Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ancile Global Diversification Fund I LLC See All Filings	D/A	2017-09-19 17:04:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321908 Filed Document 0001321908-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 17:04:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Altegris Willowbridge Macro Fund LP See All Filings	D/A	2017-09-19 17:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001573839 Filed Document 0001573839-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 17:01:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Multi-Strategy Fund, Ltd. See All Filings	D/A	2017-09-19 16:58:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001600941 Filed Document 0001600941-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:58:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Enterprise Housing Partners XXIX Limited Partnership See All Filings	D	2017-09-19 16:56:06 UTC
Amount To Be Raised $164,100,000 Associated Brokers / Dealers N/A CIK Number 0001717061 Filed Document 0001717061-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:56:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ALTEGRIS MULTI STRATEGY FUND LP See All Filings	D/A	2017-09-19 16:55:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001455085 Filed Document 0001455085-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:55:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHARETHIS INC See All Filings	D/A	2017-09-19 16:54:23 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001430050 Filed Document 0001430050-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:54:23 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Altegris CQS Multi-Strategy Fund, Ltd. See All Filings	D/A	2017-09-19 16:52:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 and more than 5 CIK Number 0001672986 Filed Document 0001672986-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:52:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JC Aggregates Partners LLC See All Filings	D	2017-09-19 16:51:11 UTC
Amount To Be Raised $8,079,353 Associated Brokers / Dealers Portsmouth Financial Services CIK Number 0001711396 Filed Document 0001711396-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:51:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Renaissance IE Fund, Ltd. See All Filings	D/A	2017-09-19 16:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, and more than 5 CIK Number 0001694683 Filed Document 0001694683-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:50:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTEGRIS RENAISSANCE IE FUND, LP See All Filings	D/A	2017-09-19 16:47:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, and more than 5 CIK Number 0001560455 Filed Document 0001560455-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:47:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Left Hand Robotics, Inc. See All Filings	D	2017-09-19 16:44:41 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001701112 Filed Document 0001701112-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:44:41 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Altegris Third Point Fund, LP See All Filings	D/A	2017-09-19 16:43:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, and more than 5 CIK Number 0001654951 Filed Document 0001654951-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:43:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Certeza Tactical Volatility Fund, LLC See All Filings	D	2017-09-19 16:37:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717373 Filed Document 0001717373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:37:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEL Library Partners llc See All Filings	D	2017-09-19 16:33:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716782 Filed Document 0001716782-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:33:29 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alta Park Fund Onshore, LP See All Filings	D/A	2017-09-19 16:31:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587465 Filed Document 0001587465-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:31:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cellect Biotechnology Ltd. See All Filings	D	2017-09-19 16:30:28 UTC
Amount To Be Raised $4,303,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001671502 Filed Document 0001213900-17-009834 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:30:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Option To Acquire
1992 Multi-Strategy Fund, L.P. See All Filings	D/A	2017-09-19 16:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), UBS FINANCIAL SERVICES INC., JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS"), and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001327788 Filed Document 0000899140-17-000585 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:29:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Qeepsake, Inc. See All Filings	D	2017-09-19 16:29:30 UTC
Amount To Be Raised $962,976 Associated Brokers / Dealers N/A CIK Number 0001717093 Filed Document 0001717093-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:29:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LG Owasso Apple Farms, LLC See All Filings	D	2017-09-19 16:25:29 UTC
Amount To Be Raised $560,595 Associated Brokers / Dealers N/A CIK Number 0001717442 Filed Document 0001717442-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:25:29 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
1992 Asia Strategies Fund, L.P. See All Filings	D/A	2017-09-19 16:24:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001605709 Filed Document 0000899140-17-000584 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:24:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1992 Multi-Strategy Fund Corp See All Filings	D/A	2017-09-19 16:24:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), Johnson Capital, LLC, NEWEDGE USA, LLC, J.P. Morgan Institutional Investments Inc. ("JPMII"), and UBS FINANCIAL SERVICES INC. CIK Number 0000931921 Filed Document 0000899140-17-000583 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:24:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1992 Multi-Strategy Institutional Fund, Ltd. See All Filings	D/A	2017-09-19 16:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. Morgan Institutional Investments Inc. ("JPMII"), NEWEDGE USA, LLC, J.P. Morgan Institutional Investments Inc. ("JPMII"), and UBS FINANCIAL SERVICES INC. CIK Number 0001517923 Filed Document 0000899140-17-000582 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:23:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND XXVII LLC See All Filings	D	2017-09-19 16:22:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001714932 Filed Document 0001714932-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:22:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
1992 Tactical Credit Fund, Ltd. See All Filings	D/A	2017-09-19 16:22:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII"), and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001580387 Filed Document 0000899140-17-000581 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:22:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1992 Tactical Credit Fund, L.P. See All Filings	D/A	2017-09-19 16:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII"), and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001580386 Filed Document 0000899140-17-000580 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wendel Total Return Fund, LLC See All Filings	D	2017-09-19 16:19:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001717365 Filed Document 0001717365-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-19 16:19:49 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Old Well Partners Fund, L.P. See All Filings	D/A	2017-09-19 16:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679618 Filed Document 0001679618-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:19:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Auto Bailer LLC See All Filings	D	2017-09-19 16:17:30 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001717244 Filed Document 0001717244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:17:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
CROE, INC. See All Filings	D	2017-09-19 16:09:35 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001688126 Filed Document 0001493152-17-010734 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:09:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENWOOD HALL, INC. See All Filings	D	2017-09-19 16:02:09 UTC
Amount To Be Raised $94,000 Associated Brokers / Dealers N/A CIK Number 0001557644 Filed Document 0001615774-17-005199 Exclusions or Exemptions 506b Accepted Date 2017-09-19 16:02:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CDI TEXAS BUILDING, LLC See All Filings	D/A	2017-09-19 15:59:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers None CIK Number 0001716924 Filed Document 0001716924-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:59:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NP Chicago Reit Holdings, LLC See All Filings	D	2017-09-19 15:57:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers none CIK Number 0001717419 Filed Document 0001717419-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-19 15:57:36 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Altegris QIM Futures Fund, L.P. See All Filings	D/A	2017-09-19 15:55:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001469317 Filed Document 0001469317-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:55:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F.C.A. Crown Fund I, L.P. See All Filings	D	2017-09-19 15:54:24 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001717409 Filed Document 0001717409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:54:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TTCP Executive Fund - SS, LLC See All Filings	D	2017-09-19 15:51:42 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001714953 Filed Document 0001714953-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:51:42 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Third Point Fund, Ltd. See All Filings	D/A	2017-09-19 15:51:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001654950 Filed Document 0001654950-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:51:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Real Estate Partners Asia II (Lux) SCSp See All Filings	D	2017-09-19 15:49:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714061 Filed Document 0001714061-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:49:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Millennium Fund, Ltd. See All Filings	D/A	2017-09-19 15:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001536107 Filed Document 0001536107-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:47:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blu Fund Trading Partners, LP See All Filings	D	2017-09-19 15:47:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716819 Filed Document 0001716819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:47:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coral Life, Inc. See All Filings	D	2017-09-19 15:46:41 UTC
Amount To Be Raised $725,714 Associated Brokers / Dealers N/A CIK Number 0001653273 Filed Document 0001653273-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:46:41 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LEGGETT & PLATT INC See All Filings	D	2017-09-19 15:46:19 UTC
Amount To Be Raised $11,714,155 Associated Brokers / Dealers N/A CIK Number 0000058492 Filed Document 0001209191-17-053278 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:46:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Altegris Millennium Fund LP See All Filings	D/A	2017-09-19 15:44:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001532131 Filed Document 0001532131-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:44:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREP Asia II Feeder B L.P. See All Filings	D	2017-09-19 15:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714060 Filed Document 0001714060-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:44:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AiNVAT Universal Group SPTE, LLC See All Filings	D	2017-09-19 15:43:19 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001717297 Filed Document 0001717297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:43:19 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Other
Altegris Income Opportunities Fund, L.P. See All Filings	D/A	2017-09-19 15:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001590483 Filed Document 0001590483-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:42:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREP Asia II Feeder L.P. See All Filings	D	2017-09-19 15:39:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bank Julius Baer & Co. Ltd., Wells Fargo Investment Institute, Inc., and NH Investment & Securities Co., Ltd. CIK Number 0001714057 Filed Document 0001714057-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:39:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
341 Ventures LP See All Filings	D	2017-09-19 15:39:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616268 Filed Document 0001616268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:39:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Winton Futures Fund, L.P. See All Filings	D/A	2017-09-19 15:37:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, morethan 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001198415 Filed Document 0001198415-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:37:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Real Estate Partners Asia II L.P. See All Filings	D	2017-09-19 15:34:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bank Julius Baer & Co. Ltd., Wells Fargo Investment Institute, Inc., and NH Investment & Securities Co., Ltd. CIK Number 0001714056 Filed Document 0001714056-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-19 15:34:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWALK Operations, LLC See All Filings	D	2017-09-19 15:27:15 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001712955 Filed Document 0001712955-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-19 15:27:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity