Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Barclays Wealth Advisor Series - Strategic Commodities Fund LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001470105 Filed Document 0000899140-15-000344 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Brevan Howard Ltd. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001476584 Filed Document 0000899140-15-000349 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MemberSuite, Inc. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $5,461,000 Associated Brokers / Dealers N/A CIK Number 0001595496 Filed Document 0001595496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HGI Opportunity Fund IX, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $23,450,000 Associated Brokers / Dealers Benzion Kahana, Yoram Mehr, Paradigm CRE Advisors Inc., Leor Nouman, and Albert David CIK Number 0001631004 Filed Document 0001631004-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Anderson RS Growth Fund, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545261 Filed Document 0001545261-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Origami Opportunities Fund III, L.P. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Sixpoint Partners LLC and Frontier Solutions, LLC CIK Number 0001637881 Filed Document 0001637881-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEARETTE INTERNATIONAL, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001628389 Filed Document 0001140361-15-013441 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Novan, Inc. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $50,000,008 Associated Brokers / Dealers N/A CIK Number 0001467154 Filed Document 0001467154-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Vitriflex, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers None CIK Number 0001514061 Filed Document 0001514061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $118,930,520 Associated Brokers / Dealers Patrick Sullivan, Dave Buckalew, Andrew McGinnis, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-15-000115 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Global Voyages Group Holdings, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001595206 Filed Document 0001595206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AlternativeFocus Halcyon Partners Offshore Ltd. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001492431 Filed Document 0000899140-15-000351 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-OVERLAND PARK, LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $5,879,411 Associated Brokers / Dealers Bennett K Ely, Charles Geraci, Richard Gagne, Jim Kennedy, Niina Bagdasar, Lori L Rastall, and Joseph A Ondris CIK Number 0001624217 Filed Document 0001624217-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ESA Toxicology LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
RCS Capital Corp See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $6,346,510 Associated Brokers / Dealers N/A CIK Number 0001568832 Filed Document 0001568832-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greenfield R-M Partners, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001637871 Filed Document 0001637871-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aventia Fund See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638087 Filed Document 0001638087-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAUNCHPAD CENTRAL, INC. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,248,912 Associated Brokers / Dealers N/A CIK Number 0001636457 Filed Document 0001636457-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Structure X Capital, L.P. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001628147 Filed Document 0001628147-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KickView Corp See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001637958 Filed Document 0000950138-15-000284 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Brand Magnet Ltd See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001635048 Filed Document 0001635048-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business IRELAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CyOmics, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001636654 Filed Document 0001636654-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KnowledgeVision Systems Inc See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001489089 Filed Document 0001489089-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arborlight Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $2,639,250 Associated Brokers / Dealers N/A CIK Number 0001637661 Filed Document 0001637661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ANDERSON ALTERNATIVE CAPITAL, LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486658 Filed Document 0001486658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
211 Pomeroy Member, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001638143 Filed Document 0001144204-15-019833 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AC HoldCo, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $233,961,508 Associated Brokers / Dealers N/A CIK Number 0001637823 Filed Document 0000899140-15-000363 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Simple Entry, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001611591 Filed Document 0001611591-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Debt
Japonesque Holding Corp See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $15,714,286 Associated Brokers / Dealers N/A CIK Number 0001638682 Filed Document 0001638682-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tiller Realty, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers NONE CIK Number 0001638440 Filed Document 0001638440-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Anderson BAMM Holdings, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545289 Filed Document 0001545289-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Strategic Partners II Co-Invest, L.P., AB Series See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638044 Filed Document 0001638044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATR ENERGY LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001621688 Filed Document 0001621688-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
LUBBOCK HEART HOSPITAL, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $8,832,034 Associated Brokers / Dealers N/A CIK Number 0001220749 Filed Document 0001220749-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Barclays Wealth Advisor Series - Strategic Commodities Fund Ltd. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001470106 Filed Document 0000899140-15-000345 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LAV Biosciences Fund III, L.P. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001636025 Filed Document 0001636025-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
S-K Gahanna, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001636424 Filed Document 0001636424-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gabion Investment Group, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001636991 Filed Document 0001636991-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BARCLAYS WEALTH ADVISOR SERIES-INTERNATIONAL VALUE EQUITY LTD See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001396358 Filed Document 0000899140-15-000357 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Madison Realty Capital Debt Fund III Holdings LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001638061 Filed Document 0001638061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ovation Alternative Income Fund, LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591936 Filed Document 0001591936-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIM INNOVATIONS, INC. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001618332 Filed Document 0001618332-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Prologue L.P. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001503557 Filed Document 0000899140-15-000352 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
11850 East Maple Member, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $847,674 Associated Brokers / Dealers N/A CIK Number 0001638149 Filed Document 0001144204-15-019844 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Capital III, L.L.C. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers McRay Money Management, LLC CIK Number 0001637679 Filed Document 0001637679-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $12,640,658 Associated Brokers / Dealers Kirk Penland, Gus Comiskey, and Stephen Kaufman CIK Number 0001135856 Filed Document 0001135856-15-000119 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aventia (US) Fund See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638088 Filed Document 0001638088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $5,129,419 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-15-000114 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Enbala Holdings, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $17,250,000 Associated Brokers / Dealers N/A CIK Number 0001637986 Filed Document 0001637986-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Oyster Partners, LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001223051 Filed Document 0001223051-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity