Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Octagon Senior Secured Credit Fund LLC See All Filings	D/A	2017-10-06 11:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544274 Filed Document 0001544274-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:49:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ostra Capital Partners, LP See All Filings	D/A	2017-10-06 11:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001222041 Filed Document 0000919574-17-007151 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
10 TALENT CAPITAL, LP See All Filings	D/A	2017-10-06 11:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684824 Filed Document 0000897069-17-000488 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Senior Secured Credit Cayman Fund Ltd. See All Filings	D/A	2017-10-06 11:37:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544272 Filed Document 0001544272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:37:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hosking Global Sub-Fund No.1 See All Filings	D/A	2017-10-06 11:35:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593309 Filed Document 0001593309-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:35:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Franklin and Cortlandt Vinyl LLC See All Filings	C/A	2017-10-06 11:31:07 UTC
Financial Interest The intermediary will receive SAFE Units in a principal amount that is equal to 2% (two percent) of the aggregate dollar amount of all revenue participation rights issued in the Offering. Filing Platform First Democracy VC Offering Amount $100,000 CIK Number 0001710938 Filed Document 0001710938-17-000008 Accepted Date 2017-10-06 11:31:07 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State FLORIDA
NPC III, LLC See All Filings	D	2017-10-06 11:29:01 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:29:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Covalent Capital Partners, LP See All Filings	D/A	2017-10-06 11:22:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001456168 Filed Document 0001456168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:22:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent Private Investment Fund, L.P. See All Filings	D	2017-10-06 11:22:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718920 Filed Document 0000897069-17-000487 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:22:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVALENT CAPITAL PARTNERS (OFFSHORE) L.P. See All Filings	D/A	2017-10-06 11:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001369340 Filed Document 0001369340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:20:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon High Income Fund LLC See All Filings	D/A	2017-10-06 11:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513944 Filed Document 0001513944-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:16:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cabretta SC Abandoned Building Fund, LLC See All Filings	D	2017-10-06 11:02:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717693 Filed Document 0001717693-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 11:02:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon High Income Cayman Fund Ltd. See All Filings	D/A	2017-10-06 10:51:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513945 Filed Document 0001513945-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:51:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphon International Overseas Growth Fund See All Filings	D/A	2017-10-06 10:48:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328682 Filed Document 0001659828-17-000080 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:48:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gryphon International EAFE Growth Group Fund See All Filings	D/A	2017-10-06 10:47:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328683 Filed Document 0001659828-17-000079 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:47:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AptDeco, Inc. See All Filings	D/A	2017-10-06 10:47:20 UTC
Amount To Be Raised $3,889,255 Associated Brokers / Dealers N/A CIK Number 0001681855 Filed Document 0001681855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:47:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gryphon International EAFE Growth Fund, a series of Gryphon International LLC See All Filings	D/A	2017-10-06 10:45:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305109 Filed Document 0001659828-17-000078 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:45:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ochoco Partners, LP See All Filings	D/A	2017-10-06 10:42:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686748 Filed Document 0001686748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:42:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Busniess Lines Corp See All Filings	1-A/A	2017-10-06 10:36:29 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001712534 Filed Document 0001712534-17-000009 Accepted Date 2017-10-06 10:36:29 UTC Type of Offering 1-A/A Industry TRANSPORTATION SERVICES Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
JPW Holdings, L.P. See All Filings	D	2017-10-06 10:33:11 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001718529 Filed Document 0000950142-17-001817 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:33:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JPW Holdings, L.P. See All Filings	D	2017-10-06 10:31:28 UTC
Amount To Be Raised $16,421,830 Associated Brokers / Dealers N/A CIK Number 0001718529 Filed Document 0000950142-17-001816 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:31:28 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QMS Diversified Global Macro U.S. Fund LP See All Filings	D/A	2017-10-06 10:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538807 Filed Document 0000919574-17-007149 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:30:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GUGV 790 Broward REIT, LLC See All Filings	D	2017-10-06 10:28:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001718598 Filed Document 0001718598-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:28:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sayre Healthcare Property Holdings, LLC See All Filings	D	2017-10-06 10:24:57 UTC
Amount To Be Raised $11,800,000 Associated Brokers / Dealers N/A CIK Number 0001717455 Filed Document 0001717455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:24:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WXZ Retail Group/Burbank, LLC See All Filings	D	2017-10-06 10:24:46 UTC
Amount To Be Raised $380,000 Associated Brokers / Dealers N/A CIK Number 0001718936 Filed Document 0001718935-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:24:46 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
RELMADA THERAPEUTICS, INC. See All Filings	D	2017-10-06 10:18:43 UTC
Amount To Be Raised $6,890,000 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001553643 Filed Document 0001213900-17-010345 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:18:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
thingtech LLC See All Filings	D	2017-10-06 10:14:55 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001717845 Filed Document 0001717845-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:14:55 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Radcliffe International BDC Fund, Ltd. See All Filings	D/A	2017-10-06 10:10:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617397 Filed Document 0000919574-17-007147 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:10:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WXZ Residential Group/CC, LLC See All Filings	D	2017-10-06 10:07:07 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001718935 Filed Document 0001718935-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:07:07 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Radcliffe Domestic BDC Fund, L.P. See All Filings	D/A	2017-10-06 10:06:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617390 Filed Document 0000919574-17-007145 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kindred Capital Fund, LP See All Filings	D/A	2017-10-06 10:02:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683560 Filed Document 0000919574-17-007143 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:02:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Weatherlow Long-Short Equity Fund L.P. See All Filings	D/A	2017-10-06 10:01:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC CIK Number 0001364444 Filed Document 0001364444-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 10:01:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atalaya Fund VI Equity REIT Inc. See All Filings	D	2017-10-06 09:37:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001718555 Filed Document 0001718555-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-06 09:37:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TWOTAIL ALPHA OFFSHORE FUND LTD. See All Filings	D/A	2017-10-06 09:24:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683893 Filed Document 0001144204-17-051599 Exclusions or Exemptions 506b Accepted Date 2017-10-06 09:24:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAAS VENTURES, L.P. See All Filings	D/A	2017-10-06 09:10:10 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001712580 Filed Document 0001712580-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-06 09:10:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Rockefeller Access Fund 2015, LLC See All Filings	D/A	2017-10-06 08:38:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654977 Filed Document 0000945621-17-000366 Exclusions or Exemptions 506b Accepted Date 2017-10-06 08:38:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IIFL OPPORTUNITIES FUND 10 See All Filings	D	2017-10-06 07:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718572 Filed Document 0001718572-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-06 07:20:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Starboard Value & Opportunity Fund LP See All Filings	D/A	2017-10-06 06:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel L. Holligan, Brian Snider, and OCP Capital, LLC CIK Number 0001430825 Filed Document 0000902664-17-003926 Exclusions or Exemptions 506b Accepted Date 2017-10-06 06:25:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Value & Opportunity Fund Ltd See All Filings	D/A	2017-10-06 06:22:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital, LLC CIK Number 0001430743 Filed Document 0000902664-17-003925 Exclusions or Exemptions 506b Accepted Date 2017-10-06 06:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bybrook Salzburg Metric Fund LP See All Filings	D/A	2017-10-06 06:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654890 Filed Document 0000902664-17-003924 Exclusions or Exemptions 506b Accepted Date 2017-10-06 06:08:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARC287BC CORP See All Filings	1-A/A	2017-10-05 21:24:54 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001642079 Filed Document 0001642079-17-000009 Accepted Date 2017-10-05 21:24:54 UTC Type of Offering 1-A/A Industry MISCELLANEOUS MANUFACTURING INDUSTRIES Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction NEW JERSEY Type of Security Equity (common or preferred stock)
IX Power Clean Water, Inc. See All Filings	D/A	2017-10-05 21:21:23 UTC
Amount To Be Raised $5,043,306 Associated Brokers / Dealers N/A CIK Number 0001555127 Filed Document 0001555127-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 21:21:23 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
USCIM FUND XXXIII DEVICE AUTHORITY, LLC See All Filings	D	2017-10-05 20:10:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001718660 Filed Document 0001718660-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 20:10:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM FUND XII SENZARI, LLC See All Filings	D	2017-10-05 20:08:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001718661 Filed Document 0001718661-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 20:08:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM FUND XXIV DERMSPECTRA, LLC See All Filings	D	2017-10-05 20:07:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001718658 Filed Document 0001718658-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 20:07:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM FUND XXVIII DISCOVERY, LLC See All Filings	D	2017-10-05 20:05:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001718659 Filed Document 0001718659-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 20:05:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BrightForge Kyber Fund LP See All Filings	D	2017-10-05 19:37:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718378 Filed Document 0001718378-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 19:37:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meesho, Inc. See All Filings	D	2017-10-05 19:33:54 UTC
Amount To Be Raised $3,442,335 Associated Brokers / Dealers N/A CIK Number 0001686166 Filed Document 0001686166-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 19:33:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TWOTAIL ALPHA ONSHORE FUND LP See All Filings	D/A	2017-10-05 19:25:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684574 Filed Document 0001144204-17-051558 Exclusions or Exemptions 506b Accepted Date 2017-10-05 19:25:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chromatic Capital Fund LP See All Filings	D	2017-10-05 19:05:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717901 Filed Document 0001717901-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-05 19:05:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund