelake Opportunity Partners IV, L.P. See All Filings	D	2015-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654138 Filed Document 0001654138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund