Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ALTERNATIVE RE HOLDINGS LTD See All Filings	D/A	2017-10-10 08:53:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001070324 Filed Document 0001140361-17-037909 Exclusions or Exemptions 506b Accepted Date 2017-10-10 08:53:06 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Rise Gold Corp. See All Filings	D	2017-10-10 07:57:04 UTC
Amount To Be Raised $1,004,061 Associated Brokers / Dealers N/A CIK Number 0001424864 Filed Document 0001424864-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-10 07:57:04 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Boss Controls, LLC See All Filings	D	2017-10-10 07:06:30 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001561065 Filed Document 0000898432-17-000976 Exclusions or Exemptions 506b Accepted Date 2017-10-10 07:06:30 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Energy Hunter Resources, Inc. See All Filings	1-A/A	2017-10-10 06:32:11 UTC
Amount To Be Raised $43,470,000 Associated Brokers / Dealers N/A CIK Number 0001679073 Filed Document 0001567619-17-002160 Accepted Date 2017-10-10 06:32:11 UTC Type of Offering 1-A/A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
SMG Indium Resources Ltd. See All Filings	D	2017-10-10 06:08:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001426506 Filed Document 0001144204-17-051736 Exclusions or Exemptions 506b Accepted Date 2017-10-10 06:08:15 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pulse Telemedicine Technologies, Inc. See All Filings	D/A	2017-10-06 21:39:43 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001711927 Filed Document 0001711927-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-06 21:39:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
Vitality Health Plans, Inc. See All Filings	D	2017-10-06 21:00:46 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001708878 Filed Document 0001140361-17-037839 Exclusions or Exemptions 506b Accepted Date 2017-10-06 21:00:46 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Gameday Gateway, Inc. See All Filings	D	2017-10-06 20:48:13 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001684893 Filed Document 0001683168-17-002606 Exclusions or Exemptions 506b Accepted Date 2017-10-06 20:48:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RevolutionCredit, Inc. See All Filings	D	2017-10-06 20:38:41 UTC
Amount To Be Raised $9,655,354 Associated Brokers / Dealers N/A CIK Number 0001607504 Filed Document 0001607504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 20:38:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JDK Housing, LLC See All Filings	D/A	2017-10-06 20:38:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688715 Filed Document 0001688715-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 20:38:07 UTC Type of Offering D/A Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
IJUZE CORP See All Filings	C	2017-10-06 20:28:30 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,985 CIK Number 0001717014 Filed Document 0001665160-17-000480 Accepted Date 2017-10-06 20:28:30 UTC Type of Offering C Security Offered Amount 2,857 Security Offered Type Common Stock State ILLINOIS
International Touring Apps, LLC See All Filings	D	2017-10-06 19:57:41 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001719052 Filed Document 0001719052-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-06 19:57:41 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Collins Capital Liquid Trading Fund LP See All Filings	D/A	2017-10-06 19:36:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001481069 Filed Document 0001481069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 19:36:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dominion Aesthetic Technologies, Inc. See All Filings	D	2017-10-06 19:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673249 Filed Document 0001673249-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-06 19:35:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stinson Brands, Inc. See All Filings	D	2017-10-06 19:30:11 UTC
Amount To Be Raised $3,332,865 Associated Brokers / Dealers N/A CIK Number 0001717544 Filed Document 0001717544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 19:30:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SharpVue WI Partners, LP See All Filings	D	2017-10-06 19:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719059 Filed Document 0001719059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 19:04:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUELLA INC. See All Filings	D	2017-10-06 18:18:29 UTC
Amount To Be Raised $3,624,753 Associated Brokers / Dealers LAMPOST CAPITAL, L.C. CIK Number 0001065544 Filed Document 0001065544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 18:18:29 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Beauty Bakerie Cosmetics Brand, Inc. See All Filings	D	2017-10-06 18:07:30 UTC
Amount To Be Raised $1,713,251 Associated Brokers / Dealers CircleUp, FUNDME SECURITIES LLC and Uwakokunre Imasogie CIK Number 0001715410 Filed Document 0001715410-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-06 18:07:30 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Geostellar, Inc. See All Filings	C/A	2017-10-06 17:55:38 UTC
Financial Interest 2.0% of the Securities being issued in the Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001517560 Filed Document 0001517560-17-000011 Accepted Date 2017-10-06 17:55:38 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State WEST VIRGINIA
MNG Seda Fort Worth, LLC See All Filings	D	2017-10-06 17:38:30 UTC
Amount To Be Raised $2,844,837 Associated Brokers / Dealers N/A CIK Number 0001716661 Filed Document 0001716661-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-06 17:38:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zenflow, Inc. See All Filings	D	2017-10-06 17:31:07 UTC
Amount To Be Raised $20,941,552 Associated Brokers / Dealers N/A CIK Number 0001718715 Filed Document 0001718715-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 17:31:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Discretionary Overage Program See All Filings	D	2017-10-06 17:26:15 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001718916 Filed Document 0001718916-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 17:26:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stellar Equity Fountain Oaks, LLC See All Filings	D	2017-10-06 17:16:12 UTC
Amount To Be Raised $6,512,000 Associated Brokers / Dealers N/A CIK Number 0001717005 Filed Document 0001717005-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-06 17:16:12 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Distressed Real Estate Opportunities Fund IIB, LP See All Filings	D	2017-10-06 17:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001719094 Filed Document 0001719094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 17:10:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCH Manager Fund, SPC-Segregated Portfolio 207 See All Filings	D/A	2017-10-06 17:08:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687782 Filed Document 0001507943-17-000115 Exclusions or Exemptions 506b Accepted Date 2017-10-06 17:08:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Achates Power Inc See All Filings	D	2017-10-06 17:07:46 UTC
Amount To Be Raised $29,818,741 Associated Brokers / Dealers N/A CIK Number 0001471984 Filed Document 0001471984-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 17:07:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carrick Capital Partners III, L.P. See All Filings	D	2017-10-06 17:05:14 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001718407 Filed Document 0001718407-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 17:05:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crater Group Co. See All Filings	D	2017-10-06 17:03:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001667486 Filed Document 0001667486-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-06 17:03:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VIDYO INC See All Filings	D	2017-10-06 17:02:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001441971 Filed Document 0001441971-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 17:02:52 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TMCP DFW101, LLC See All Filings	D	2017-10-06 16:54:41 UTC
Amount To Be Raised $4,575,000 Associated Brokers / Dealers N/A CIK Number 0001717477 Filed Document 0001717477-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:54:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Higher Learning Technologies Inc. See All Filings	D/A	2017-10-06 16:51:45 UTC
Amount To Be Raised $12,089,355 Associated Brokers / Dealers N/A CIK Number 0001618794 Filed Document 0001618794-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:51:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Morning Calm GP Acquisition Fund I, L.P. See All Filings	D	2017-10-06 16:50:23 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers N/A CIK Number 0001719012 Filed Document 0001140361-17-037812 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:50:23 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modern Energy International LLC See All Filings	D	2017-10-06 16:44:58 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001718408 Filed Document 0001461373-17-000048 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:44:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTAURA GLOBAL FRONTIER FUND LLC See All Filings	D/A	2017-10-06 16:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC CIK Number 0001423188 Filed Document 0000897069-17-000492 Exclusions or Exemptions 506c Accepted Date 2017-10-06 16:44:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electric AI, Inc. See All Filings	D	2017-10-06 16:43:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001687058 Filed Document 0001687058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:43:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Parkwood Square, LLC See All Filings	D	2017-10-06 16:41:54 UTC
Amount To Be Raised $3,040,000 Associated Brokers / Dealers N/A CIK Number 0001719101 Filed Document 0001719101-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:41:54 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Frontaura Global Frontier Fund Offshore Ltd See All Filings	D/A	2017-10-06 16:41:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588800 Filed Document 0000897069-17-000491 Exclusions or Exemptions 506c Accepted Date 2017-10-06 16:41:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent Direct Lending Levered Fund II (Cayman), LP See All Filings	D	2017-10-06 16:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718857 Filed Document 0000945621-17-000373 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:41:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Be the Change Labs, Inc. See All Filings	D	2017-10-06 16:39:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001719042 Filed Document 0001719042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:39:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Denver MSA Multifamily II DST See All Filings	D/A	2017-10-06 16:38:52 UTC
Amount To Be Raised $53,962,913 Associated Brokers / Dealers WealthForge Securities LLC, Cambridge Investment Research, Inc, Kovack Securities, Inc, Concorde Investment Services, LLC, DFPG Investments, Inc, Concorde Investment Services LLC, Concorde Investment Services, LLC, Boustead Securities, LLC, Parkland Securities, LLC, Lion Street Financial, LLC, First Allied Securities, Inc, Concorde Investment Services LLC, Vanderbilt FInancial Group, H.D. Vest Investment Securities Inc, H.D. Vest Investment Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Sagepoint Financial, Inc, Cetera Advisors, LLC, Commonwealth Financial Network, Commonwealth Financial Network, Cambridge Investment Research, Lion Street Financial, LLC, Sagepoint Financial, Inc, Woodbury Financial Services, Inc, Sandlapper Securities, LLC, Concorde Investment Services, LLC, Sandlapper Securities, LLC, 1st Global Capital Corporation, H.D Vest Investment Securities, Inc, Vanderbilt Securities, LLC, H.D Vest Investment Securities, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Cambridge Investment Research, Concorde Investment Services, LLC, Cambridge Investment Research, Royal Alliance Associates, Inc, Silver Portal Capital LLC, Cambridge Investment Research, Questar Capital Corp, Cambridge Investment Research, First Allied Securites, Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, Voya Financial Advisors, Cetera Financial Specialists LLC, Investacorp, Inc, Independence Capital Corporation, 1st Global Capital Corporation, FSC Securities Corporation, 1st Global Capital Corporation, Voya Financial Advisors, Cambridge Investment Research, Cambridge Investment Research, Kovack Securities, Inc, Parkland Securities, LLC, Pro Equities Inc, Cetera Advisors, LLC, Royal Alliance Associates, Inc, Cetera Advisor Networks, LLC, Emmerson Equity LLC, Kovack Securities, Inc, Ibn Financial Services, Inc, 1st Global Capital Corporation, DFPG Investments, Inc, Voya Financial Advisors, Cambridge Investment Research, Woodbury Financial Services, Inc., Voya Financial Advisors, Questar Capital, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Woodbury Financial Services, Inc., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Ameritas Investment Corp, Ameritas Investment Corp, Sagepoint Financial, Inc, Primex Prime Electronic Execution Inc, Triad Advisors, Inc., Private Client Services LLC, 1st Global Capital Corporation, FSC Securities Corporation, Lincoln Financial Advisors, Parkland Securities, LLC, 1st Global Capital Corporation, Silver Portal Capital LLC, Pro Equities, Inc, 1st Global Capital Corporation, Cambridge Investment Research, H.D Vest Investment Securities Inc, Wealthforge Securities LLC, Silver Portal Capital LLC, Triad Advisors, Inc, Infinex Investments, Inc, Commonwealth Financial Network, Commonwealth Financial Network, and Silver Portal Capital LLC CIK Number 0001710485 Filed Document 0001710485-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:38:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Direct Lending Levered Fund II (Delaware), LP See All Filings	D	2017-10-06 16:38:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718851 Filed Document 0000945621-17-000372 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:38:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Direct Lending Fund II (Cayman), LP See All Filings	D	2017-10-06 16:34:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718856 Filed Document 0000945621-17-000371 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:34:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RECURSION PHARMACEUTICALS, INC. See All Filings	D	2017-10-06 16:33:14 UTC
Amount To Be Raised $59,999,975 Associated Brokers / Dealers N/A CIK Number 0001601830 Filed Document 0001601830-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:33:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Direct Lending Fund II (Delaware), LP See All Filings	D	2017-10-06 16:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718850 Filed Document 0000945621-17-000370 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:26:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fugitive Pieces Productions, LLC See All Filings	D	2017-10-06 16:23:25 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001719074 Filed Document 0001719074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:23:25 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio II DST See All Filings	D	2017-10-06 16:20:19 UTC
Amount To Be Raised $63,028,537 Associated Brokers / Dealers Silver Portal Capital LLC, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Primex Prime Electronic Execution Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Silver Portal Capital LLC, Crown Capital Securities L.P., Emerson Equity LLC, Harbour Investments, Inc, McDermott Investment Services, LLC, 1st Global Capital Corporation, Cabot Lodge Securities LLC, 1st Global Capital Corporation, Nationwide Planning Associates, Inc, Royal Alliance Associates, Inc., 1st Global Capital Corporation, Commonwealth Financial Network, McDermott Investment Services, LLC, Investment Planners, Inc, Investment Planners, Inc, Investment Planners, Inc, Woodbury Financial Services, Inc, Investment Planners, Inc, Concorde Investment Services, LLC, Kovack Securities, Inc, Sigma Financial Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, Westpark Capital Inc, 1st Global Capital Corporation, Centaurus Financial, Inc., DFPG Investments, Inc, Centaurus Financial, Inc., FSC Securities Corporation, The Strategic Financial Alliance, Parkland Securites, LLC, Centaurus Financial, Inc, Cambridge Investment Research, FSC Securities Corporation, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cambridge Investment Research, Northeast Financial Group, Inc, 1st Global Capital Corporation, Centaurus Financial, Inc, Centaurus Financial, Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, and 1st Global Capital Corporation CIK Number 0001717288 Filed Document 0001717288-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:20:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ExPrimary, Inc. See All Filings	D	2017-10-06 16:17:46 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001689015 Filed Document 0001689015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:17:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Data Driven Income Fund, LP See All Filings	D	2017-10-06 16:17:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716504 Filed Document 0001716504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:17:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucas Brand Equity LP See All Filings	D	2017-10-06 16:16:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001588036 Filed Document 0001588036-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:16:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
California Gold Mining Inc. See All Filings	D	2017-10-06 16:09:24 UTC
Amount To Be Raised $1,705,973 Associated Brokers / Dealers N/A CIK Number 0001719009 Filed Document 0001719009-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 16:09:24 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity